UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 3)*
Anza Capital, Inc.
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(Name of Issuer)
Common Stock, par value $0.001 per share
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(Title of Class of Securities)
26874T 10 4
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(CUSIP Number)
December 31, 2005
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP NO. 26874T 10 4 13G Page 2 of 8 Pages
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1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Cranshire Capital, L.P.
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
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(b) [ ]
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3. SEC Use Only
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4. Citizenship or Place of Organization
Illinois
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Number of 5. Sole Voting Power
Shares 645,648 (see Item 4)
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Beneficially 6. Shared Voting Power
Owned by None
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Each 7. Sole Dispositive Power
Reporting 645,648 (see Item 4)
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Person With: 8. Shared Dispositive Power
None
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
645,648 (see Item 4)
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10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
[X]
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11. Percent of Class Represented by Amount in Row (9)
9.99% (see Item 4)
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12. Type of Reporting Person (See Instructions)
PN
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CUSIP NO. 26874T 10 4 13G Page 3 of 8 Pages
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1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Downsview Capital, Inc.
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
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(b) [ ]
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3. SEC Use Only
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4. Citizenship or Place of Organization
Illinois
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Number of 5. Sole Voting Power
Shares 645,648 (see Item 4)
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Beneficially 6. Shared Voting Power
Owned by None
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Each 7. Sole Dispositive Power
Reporting 645,648 (see Item 4)
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Person With: 8. Shared Dispositive Power
None
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
645,648 (see Item 4)
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10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
[X]
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11. Percent of Class Represented by Amount in Row (9)
9.99% (see Item 4)
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12. Type of Reporting Person (See Instructions)
CO
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CUSIP NO. 26874T 10 4 13G Page 4 of 8 Pages
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1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Mitchell P. Kopin
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
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(b) [ ]
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3. SEC Use Only
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4. Citizenship or Place of Organization
U.S.A.
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Number of 5. Sole Voting Power
Shares 645,648 (see Item 4)
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Beneficially 6. Shared Voting Power
Owned by None
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Each 7. Sole Dispositive Power
Reporting 645,648 (see Item 4)
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Person With: 8. Shared Dispositive Power
None
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9. Aggregate Amount Beneficially Owned by Each Reporting Person
645,648 (see Item 4)
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10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
[X]
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11. Percent of Class Represented by Amount in Row (9)
9.99% (see Item 4)
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12. Type of Reporting Person (See Instructions)
IN
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ITEM 1.
(a) Name of Issuer
Anza Capital, Inc., a Nevada corporation (the "Issuer")
(b) Address of Issuer's Principal Executive Offices:
3200 Bristol Street, Suite 700
Costa Mesa, CA 92626
ITEM 2.
(a) Name of Person Filing
(b) Address of Principal Business Office or, if none, Residence
(c) Citizenship
This Amendment No. 3 to Schedule 13G is being filed on behalf
of (i) Cranshire Capital, L.P., an Illinois limited partnership
("Cranshire"), (ii) Downsview Capital, Inc., an Illinois
corporation ("Downsview"), and (iii) Mitchell P. Kopin, an
individual who is a citizen of the U.S.A. ("Kopin," together
with Cranshire and Downsview, the "Reporting Persons").
The Reporting Persons have entered into a Joint Filing
Agreement, a copy of which is filed with this Amendment No. 3
to Schedule 13G as Exhibit 1, pursuant to which the Reporting
Persons have agreed to file this Amendment No. 3 to Schedule
13G jointly in accordance with the provisions of Rule 13d-1(k)
of the Securities Exchange Act of 1934, as amended.
The principal business office of each of the Reporting Persons
is 666 Dundee Road, Suite 1901, Northbrook, Illinois 60062.
(d) Title of Class of Securities
Common Stock, par value $0.001 per share, of the Issuer (the
"Common Stock")
(e) CUSIP Number
26874T 10 4
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13d-1(b) OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).
(e) [ ] An investment adviser in accordance with
ss.240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with
ss.240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
ss.240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
ITEM 4. OWNERSHIP.
(a) Amount beneficially owned:
645,648 shares of Common Stock
Page 5 of 8
(b) Percent of class:
Based on 6,462,951 shares of Common Stock outstanding
(6,297,648 of such shares were outstanding as of December 2,
2005 as set forth in the Issuer's Form 10-Q for the period
ended October 31, 2005, which was filed with the Securities
and Exchange Commission on December 15, 2005, plus 165,303
shares of Common Stock issuable upon conversion of Series D
Convertible Preferred Stock of the Issuer held by Cranshire
and exercise of the Warrants held by Cranshire, subject to the
conversion caps as further discussed below), Cranshire holds
approximately 9.99% of the outstanding Common Stock. The
shares of Common Stock reported in this Amendment No. 3 to
Schedule 13G do not include certain shares of Series D
Convertible Preferred Stock and certain shares of Common Stock
issuable upon the exercise of warrants held by Cranshire as
further discussed below.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 645,648* .
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(ii) Shared power to vote or to direct the vote None .
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(iii) Sole power to dispose or to direct the disposition of 645,648*.
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(iv) Shared power to dispose or to direct the disposition of None .
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* Cranshire beneficially owns an aggregate of 645,648 shares of Common
Stock, comprised of 480,345 shares of Common Stock and shares of
Common Stock issuable upon the conversion of Series D Convertible
Preferred Stock of the Issuer held by Cranshire and upon the exercise
of certain warrants held by Cranshire to acquire shares of Common
Stock (collectively, the "Warrants"). The Series D Convertible
Preferred Stock and the Warrants held contain conversion caps that
preclude the holder thereof from utilizing its exercise or conversion
rights to acquire beneficial ownership in excess of 9.99% of the
Common Stock, giving effect to such exercise or conversion, as the
case may be (determined in accordance with Section 13(d) of the
Securities Exchange Act of 1934, as amended). The shares of Common
Stock reported in this Amendment No. 3 to Schedule 13G do not include
those shares of Common Stock issuable upon the conversion of the
Series D Convertible Preferred Stock and those shares of Common Stock
issuable upon exercise of the Warrants, in each case, that are subject
to the conversion cap described above.
Because (i) Downsview is the general partner of Cranshire and (ii)
Kopin is the holder of 100% of the issued and outstanding shares of
Downsview and is the president thereof, each of Downsview and Kopin
are considered to share the power to vote or direct the vote of, and
the power to dispose or direct the disposition of, the shares of
Common Stock which Cranshire beneficially owns. Each of Downsview and
Kopin disclaim beneficial ownership of the reported securities except
to the extent of each of their respective pecuniary interests therein,
and this statement on Amendment No. 3 to Schedule 13G shall not be
construed as an admission that each of the Reporting Persons is the
beneficial owner of the Common Stock covered by such statement.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Page 6 of 8
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 7, 2006
CRANSHIRE CAPITAL, L.P.
By: Downsview Capital, Inc.,
its general partner
By: /s/ Mitchell P. Kopin
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Mitchell P. Kopin, President
DOWNSVIEW CAPITAL, INC.
By: /s/ Mitchell P. Kopin
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Mitchell P. Kopin, President
/s/ Mitchell P. Kopin
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Mitchell P. Kopin
Page 7 of 8
Exhibit 1
JOINT FILING AGREEMENT
In accordance with Rule 13d 1(k) under the Securities Exchange Act of
1934, as amended, the undersigned agree to the joint filing on behalf of each of
them of a statement on Schedule 13G (including amendments thereto) with respect
to 645,648 shares of Common Stock, par value $0.001 per share, of Anza Capital,
Inc., and further agree that this Joint Filing Agreement shall be included as an
exhibit to such joint filings.
The undersigned further agree that each party hereto is responsible for
the timely filing of such Schedule 13G and any amendments thereto, and for the
completeness and accuracy of the information concerning such party contained
therein; provided, however, that no party is responsible for the completeness or
accuracy of the information concerning any other party making the filing, unless
such party knows or has reason to believe that such information is inaccurate.
IN WITNESS WHEREOF, the parties have executed this Joint Filing
Agreement on February 7, 2006.
CRANSHIRE CAPITAL, L.P.
By: Downsview Capital, Inc.,
its general partner
By: /s/ Mitchell P. Kopin
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Mitchell P. Kopin, President
DOWNSVIEW CAPITAL, INC.
By: /s/ Mitchell P. Kopin
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Mitchell P. Kopin, President
/s/ Mitchell P. Kopin
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Mitchell P. Kopin
Page 8 of 8