Deborah Bielicke Eades, Esq. | Steven F. Carman, Esq. | Anna T. Pinedo | ||
Vedder, Price, Kaufman & Kammholz, | Blackwell Sanders Peper Martin LLP | Morrison & Foerster LLP | ||
P.C. | 4801 Main Street, Suite 1000 | 1290 Avenue of the Americas | ||
222 N. LaSalle Street | Kansas City, MO 64112 | New York, NY 10104 | ||
Chicago, IL 60601 | ||||
1. | Facing sheet of the Registration Statement. | |
2. | Part C of the Registration Statement (including signature page). | |
3. | Exhibits h.4, k.10 and l filed pursuant to Item 25 of the Registration Statement. | |
a.1.
|
Articles of Incorporation.1 | |
a.2.
|
Articles of Amendment and Restatement. 2 | |
a.3.
|
Articles Supplementary relating to Series I MMP Shares. 5 | |
a.4.
|
Articles Supplementary relating to Series II MMP Shares. 10 | |
a.5
|
Form of Articles Supplementary relating to Preferred Stock, included in Part B: Statement of Additional Information. * | |
a.6.
|
Articles of Amendment. 8 | |
b.1.
|
By-laws. 1 | |
b.2.
|
Amended and Restated Bylaws. 2 | |
c.
|
None. | |
d.1.
|
Form of Common Share Certificate** | |
d.2.
|
Form of Preferred (MMP) Stock Certificate.** | |
d.3.
|
Form of Note. ** | |
d.4.
|
Indenture of Trust.10 | |
d.5.
|
Form of Supplemental Indenture of Trust for Series D Notes. ** | |
d.6.
|
Statement of Eligibility of Trustee on Form T-1. 3 | |
d.7.
|
Form of Fitch Rating Guidelines and Moodys Rating Guidelines. ** | |
e.
|
Terms and Conditions of the Amended Dividend Reinvestment and Cash Purchase Plan.** | |
f.
|
Not applicable. | |
g.1.
|
Investment Advisory Agreement with Tortoise Capital Advisors, L.L.C. 3 | |
g.2.
|
Reimbursement Agreement. 3 | |
h.1.
|
Form of Underwriting Agreement relating to Common Stock. ** | |
h.2.
|
Form of Underwriting Agreement relating to Preferred Stock.** | |
h.3.
|
Form of Underwriting Agreement relating to Notes. ** | |
h.4 |
Form of Placement Agency Agreement * | |
i.
|
None. | |
j.
|
Custody Agreement. 3 | |
k.1.
|
Stock Transfer Agency Agreement.3 | |
k.2.
|
Administration Agreement. 3 | |
k.3.
|
Fund Accounting Agreement. 3 | |
k.4.
|
Form of Auction Agency Agreement relating to Preferred Stock. ** | |
k.5.
|
Form of Auction Agency Agreement relating to Notes. ** | |
k.6.
|
Form of Broker-Dealer Agreement relating to Preferred Stock. ** | |
k.7.
|
Form of Broker-Dealer Agreement relating to Notes. ** |
k.8.
|
DTC Representation Letter relating to Preferred Stock and Notes. 7 | |
k.9
|
Credit Agreement.** | |
k.10
|
Form of Purchase Agreement* | |
l.
|
Opinion of Venable LLP.* | |
m.
|
Not applicable. | |
n.
|
Consent of Auditors. ** | |
o.
|
Not applicable. | |
p.
|
Subscription Agreement. 3 | |
q.
|
None. | |
r1.
|
Code of Ethics for the Registrant. 6 | |
r2.
|
Code of Ethics for the Adviser. 6 | |
s.
|
Powers of Attorney.** |
(*) | Filed herewith. | |
(**) | Previously filed. | |
(1) | Incorporated by reference to Registrants Registration Statement on Form N-2, filed on October 31, 2003 (File Nos. 333-110143 and 811-21462). | |
(2) | Incorporated by reference to Pre-Effective Amendment No. 1 to Registrants Registration Statement on Form N-2, filed on January 30, 2004 (File Nos. 333-110143 and 811-21462). | |
(3) | Incorporated by reference to Pre-Effective Amendment No. 1 to Registrants Registration Statement on Form N-2, filed on June 28, 2004 (File Nos. 333-114545 and 811-21462). | |
(4) | Incorporated by reference to Pre-Effective Amendment No. 3 to Registrants Registration Statement on Form N-2, filed on February 20, 2004 (File Nos. 333-110143 and 811-21462). | |
(5) | Incorporated by reference to Registrants Registration Statement on Form N-2, filed on October 15, 2004 (File Nos. 333-119784 and 811-21462). | |
(6) | Incorporated by reference to Pre-Effective Amendment No. 1 to Registrants Registration Statement on Form N-2, filed on November 24, 2004 (File Nos. 333-119784 and 811-21462). | |
(7) | Incorporated by reference to Pre-Effective Amendment No. 1 to Registrants Registration Statement on Form N-2, filed on April 1, 2005 (File Nos. 333-122350 and 811-21462). | |
(8) | Incorporated by reference to Pre-Effective Amendment No. 1 to Registrants Registration Statement on Form N-2, filed on July 7, 2005 (File Nos. 333-124079 and 811-21462). | |
(9) | Incorporated by reference to Pre-Effective Amendment No. 1 to Registrants Registration Statement on Form N-2, filed on August 10, 2006 (File Nos. 333-131204 and 811-21462). | |
(10) | Incorporated by reference to Registrants Registration Statement on Form N-2, filed on January 20, 2006 (File Nos. 333-131204 and 811-21462). | |
Tortoise Energy Infrastructure Corporation |
||||
By: | /s/ David J. Schulte | |||
David J. Schulte, President | ||||
/s/ Terry C. Matlack
|
Director (and Principal | |||
Terry C. Matlack
|
Financial and Accounting | |||
Officer) | March 28, 2007 | |||
/s/ Conrad S. Ciccotello*
|
Director | |||
Conrad S. Ciccotello
|
March 28, 2007 | |||
/s/ John R. Graham*
|
Director | |||
John R. Graham
|
March 28, 2007 | |||
/s/ Charles E. Heath*
|
Director | |||
Charles E. Heath
|
March 28, 2007 | |||
/s/ H. Kevin Birzer*
|
Director | |||
H. Kevin Birzer
|
March 28, 2007 | |||
/s/ David J. Schulte
|
President and Chief Executive | |||
David J. Schulte
|
Officer | |||
(Principal Executive Officer) | March 28, 2007 |
* | By David J. Schulte pursuant to power of attorney, filed previously in the initial registration statement on February 5, 2007. | |||||
*
|
By: | /s/ David J. Schulte | ||||
Attorney-in-Fact |