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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Aircraft Services CORP 800 LONG RIDGE ROAD STAMFORD, CT 06927 |
X | |||
EFS Regency GP Holdco II, LLC 800 LONG RIDGE ROAD STAMFORD, CT 06927 |
X | |||
Regency LP Acquirer, L.P. 800 LONG RIDGE ROAD STAMFORD, CT 06927 |
X | |||
GENERAL ELECTRIC CAPITAL CORP 800 LONG RIDGE ROAD FAIRFIELD, CT 06431 |
X | |||
GENERAL ELECTRIC CO 800 LONG RIDGE ROAD FAIRFIELD, CT 06431 |
X |
/s/ Tyson Yates, Vice President | 10/27/2010 | |
**Signature of Reporting Person | Date | |
By: Aircraft Services Corporation, its Managing Member, /s/ Tyson Yates, Vice President | 10/27/2010 | |
**Signature of Reporting Person | Date | |
By: EFS Regency GP Holdco II, LLC, By: Aircraft Services Corporation, its Managing Member, /s/ Tyson Yates, Vice President | 10/27/2010 | |
**Signature of Reporting Person | Date | |
/s/ J. Alex Urquhart, Authorized Signatory, General Electric Capital Corporation | 10/27/2010 | |
**Signature of Reporting Person | Date | |
/s/ J. Alex Urquhart, Vice President, General Electric Company | 10/27/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Persons are the beneficial owners of 20,437,667 Common Units following the closing of the Common Unit Purchase Agreement, dated October 22, 2010, by and among Regency LP Acquirer, L.P. ("LP Holdings"), ZLP Fund, L.P. ("ZLP Fund"), ZLP Master Opportunity Fund, Ltd. ("ZLP Master Opportunity Fund"), ZLP Master Utility Fund, Ltd. ("ZLP Master Utility Fund") and Credit Suisse Management LLC (together with ZLP Fund, ZLP Master Opportunity Fund and ZLP Master Utility Fund, the "Purchasers"), pursuant to which LP Holdings sold 4,241,890 Common Units to the Purchasers for $100,000,001.62. |
(2) | These securities are owned by LP Holdings, which is a member of a "group" for purposes of Section 13(d) of the Exchange Act including LP Holdings, EFS Regency GP Holdco II, LLC, Aircraft Services Corporation, General Electric Capital Corporation and General Electric Company. The joint filers are jointly filing this Form 4 and information regarding the joint filers other than Aircraft Services Corporation is set forth on Exhibit 99 to this Form 4. |