Nuveen Tax-Advantaged Dividend Growth Fund

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-22058

 

Nuveen Tax-Advantaged Dividend Growth Fund


(Exact name of registrant as specified in charter)

 

333 West Wacker Drive, Chicago, Illinois 60606


(Address of principal executive offices) (Zip Code)

 

Gifford R. Zimmerman - Chief Administrative Officer


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 312-917-7700

 

Date of fiscal year-end: December 31

 

Date of reporting period: June 30, 2013

 



Item 1. Proxy Voting Record


Nuveen Tax-Advantage Dividend Growth Fund

 

Company Name

 

Ticker

 

Security ID

 

Country

 

Meeting Date

 

Meeting Type

 

Proponent

  

Proposal

 

Management

Recommendation

 

Vote

Instruction

Gladstone Investment Corporation

  GAIN   376546206   USA   09-Aug-12   Annual   Management    Elect Director Terry L. Brubaker   For   For

Gladstone Investment Corporation

  GAIN   376546206   USA   09-Aug-12   Annual   Management    Elect Director David A.R. Dullum   For   For

Gladstone Investment Corporation

  GAIN   376546206   USA   09-Aug-12   Annual   Management    Elect Director John Reilly   For   For

Gladstone Investment Corporation

  GAIN   376546206   USA   09-Aug-12   Annual   Management    Approve Sale of Common Shares Below Net Asset Value   For   For

Gladstone Investment Corporation

  GAIN   376546206   USA   09-Aug-12   Annual   Management    Ratify Auditors   For   For

H. J. Heinz Finance Co

    42307T306   USA   19-Sep-12   Annual   Management    Elect Director Leonard A. Cullo, Jr.   For   For

H. J. Heinz Finance Co

    42307T306   USA   19-Sep-12   Annual   Management    Elect Director Edward J. McMenamin   For   For

H. J. Heinz Finance Co

    42307T306   USA   19-Sep-12   Annual   Management    Elect Director Arthur B. Winkleblack   For   For

H. J. Heinz Finance Co

    42307T306   USA   19-Sep-12   Annual   Management    Elect Independent Director Andrew L. Stidd   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Elect Director J. Raleigh Bailes, Sr.   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Elect Director Brad Bynum   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Elect Director Victor G. Carrillo   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Elect Director Gary C. Evans   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Elect Director Stephen C. Hurley   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Elect Director Joe L. McClaugherty   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Elect Director Ronald D. Ormand   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Elect Director Steven A. Pfeifer   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Elect Director Jeff Swanson   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Ratify Auditors   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Increase Authorized Common Stock   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Increase Authorized Preferred Stock   For   For

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Amend Omnibus Stock Plan   For   Against

Magnum Hunter Resources Corporation

  MHR   55973B201   USA   17-Jan-13   Annual   Management    Adjourn Meeting   For   Against

BB&T Corporation

  BBT   054937206   USA   23-Apr-13   Special   Management    Amend Articles of Incorporation of BB&T to Change the Payment Dates of its Preferred Stock Dividends to Conform with the Payment Date of its Common Stock Dividends and Conform Preferred Stock Record Dates   For   For

BB&T Corporation

  BBT   054937206   USA   23-Apr-13   Special   Management    Adjourn Meeting   For   For

The Gabelli Equity Trust Inc.

  GAB   362397861   USA   13-May-13   Annual   Management    Elect Director Mario J. Gabelli   For   For

The Gabelli Equity Trust Inc.

  GAB   362397861   USA   13-May-13   Annual   Management    Elect Director Arthur V. Ferrara   For   For

The Gabelli Equity Trust Inc.

  GAB   362397861   USA   13-May-13   Annual   Management    Elect Director William F. Heitmann   For   For


Nuveen Tax-Advantage Dividend Growth Fund

 

Company Name

 

Ticker

 

Security ID

 

Country

 

Meeting Date

 

Meeting

Type

 

Proponent

  

Proposal

 

Management

Recommendation

 

Vote

Instruction

The Coca-Cola Company

  KO   191216100   USA   10-Jul-12   Special   Management    Approve Stock Split   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Gerard Kleisterlee as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Vittorio Colao as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Andy Halford as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Stephen Pusey as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Renee James as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Alan Jebson as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Samuel Jonah as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Nick Land as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Anne Lauvergeon as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Luc Vandevelde as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Anthony Watson as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Re-elect Philip Yea as Director   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Approve Final Dividend   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Approve Remuneration Report   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Reappoint Deloitte LLP as Auditors   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Authorise the Audit and Risk Committee to Fix Remuneration of Auditors   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Authorise Issue of Equity with Pre-emptive Rights   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Authorise Issue of Equity without Pre-emptive Rights   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Authorise Market Purchase of Ordinary Shares   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Authorise EU Political Donations and Expenditure   For   For

Vodafone Group plc

  VOD   92857W209   United Kingdom   24-Jul-12   Annual   Management    Authorise the Company to Call EGM with Two Weeks’ Notice   For   For

Microchip Technology Incorporated

  MCHP   595017104   USA   17-Aug-12   Annual   Management    Elect Director Steve Sanghi   For   For

Microchip Technology Incorporated

  MCHP   595017104   USA   17-Aug-12   Annual   Management    Elect Director Albert J. Hugo-Martinez   For   For

Microchip Technology Incorporated

  MCHP   595017104   USA   17-Aug-12   Annual   Management    Elect Director L.B. Day   For   For

Microchip Technology Incorporated

  MCHP   595017104   USA   17-Aug-12   Annual   Management    Elect Director Matthew W. Chapman   For   For

Microchip Technology Incorporated

  MCHP   595017104   USA   17-Aug-12   Annual   Management    Elect Director Wade F. Meyercord   For   For

Microchip Technology Incorporated

  MCHP   595017104   USA   17-Aug-12   Annual   Management    Amend Omnibus Stock Plan   For   For

Microchip Technology Incorporated

  MCHP   595017104   USA   17-Aug-12   Annual   Management    Approve Conversion of Securities   For   For

Microchip Technology Incorporated

  MCHP   595017104   USA   17-Aug-12   Annual   Management    Ratify Auditors   For   For

Microchip Technology Incorporated

  MCHP   595017104   USA   17-Aug-12   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Open Meeting    

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Receive Announcements Re: Customer Co-Investment Program    

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Amend Articles to Create New Share Class: Ordinary Shares M   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Increase Par Value per Ordinary Share   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Approve Reduction in Share Capital by Decreasing Nominal Value per Share   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c   For   For

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Other Business (Non-Voting)    

ASML Holding NV

  ASML   N07059186   Netherlands   07-Sep-12   Special   Management    Close Meeting    

Eaton Corporation

  ETN   278058102   USA   26-Oct-12   Special   Management    Approve Merger Agreement   For   For

Eaton Corporation

  ETN   278058102   USA   26-Oct-12   Special   Management    Approve Reduction of Capital of New Eaton to Allow Creation of Distributable Reserves of New Eaton which are Required Under Irish Law to Allow New Eaton to Make Distributions and to Pay Dividends and Repurchase or Redeem Shares   For   For

Eaton Corporation

  ETN   278058102   USA   26-Oct-12   Special   Management    Advisory Vote on Golden Parachutes   For   Against

Eaton Corporation

  ETN   278058102   USA   26-Oct-12   Special   Management    Adjourn Meeting   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Elect Director Steven A. Ballmer   For   For


Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Elect Director Dina Dublon   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Elect Director William H. Gates, III   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Elect Director Maria M. Klawe   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Elect Director Stephen J. Luczo   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Elect Director David F. Marquardt   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Elect Director Charles H. Noski   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Elect Director Helmut Panke   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Elect Director John W. Thompson   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Approve Qualified Employee Stock Purchase Plan   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Management    Ratify Auditors   For   For

Microsoft Corporation

  MSFT   594918104   USA   28-Nov-12   Annual   Share Holder    Provide for Cumulative Voting   Against   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Approve the Authority to Issue Shares in BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Approve the Authority to Issue Shares in BHP Billiton Plc for Cash   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Approve the Remuneration Report   For   For

BHP Billiton Limited

  BHP   088606108   Australia   29-Nov-12   Annual   Management    Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company   For   For

WPP plc

  WPP   92933H101   United Kingdom   11-Dec-12   Special   Management    Approve Scheme of Arrangement   For   For

WPP plc

  WPP   92933H101   United Kingdom   11-Dec-12   Special   Management    Approve Matters Relating to Creation of a New Jersey Incorporated and United Kingdom Tax Resident Parent Company   For   For

WPP plc

  WPP   92933H101   United Kingdom   11-Dec-12   Special   Management    Approve the New WPP Reduction of Capital   For   For

WPP plc

  WPP   92933H101   United Kingdom   11-Dec-12   Special   Management    Approve Change of Company Name to WPP 2012 Limited   For   For

Westpac Banking Corporation

  WBC   961214301   Australia   13-Dec-12   Annual   Management    Approve the Adoption of the Remuneration Report   For   For

Westpac Banking Corporation

  WBC   961214301   Australia   13-Dec-12   Annual   Management    Elect Gordon Cairns as a Director   For   For

Westpac Banking Corporation

  WBC   961214301   Australia   13-Dec-12   Annual   Management    Elect Robert Elstone as a Director   For   For

Westpac Banking Corporation

  WBC   961214301   Australia   13-Dec-12   Annual   Management    Approve the Amendments to the Company’s Constitution Relating to Preference Shares   For   For

Westpac Banking Corporation

  WBC   961214301   Australia   13-Dec-12   Annual   Management    Approve the Amendments to the Company’s Constitution Relating to General Meeting, Meetings of Directors, and Other Matters   For   For

Emerson Electric Co.

  EMR   291011104   USA   05-Feb-13   Annual   Management    Elect Director C. A. H. Boersig   For   For

Emerson Electric Co.

  EMR   291011104   USA   05-Feb-13   Annual   Management    Elect Director J. B. Bolten   For   For

Emerson Electric Co.

  EMR   291011104   USA   05-Feb-13   Annual   Management    Elect Director M. S. Levatich   For   For

Emerson Electric Co.

  EMR   291011104   USA   05-Feb-13   Annual   Management    Elect Director R. L. Stephenson   For   For

Emerson Electric Co.

  EMR   291011104   USA   05-Feb-13   Annual   Management    Elect Director A.A. Busch, III   For   For

Emerson Electric Co.

  EMR   291011104   USA   05-Feb-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Emerson Electric Co.

  EMR   291011104   USA   05-Feb-13   Annual   Management    Ratify Auditors   For   For

Emerson Electric Co.

  EMR   291011104   USA   05-Feb-13   Annual   Management    Declassify the Board of Directors   For   For

Emerson Electric Co.

  EMR   291011104   USA   05-Feb-13   Annual   Share Holder    Report on Sustainability   Against   For

Novartis AG

  NOVN   66987V109   Switzerland   22-Feb-13   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

Novartis AG

  NOVN   66987V109   Switzerland   22-Feb-13   Annual   Management    Approve Discharge of Board and Senior Management   For   For

Novartis AG

  NOVN   66987V109   Switzerland   22-Feb-13   Annual   Management    Approve Allocation of Income and Dividends of CHF 2.30 per Share   For   For

Novartis AG

  NOVN   66987V109   Switzerland   22-Feb-13   Annual   Management    Approve Remuneration System   For   For

Novartis AG

  NOVN   66987V109   Switzerland   22-Feb-13   Annual   Management    Elect Verena Briner as Director   For   For

Novartis AG

  NOVN   66987V109   Switzerland   22-Feb-13   Annual   Management    Elect Joerg Reinhardt as Director   For   For


Novartis AG

  NOVN   66987V109   Switzerland   22-Feb-13   Annual   Management    Elect Charles Sawyers as Director   For   For

Novartis AG

  NOVN   66987V109   Switzerland   22-Feb-13   Annual   Management    Elect William Winters as Director   For   For

Novartis AG

  NOVN   66987V109   Switzerland   22-Feb-13   Annual   Management    Ratify PricewaterhouseCoopers AG as Auditors   For   For

Novartis AG

  NOVN   66987V109   Switzerland   22-Feb-13   Annual   Management    Additional And/or Counter-proposals Presented At The Meeting   For   Against

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Management    Elect Director William Campbell   For   For

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Management    Elect Director Timothy Cook   For   For

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Management    Elect Director Millard Drexler   For   For

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Management    Elect Director Al Gore   For   For

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Management    Elect Director Robert Iger   For   For

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Management    Elect Director Andrea Jung   For   For

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Management    Elect Director Arthur Levinson   For   For

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Management    Elect Director Ronald Sugar   For   For

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Management    Amend Articles of Incorporation   For   For

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Management    Ratify Auditors   For   For

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Share Holder    Stock Retention/Holding Period   Against   For

Apple Inc.

  AAPL   037833100   USA   27-Feb-13   Annual   Share Holder    Establish Board Committee on Human Rights   Against   Against

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Elect Director Barbara T. Alexander   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Elect Director Donald G. Cruickshank   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Elect Director Raymond V. Dittamore   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Elect Director Susan Hockfield   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Elect Director Thomas W. Horton   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Elect Director Paul E. Jacobs   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Elect Director Sherry Lansing   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Elect Director Duane A. Nelles   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Elect Director Francisco Ros   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Elect Director Brent Scowcroft   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Elect Director Marc I. Stern   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Amend Omnibus Stock Plan   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Ratify Auditors   For   For

QUALCOMM Incorporated

  QCOM   747525103   USA   05-Mar-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Approve Allocation of Income, with a Final Dividend of JPY 70   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Mitarai, Fujio   For   Against

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Tanaka, Toshizo   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Ikoma, Toshiaki   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Watanabe, Kunio   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Adachi, Yoroku   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Mitsuhashi, Yasuo   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Matsumoto, Shigeyuki   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Homma, Toshio   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Nakaoka, Masaki   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Honda, Haruhisa   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Ozawa, Hideki   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Maeda, Masaya   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Tani, Yasuhiro   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Araki, Makoto   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Suematsu, Hiroyuki   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Uzawa, Shigeyuki   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Nagasawa, Kenichi   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Otsuka, Naoji   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Yamada, Masanori   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Wakiya, Aitake   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Elect Director Ono, Kazuto   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Approve Special Payments in Connection with Abolition of Retirement Bonus System   For   Against

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Approve Adjustment to Aggregate Compensation Ceiling for Directors   For   For

Canon Inc.

  7751   138006309   Japan   28-Mar-13   Annual   Management    Approve Annual Bonus Payment to Directors   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director William E. Bennett   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director Hugh J. Bolton   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director John L. Bragg   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director Amy W. Brinkley   For   For


The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director W. Edmund Clark   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director Colleen A. Goggins   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director Henry H. Ketcham   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director Brian M. Levitt   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director Harold H. MacKay   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director Karen E. Maidment   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director Irene R. Miller   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director Nadir H. Mohamed   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director Wilbur J. Prezzano   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Elect Director Helen K. Sinclair   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Ratify Ernst & Young LLP as Auditors   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Management    Advisory Vote on Executive Compensation Approach   For   For

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Share Holder    SP A: Increase Disclosure of Pension Plans   Against   Against

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Share Holder    SP B: Adopt Policy for Equitable Treatment under the Pension Plans   Against   Against

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Share Holder    SP C: Adopt an Internal Pay Ratio   Against   Against

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Share Holder    SP D: Adopt Policy on Gender Equality in Senior Management Positions   Against   Against

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Share Holder    SP E: Publish Summary of Annual Meetings and Questions Raised at Meetings   Against   Against

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Share Holder    SP F: Submit More Candidates For Election Than the Number of Vacancies on the Board   Against   Against

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Share Holder    SP G: Advisory Vote on Executive Officers’ Compensation   Against   Against

The Toronto-Dominion Bank

  TD   891160509   Canada   04-Apr-13   Annual   Share Holder    SP H: Set Maximum Amount of Employee Compensation   Against   Against

Syngenta AG

  SYNN   87160A100   Switzerland   23-Apr-13   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

Syngenta AG

  SYNN   87160A100   Switzerland   23-Apr-13   Annual   Management    Approve Remuneration Report   For   For

Syngenta AG

  SYNN   87160A100   Switzerland   23-Apr-13   Annual   Management    Approve Discharge of Board and Senior Management   For   For

Syngenta AG

  SYNN   87160A100   Switzerland   23-Apr-13   Annual   Management    Approve Allocation of Income and Dividends of CHF 9.50 per Share   For   For

Syngenta AG

  SYNN   87160A100   Switzerland   23-Apr-13   Annual   Management    Reelect Michael Mack as Director   For   For

Syngenta AG

  SYNN   87160A100   Switzerland   23-Apr-13   Annual   Management    Reelect Jacques Vincent as Director   For   For

Syngenta AG

  SYNN   87160A100   Switzerland   23-Apr-13   Annual   Management    Elect Eleni Gabre-Madhin as Director   For   For

Syngenta AG

  SYNN   87160A100   Switzerland   23-Apr-13   Annual   Management    Elect Eveline Saupper as Director   For   For

Syngenta AG

  SYNN   87160A100   Switzerland   23-Apr-13   Annual   Management    Ratify Ernst & Young as Auditors   For   For

Syngenta AG

  SYNN   87160A100   Switzerland   23-Apr-13   Annual   Management    Additional And/Or Counter Proposals Presented At The Meeting   For   Against

VF Corporation

  VFC   918204108   USA   23-Apr-13   Annual   Management    Elect Director Richard T. Carucci   For   For

VF Corporation

  VFC   918204108   USA   23-Apr-13   Annual   Management    Elect Director Juliana L. Chugg   For   For

VF Corporation

  VFC   918204108   USA   23-Apr-13   Annual   Management    Elect Director George Fellows   For   For

VF Corporation

  VFC   918204108   USA   23-Apr-13   Annual   Management    Elect Director Clarence Otis, Jr.   For   For

VF Corporation

  VFC   918204108   USA   23-Apr-13   Annual   Management    Elect Director Matthew J. Shattock   For   For

VF Corporation

  VFC   918204108   USA   23-Apr-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

VF Corporation

  VFC   918204108   USA   23-Apr-13   Annual   Management    Approve Executive Incentive Bonus Plan   For   For

VF Corporation

  VFC   918204108   USA   23-Apr-13   Annual   Management    Ratify Auditors   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director John D. Baker, II   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director Elaine L. Chao   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director John S. Chen   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director Lloyd H. Dean   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director Susan E. Engel   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director Enrique Hernandez, Jr.   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director Donald M. James   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director Cynthia H. Milligan   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director Federico F. Pena   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director Howard V. Richardson   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director Judith M. Runstad   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director Stephen W. Sanger   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director John G. Stumpf   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Elect Director Susan G. Swenson   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Amend Omnibus Stock Plan   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Management    Ratify Auditors   For   For

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Share Holder    Require Independent Board Chairman   Against   Against

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   Against

Wells Fargo & Company

  WFC   949746101   USA   23-Apr-13   Annual   Share Holder    Review Fair Housing and Fair Lending Compliance   Against   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director George S. Barrett   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director Todd M. Bluedorn   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director Christopher M. Connor   For   For


Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director Michael J. Critelli   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director Alexander M. Cutler   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director Charles E. Golden   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director Linda A. Hill   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director Arthur E. Johnson   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director Ned C. Lautenbach   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director Deborah L. McCoy   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director Gregory R. Page   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Elect Director Gerald B. Smith   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Ratify Auditors   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Approve Executive Incentive Bonus Plan   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Approve Executive Incentive Bonus Plan   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Approval of Overseas Market Purchases of the Company Shares   For   For

Eaton Corporation plc

  ETN   G29183103   Ireland   24-Apr-13   Annual   Management    Approve the Price Range for the Reissuance of Shares   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Herbert A. Allen   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Ronald W. Allen   For   Against

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Howard G. Buffett   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Richard M. Daley   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Barry Diller   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Helene D. Gayle   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Evan G. Greenberg   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Alexis M. Herman   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Muhtar Kent   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Robert A. Kotick   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Maria Elena Lagomasino   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Donald F. McHenry   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Sam Nunn   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director James D. Robinson, III   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Peter V. Ueberroth   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Elect Director Jacob Wallenberg   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Ratify Auditors   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Management    Provide Right to Call Special Meeting   For   For

The Coca-Cola Company

  KO   191216100   USA   24-Apr-13   Annual   Share Holder    Establish Board Committee on Human Rights   Against   Against

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Receive Financial Statements and Statutory Reports (Non-Voting)    

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Approve Remuneration Report   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Approve Discharge of Board and Senior Management   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Approve Allocation of Income and Dividends of CHF 0.68 per Share   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Approve Creation of CHF 206 Million Pool of Capital without Preemptive Rights   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Reelect Roger Agnelli as Director   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Reelect Louis Hughes as Director   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Reelect Hans Maerki as Director   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Reelect Michel de Rosen as Director   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Reelect Michael Treschow as Director   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Reelect Jacob Wallenberg as Director   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Reelect Ying Yeh as Director   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Reelect Hubertus von Gruenberg as Director   For   For

ABB Ltd.

  ABBN   000375204   Switzerland   25-Apr-13   Annual   Management    Ratify Ernst & Young AG as Auditors   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director R. Denny Alexander   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director Carlos Alvarez   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director Royce S. Caldwell   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director Crawford H. Edwards   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director Ruben M. Escobedo   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director Richard W. Evans, Jr.   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director Patrick B. Frost   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director David J. Haemisegger   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director Karen E. Jennings   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director Richard M. Kleberg, III   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director Charles W. Matthews   For   For


Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director Ida Clement Steen   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Elect Director Horace Wilkins, Jr.   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Amend Omnibus Stock Plan   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Ratify Auditors   For   For

Cullen/Frost Bankers, Inc.

  CFR   229899109   USA   25-Apr-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director Dennis A. Ausiello   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director M. Anthony Burns   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director W. Don Cornwell   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director Frances D. Fergusson   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director William H. Gray, III   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director Helen H. Hobbs   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director Constance J. Horner   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director James M. Kilts   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director George A. Lorch   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director Suzanne Nora Johnson   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director Ian C. Read   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director Stephen W. Sanger   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Elect Director Marc Tessier-Lavigne   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Ratify Auditors   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Share Holder    Stock Retention/Holding Period   Against   For

Pfizer Inc.

  PFE   717081103   USA   25-Apr-13   Annual   Share Holder    Provide Right to Act by Written Consent   Against   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director Randall L. Stephenson   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director Gilbert F. Amelio   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director Reuben V. Anderson   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director James H. Blanchard   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director Jaime Chico Pardo   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director Scott T. Ford   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director James P. Kelly   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director Jon C. Madonna   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director Michael B. McCallister   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director John B. McCoy   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director Joyce M. Roche   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director Matthew K. Rose   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Elect Director Laura D’Andrea Tyson   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Ratify Auditors   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Management    Amend Stock Purchase and Deferral Plan   For   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Share Holder    Report on Political Contributions   Against   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Share Holder    Report on Reducing Lead Battery Health Hazards   Against   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Share Holder    Submit Severance Agreement (Change-in-Control) to Shareholder Vote   Against   For

AT&T Inc.

  T   00206R102   USA   26-Apr-13   Annual   Share Holder    Require Independent Board Chairman   Against   Against

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Approve Final Dividend   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Re-elect David Arculus as Director   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Re-elect Vivienne Cox as Director   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Re-elect Will Ethridge as Director   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Re-elect Robin Freestone as Director   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Re-elect Susan Fuhrman as Director   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Re-elect Ken Hydon as Director   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Re-elect Josh Lewis as Director   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Re-elect John Makinson as Director   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Re-elect Glen Moreno as Director   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Elect John Fallon as Director   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Approve Remuneration Report   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Reappoint PricewaterhouseCoopers LLP as Auditors   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Authorise Board to Fix Remuneration of Auditors   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Authorise Issue of Equity with Pre-emptive Rights   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Authorise Issue of Equity without Pre-emptive Rights   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Authorise Market Purchase of Ordinary Shares   For   For

Pearson plc

  PSON   705015105   United Kingdom   26-Apr-13   Annual   Management    Authorise the Company to Call EGM with Two Weeks’ Notice   For   For


PACCAR Inc

  PCAR   693718108   USA   29-Apr-13   Annual   Management    Elect Director Alison J. Carnwath   For   For

PACCAR Inc

  PCAR   693718108   USA   29-Apr-13   Annual   Management    Elect Director Luiz Kaufmann   For   For

PACCAR Inc

  PCAR   693718108   USA   29-Apr-13   Annual   Management    Elect Director John M. Pigott   For   For

PACCAR Inc

  PCAR   693718108   USA   29-Apr-13   Annual   Management    Elect Director Gregory M. E. Spierkel   For   For

PACCAR Inc

  PCAR   693718108   USA   29-Apr-13   Annual   Share Holder    Declassify the Board of Directors   Against   For

PACCAR Inc

  PCAR   693718108   USA   29-Apr-13   Annual   Share Holder    Reduce Supermajority Vote Requirement   Against   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director Alain J.P. Belda   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director William R. Brody   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director Kenneth I. Chenault   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director Michael L. Eskew   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director David N. Farr   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director Shirley Ann Jackson   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director Andrew N. Liveris   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director W. James McNerney, Jr.   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director James W. Owens   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director Virginia M. Rometty   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director Joan E. Spero   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director Sidney Taurel   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Elect Director Lorenzo H. Zambrano   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Ratify Auditors   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Share Holder    Provide Right to Act by Written Consent   Against   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Share Holder    Require Independent Board Chairman   Against   For

International Business Machines Corporation

  IBM   459200101   USA   30-Apr-13   Annual   Share Holder    Stock Retention/Holding Period   Against   For

TENARIS SA

  TEN   88031M109   Luxembourg   02-May-13   Annual   Management    Receive and Approve Board’s and Auditor’s Reports   For   For

TENARIS SA

  TEN   88031M109   Luxembourg   02-May-13   Annual   Management    Approve Consolidated Financial Statements   For   For

TENARIS SA

  TEN   88031M109   Luxembourg   02-May-13   Annual   Management    Approve Financial Statements   For   For

TENARIS SA

  TEN   88031M109   Luxembourg   02-May-13   Annual   Management    Approve Allocation of Income and Dividends   For   For

TENARIS SA

  TEN   88031M109   Luxembourg   02-May-13   Annual   Management    Approve Discharge of Directors   For   For

TENARIS SA

  TEN   88031M109   Luxembourg   02-May-13   Annual   Management    Elect Directors   For   Against

TENARIS SA

  TEN   88031M109   Luxembourg   02-May-13   Annual   Management    Approve Remuneration of Directors   For   For

TENARIS SA

  TEN   88031M109   Luxembourg   02-May-13   Annual   Management    Approve Auditors and Authorize Board to Fix Their Remuneration   For   For

TENARIS SA

  TEN   88031M109   Luxembourg   02-May-13   Annual   Management    Allow Electronic Distribution of Company Documents to Shareholders   For   For

AbbVie Inc.

  ABBV   00287Y109   USA   06-May-13   Annual   Management    Elect Director William H.L. Burnside   For   For

AbbVie Inc.

  ABBV   00287Y109   USA   06-May-13   Annual   Management    Elect Director Edward J. Rapp   For   For

AbbVie Inc.

  ABBV   00287Y109   USA   06-May-13   Annual   Management    Elect Director Roy S. Roberts   For   For

AbbVie Inc.

  ABBV   00287Y109   USA   06-May-13   Annual   Management    Ratify Auditors   For   For

AbbVie Inc.

  ABBV   00287Y109   USA   06-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

AbbVie Inc.

  ABBV   00287Y109   USA   06-May-13   Annual   Management    Advisory Vote on Say on Pay Frequency   One Year   One Year

AbbVie Inc.

  ABBV   00287Y109   USA   06-May-13   Annual   Management    Approve Omnibus Stock Plan   For   For

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Elect Director Gregory Q. Brown   For   For

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Elect Director William J. Bratton   For   Against

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Elect Director Kenneth C. Dahlberg   For   Against

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Elect Director David W. Dorman   For   Against

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Elect Director Michael V. Hayden   For   For

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Elect Director Judy C. Lewent   For   For

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Elect Director Anne R. Pramaggiore   For   For

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Elect Director Samuel C. Scott, III   For   For

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Elect Director Bradley E. Singer   For   For

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Elect Director John A. White   For   For

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   Against

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Management    Ratify Auditors   For   For

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Share Holder    Encourage Suppliers to Produce Sustainability Reports   Against   Against

Motorola Solutions, Inc.

  MSI   620076307   USA   06-May-13   Annual   Share Holder    Report on Political Contributions   Against   For

Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Elect Director Richard D. Kinder   For   For

Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Elect Director C. Park Shaper   For   For

Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Elect Director Steven J. Kean   For   For

Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Elect Director Anthony W. Hall, Jr.   For   For


Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Elect Director Deborah A. Macdonald   For   For

Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Elect Director Michael Miller   For   For

Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Elect Director Michael C. Morgan   For   For

Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Elect Director Fayez Sarofim   For   For

Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Elect Director Joel V. Staff   For   Withhold

Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Elect Director John Stokes   For   For

Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Elect Director Robert F. Vagt   For   For

Kinder Morgan, Inc.

  KMI   49456B101   USA   07-May-13   Annual   Management    Ratify Auditors   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director Harold Brown   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director Mathis Cabiallavetta   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director Andre Calantzopoulos   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director Louis C. Camilleri   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director J. Dudley Fishburn   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director Jennifer Li   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director Graham Mackay   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director Sergio Marchionne   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director Kalpana Morparia   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect DirectorLucio A. Noto   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director Robert B. Polet   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director Carlos Slim Helu   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Elect Director Stephen M. Wolf   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Ratify Auditors   For   For

Philip Morris International Inc.

  PM   718172109   USA   08-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Phillips 66

  PSX   718546104   USA   08-May-13   Annual   Management    Elect Director Greg C. Garland   For   For

Phillips 66

  PSX   718546104   USA   08-May-13   Annual   Management    Elect Director John E. Lowe   For   For

Phillips 66

  PSX   718546104   USA   08-May-13   Annual   Management    Ratify Auditors   For   For

Phillips 66

  PSX   718546104   USA   08-May-13   Annual   Management    Approve Omnibus Stock Plan   For   For

Phillips 66

  PSX   718546104   USA   08-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Phillips 66

  PSX   718546104   USA   08-May-13   Annual   Management    Advisory Vote on Say on Pay Frequency   One Year   One Year

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Elect Director C. David Brown II   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Elect Director David W. Dorman   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Elect Director Anne M. Finucane   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Elect Director Kristen Gibney Williams   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Elect Director Larry J. Merlo   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Elect Director Jean-Pierre Millon   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Elect Director Richard J. Swift   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Elect Director William C. Weldon   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Elect Director Tony L. White   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Ratify Auditors   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Amend Qualified Employee Stock Purchase Plan   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Management    Reduce Vote Requirement Under the Fair Price Provision   For   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Share Holder    Report on Political Contributions   Against   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Share Holder    Pro-rata Vesting of Equity Awards   Against   For

CVS Caremark Corporation

  CVS   126650100   USA   09-May-13   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Elect Director Robert E. Brunner   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Elect Director Ralph W. Clark   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Elect Director Robert G. Culp, III   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Elect Director R. Ted Enloe, III   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Elect Director Richard T. Fisher   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Elect Director Matthew C. Flanigan   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Elect Director Karl G. Glassman   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Elect Director David S. Haffner   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Elect Director Joseph W. McClanathan   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Elect Director Judy C. Odom   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Elect Director Phoebe A. Wood   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Ratify Auditors   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Leggett & Platt, Incorporated

  LEG   524660107   USA   09-May-13   Annual   Share Holder    Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity   Against   For


Lorillard, Inc.

  LO   544147101   USA   14-May-13   Annual   Management    Declassify the Board of Directors   For   For

Lorillard, Inc.

  LO   544147101   USA   14-May-13   Annual   Management    Elect Director Andrew H. Card, Jr.   For   For

Lorillard, Inc.

  LO   544147101   USA   14-May-13   Annual   Management    Elect Director Virgis W. Colbert   For   For

Lorillard, Inc.

  LO   544147101   USA   14-May-13   Annual   Management    Elect Director Richard W. Roedel   For   For

Lorillard, Inc.

  LO   544147101   USA   14-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Lorillard, Inc.

  LO   544147101   USA   14-May-13   Annual   Management    Ratify Auditors   For   For

Lorillard, Inc.

  LO   544147101   USA   14-May-13   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director Michael J. Cavanagh   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director David W. Dorman   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director Massimo Ferragamo   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director Mirian M. Graddick-Weir   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director J. David Grissom   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director Bonnie G. Hill   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director Jonathan S. Linen   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director Thomas C. Nelson   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director David C. Novak   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director Thomas M. Ryan   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director Jing-Shyh S. Su   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Elect Director Robert D. Walter   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Ratify Auditors   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Management    Amend Omnibus Stock Plan   For   For

YUM! Brands, Inc.

  YUM   988498101   USA   15-May-13   Annual   Share Holder    Adopt Comprehensive Packaging Recycling Strategy   Against   Against

Fresenius Medical Care AG & Co. KGaA

  FME   358029106   Germany   16-May-13   Annual   Management    Receive Financial Statements and Statutory Reports for Fiscal 2012; Accept Financial Statements and Statutory Reports for Fiscal 2012   For   For

Fresenius Medical Care AG & Co. KGaA

  FME   358029106   Germany   16-May-13   Annual   Management    Approve Allocation of Income and Dividends of EUR 0.75 per Common Share and EUR 0.77 per Preference Share   For   For

Fresenius Medical Care AG & Co. KGaA

  FME   358029106   Germany   16-May-13   Annual   Management    Approve Discharge of Personally Liable Partner for Fiscal 2012   For   For

Fresenius Medical Care AG & Co. KGaA

  FME   358029106   Germany   16-May-13   Annual   Management    Approve Discharge of Supervisory Board for Fiscal 2012   For   For

Fresenius Medical Care AG & Co. KGaA

  FME   358029106   Germany   16-May-13   Annual   Management    Ratify KPMG as Auditors for Fiscal 2013   For   For

Fresenius Medical Care AG & Co. KGaA

  FME   358029106   Germany   16-May-13   Annual   Management    Approve Conversion of Preference Shares into Ordinary Shares   For   For

Fresenius Medical Care AG & Co. KGaA

  FME   358029106   Germany   16-May-13   Annual   Management    Amend Stock Option Plan and Conditional Capital Pool to Reflect Changes in Share Structure   For   For

Fresenius Medical Care AG & Co. KGaA

  FME   358029106   Germany   16-May-13   Annual   Management    Approve Items 6 and 7   For   For

Fresenius Medical Care AG & Co. KGaA

  FME   358029106   Germany   16-May-13   Annual   Management    Amend Articles Re: AGM Participation and Voting Rights   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director Carole Black   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director Glenn A. Britt   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director Thomas H. Castro   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director David C. Chang   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director James E. Copeland, Jr.   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director Peter R. Haje   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director Donna A. James   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director Don Logan   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director N.J. Nicholas, Jr.   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director Wayne H. Pace   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director Edward D. Shirley   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Elect Director John E. Sununu   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Ratify Auditors   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   Against

Time Warner Cable Inc.

  TWC   88732J207   USA   16-May-13   Annual   Share Holder    Pro-rata Vesting of Equity Plan   Against   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director Andrew H. Card, Jr.   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director Erroll B. Davis, Jr.   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director Thomas J. Donohue   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director Archie W. Dunham   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director Judith Richards Hope   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director John J. Koraleski   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director Charles C. Krulak   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director Michael R. McCarthy   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director Michael W. McConnell   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director Thomas F. McLarty, III   For   For


Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director Steven R. Rogel   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director Jose H. Villarreal   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Elect Director James R. Young   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Ratify Auditors   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Management    Approve Omnibus Stock Plan   For   For

Union Pacific Corporation

  UNP   907818108   USA   16-May-13   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Management    Approve Financial Statements and Statutory Reports   For   For

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Management    Approve Consolidated Financial Statements and Statutory Reports   For   For

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Management    Approve Allocation of Income and Dividends of EUR 2.34 per Share   For   For

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Management    Authorize Repurchase of Up to 10 Percent of Issued Share Capital   For   For

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Management    Reelect Thierry Desmarest as Director   For   For

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Management    Reelect Gunnar Brock as Director   For   For

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Management    Reelect Gerard Lamarche as Director   For   For

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Management    Elect Charles Keller and Philippe Marchandise as Representative of Employee Shareholders to the Board   For   For

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Management    Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million   For   For

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Management    Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan   For   Against

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Management    Approve Employee Stock Purchase Plan   For   For

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Share Holder    Approve the Establishment of an Independent Ethics Committee   Against   Against

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Share Holder    Approve to Link Remuneration to Positive Safety Indicators   Against   Against

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Share Holder    Acquire the Diversity Label   Against   Against

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Share Holder    Approve Nomination of Employees Representative to the Remuneration Committee   Against   Against

Total SA

  FP   89151E109   France   17-May-13   Annual/Special   Share Holder    Allow Loyalty Dividends to Long-Term Registered Shareholders   Against   Against

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Elect Director James A. Bell   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Elect Director Crandall C.Bowles   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Elect Director Stephen B. Burke   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Elect Director David M. Cote   For   Against

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Elect Director James S. Crown   For   Against

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Elect Director James Dimon   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Elect Director Timothy P. Flynn   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Elect Director Ellen V. Futter   For   Against

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Elect Director Laban P. Jackson, Jr.   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Elect Director Lee R. Raymond   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Elect Director William C. Weldon   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Ratify Auditors   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Provide Right to Act by Written Consent   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Management    Amend Executive Incentive Bonus Plan   For   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Share Holder    Require Independent Board Chairman   Against   For

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Share Holder    Stock Retention/Holding Period   Against   Against

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Share Holder    Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity   Against   Against

JPMorgan Chase & Co.

  JPM   46625H100   USA   21-May-13   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   Against

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Elect Director James C. Day   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Elect Director Julie H. Edwards   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Elect Director William L. Ford   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Elect Director John W. Gibson   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Elect Director Bert H. Mackie   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Elect Director Steven J. Malcolm   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Elect Director Jim W. Mogg   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Elect Director Pattye L. Moore   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Elect Director Gary D. Parker   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Elect Director Eduardo A. Rodriguez   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Ratify Auditors   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Amend Omnibus Stock Plan   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

ONEOK, Inc.

  OKE   682680103   USA   22-May-13   Annual   Share Holder    Report on Methane Emissions   Against   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director Sherry S. Barrat   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director Robert M. Beall, II   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director James L. Camaren   For   For


NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director Kenneth B. Dunn   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director Lewis Hay, III   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director Toni Jennings   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director James L. Robo   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director Rudy E. Schupp   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director John L. Skolds   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director William H. Swanson   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director Michael H. Thaman   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Elect Director Hansel E. Tookes, II   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Ratify Auditors   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Approve Executive Incentive Bonus Plan   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

NextEra Energy, Inc.

  NEE   65339F101   USA   23-May-13   Annual   Share Holder    Minimize Pool Storage of Spent Nuclear Fuel   Against   Against

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Approve Remuneration Report   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect Safra Catz as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect Laura Cha as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect Marvin Cheung as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Elect Jim Comey as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect John Coombe as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect Joachim Faber as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect Rona Fairhead as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Elect Renato Fassbind as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect Douglas Flint as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect Stuart Gulliver as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect James Hughes-Hallett as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect William Laidlaw as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect John Lipsky as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect Janis Lomax as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect Iain Mackay as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect Sir Simon Robertson as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Re-elect John Thornton as Director   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Authorise Issue of Equity with Pre-emptive Rights   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Authorise Issue of Equity without Pre-emptive Rights   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Authorise Market Purchase of Ordinary Shares   For   For

HSBC Holdings plc

  HSBA   404280406   United Kingdom   24-May-13   Annual   Management    Authorise the Company to Call EGM with Two Weeks’ Notice   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Elect Director Linnet F. Deily   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Elect Director Robert E. Denham   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Elect Director Alice P. Gast   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Elect Director Enrique Hernandez, Jr.   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Elect Director George L. Kirkland   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Elect Director Charles W. Moorman, IV   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Elect Director Kevin W. Sharer   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Elect Director John G. Stumpf   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Elect Director Ronald D. Sugar   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Elect Director Carl Ware   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Elect Director John S. Watson   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Ratify Auditors   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Management    Amend Omnibus Stock Plan   For   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Share Holder    Report on Management of Hydraulic Fracturing Risks and Opportunities   Against   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Share Holder    Report on Offshore Oil Wells and Spill Mitigation Measures   Against   Against

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Share Holder    Report on Financial Risks of Climate Change   Against   Against

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Share Holder    Report on Lobbying Payments and Policy   Against   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Share Holder    Prohibit Political Contributions   Against   Against

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Share Holder    Provide for Cumulative Voting   Against   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Share Holder    Amend Articles/Bylaws/Charter – Call Special Meetings   Against   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Share Holder    Require Director Nominee with Environmental Expertise   Against   For

Chevron Corporation

  CVX   166764100   USA   29-May-13   Annual   Share Holder    Adopt Guidelines for Country Selection   Against   For

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)    


Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Approve Allocation of Income and Dividends of EUR 2.70 per Share   For   For

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Approve Discharge of Management Board for Fiscal 2012   For   For

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Approve Discharge of Supervisory Board for Fiscal 2012   For   For

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Ratify KPMG as Auditors for Fiscal 2013   For   For

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Approve Creation of EUR 47 Million Pool of Capital without Preemptive Rights   For   For

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 3.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights   For   For

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Approve Cancellation of Conditional Capital   For   For

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    New Elections to the Supervisory Board and Appointment of Reserve Members   For   Against

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Amend Corporate Purpose   For   For

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Amend Articles Re: Composition of the Board   For   For

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Amend Articles Re: Remuneration of Supervisory Board   For   For

Linde AG

  LIN   535223200   Germany   29-May-13   Annual   Management    Amend Articles Re: Editorial Changes   For   For

BlackRock, Inc.

  BLK   09247X101   USA   30-May-13   Annual   Management    Elect Director Abdlatif Yousef Al-Hamad   For   For

BlackRock, Inc.

  BLK   09247X101   USA   30-May-13   Annual   Management    Elect Director Mathis Cabiallavetta   For   For

BlackRock, Inc.

  BLK   09247X101   USA   30-May-13   Annual   Management    Elect Director Dennis D. Dammerman   For   For

BlackRock, Inc.

  BLK   09247X101   USA   30-May-13   Annual   Management    Elect Director Jessica P. Einhorn   For   For

BlackRock, Inc.

  BLK   09247X101   USA   30-May-13   Annual   Management    Elect Director Fabrizio Freda   For   For

BlackRock, Inc.

  BLK   09247X101   USA   30-May-13   Annual   Management    Elect Director David H. Komansky   For   For

BlackRock, Inc.

  BLK   09247X101   USA   30-May-13   Annual   Management    Elect Director James E. Rohr   For   For

BlackRock, Inc.

  BLK   09247X101   USA   30-May-13   Annual   Management    Elect Director Susan L. Wagner   For   For

BlackRock, Inc.

  BLK   09247X101   USA   30-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

BlackRock, Inc.

  BLK   09247X101   USA   30-May-13   Annual   Management    Ratify Auditors   For   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Management    Elect Director James E. Cartwright   For   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Management    Elect Director Vernon E. Clark   For   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Management    Elect Director Stephen J. Hadley   For   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Management    Elect Director Michael C. Ruettgers   For   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Management    Elect Director Ronald L. Skates   For   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Management    Elect Director William R. Spivey   For   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Management    Elect Director Linda G. Stuntz   For   Against

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Management    Elect Director William H. Swanson   For   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Management    Ratify Auditors   For   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Share Holder    Report on Political Contributions   Against   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Share Holder    Provide Right to Act by Written Consent   Against   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Share Holder    Submit SERP to Shareholder Vote   Against   For

Raytheon Company

  RTN   755111507   USA   30-May-13   Annual   Share Holder    Pro-rata Vesting of Equity Awards   Against   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Elect Director Raul Alvarez   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Elect Director David W. Bernauer   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Elect Director Leonard L. Berry   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Elect Director Peter C. Browning   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Elect Director Richard W. Dreiling   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Elect Director Dawn E. Hudson   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Elect Director Robert L. Johnson   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Elect Director Marshall O. Larsen   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Elect Director Richard K. Lochridge   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Elect Director Robert A. Niblock   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Elect Director Eric C. Wisemen   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Ratify Auditors   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Lowe’s Companies, Inc.

  LOW   548661107   USA   31-May-13   Annual   Share Holder    Stock Retention/Holding Period   Against   For

SAP AG

  SAP   803054204   Germany   04-Jun-13   Annual   Management    Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)    

SAP AG

  SAP   803054204   Germany   04-Jun-13   Annual   Management    Approve Allocation of Income and Dividends of EUR 0.85 per Share   For   For

SAP AG

  SAP   803054204   Germany   04-Jun-13   Annual   Management    Approve Discharge of Management Board for Fiscal 2012   For   For

SAP AG

  SAP   803054204   Germany   04-Jun-13   Annual   Management    Approve Discharge of Supervisory Board for Fiscal 2012   For   For

SAP AG

  SAP   803054204   Germany   04-Jun-13   Annual   Management    Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares   For   For

SAP AG

  SAP   803054204   Germany   04-Jun-13   Annual   Management    Ratify KPMG AG as Auditors for Fiscal 2013   For   For


New York Community Bancorp, Inc.

  NYCB   649445103   USA   06-Jun-13   Annual   Management    Elect Director Michael J. Levine   For   Against

New York Community Bancorp, Inc.

  NYCB   649445103   USA   06-Jun-13   Annual   Management    Elect Director John M. Tsimbinos   For   For

New York Community Bancorp, Inc.

  NYCB   649445103   USA   06-Jun-13   Annual   Management    Elect Director Ronald A. Rosenfeld   For   For

New York Community Bancorp, Inc.

  NYCB   649445103   USA   06-Jun-13   Annual   Management    Elect Director Lawrence J. Savarese   For   For

New York Community Bancorp, Inc.

  NYCB   649445103   USA   06-Jun-13   Annual   Management    Ratify Auditors   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director David L. Calhoun   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Daniel M. Dickinson   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Juan Gallardo   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director David R. Goode   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Jesse J. Greene, Jr.   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Jon M. Huntsman, Jr.   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Peter A. Magowan   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Dennis A. Muilenburg   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Douglas R. Oberhelman   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director William A. Osborn   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Charles D. Powell   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Edward B. Rust, Jr.   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Susan C. Schwab   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Joshua I. Smith   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Elect Director Miles D. White   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Ratify Auditors   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Management    Advisory Vote to Ratify Named Executive Officers’ Compensation   For   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Share Holder    Require a Majority Vote for the Election of Directors   Against   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Share Holder    Provide Right to Act by Written Consent   Against   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Share Holder    Stock Retention/Holding Period   Against   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Share Holder    Include Sustainability as a Performance Measure for Senior Executive Compensation   Against   Against

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Share Holder    Review and Assess Human Rights Policies   Against   For

Caterpillar Inc.

  CAT   149123101   USA   12-Jun-13   Annual   Share Holder    Prohibit Sales to the Government of Sudan   Against   Against

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Accept Financial Statements and Statutory Reports   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Approve Final Dividend   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Approve Remuneration Report   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Approve the Sustainability Report   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Re-elect Colin Day as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Re-elect Esther Dyson as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Re-elect Orit Gadiesh as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Re-elect Philip Lader as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Re-elect Ruigang Li as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Re-elect Mark Read as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Re-elect Paul Richardson as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Re-elect Jeffrey Rosen as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Re-elect Timothy Shriver as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Re-elect Sir Martin Sorrell as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Re-elect Solomon Trujillo as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Elect Roger Agnelli as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Elect Dr Jacques Aigrain as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Elect Hugo Shong as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Elect Sally Susman as Director   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Authorise Issue of Equity with Pre-emptive Rights   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Approve Executive Performance Share Plan   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Authorise Market Purchase of Ordinary Shares   For   For

WPP plc

  WPP   92937A102   Jersey   12-Jun-13   Annual   Management    Authorise Issue of Equity without Pre-emptive Rights   For   For

Kubota Corp.

  6326   501173207   Japan   21-Jun-13   Annual   Management    Amend Articles To Indemnify Directors and Statutory Auditors   For   For

Kubota Corp.

  6326   501173207   Japan   21-Jun-13   Annual   Management    Elect Director Masumoto, Yasuo   For   For

Kubota Corp.

  6326   501173207   Japan   21-Jun-13   Annual   Management    Elect Director Tomita, Tetsuji   For   For

Kubota Corp.

  6326   501173207   Japan   21-Jun-13   Annual   Management    Elect Director Sakamoto, Satoru   For   For

Kubota Corp.

  6326   501173207   Japan   21-Jun-13   Annual   Management    Elect Director Kimata, Masatoshi   For   For

Kubota Corp.

  6326   501173207   Japan   21-Jun-13   Annual   Management    Elect Director Kubo, Toshihiro   For   For

Kubota Corp.

  6326   501173207   Japan   21-Jun-13   Annual   Management    Elect Director Kimura, Shigeru   For   For

Kubota Corp.

  6326   501173207   Japan   21-Jun-13   Annual   Management    Elect Director Mizuno, Yuzuru   For   For

Kubota Corp.

  6326   501173207   Japan   21-Jun-13   Annual   Management    Elect Director Sato, Junichi   For   For


Kubota Corp.

  6326   501173207   Japan   21-Jun-13   Annual   Management    Appoint Statutory Auditor Kawachi, Masaharu   For   For

Kubota Corp.

  6326   501173207   Japan   21-Jun-13   Annual   Management    Approve Annual Bonus Payment to Directors   For   For


SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Nuveen Tax-Advantaged Dividend Growth Fund

 

By  

/s/ Gifford R. Zimmerman


    Gifford R. Zimmerman – Chief Administrative Officer
Date    

 

August 19, 2013