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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): May 15, 2007
FORRESTER RESEARCH, INC.
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction
of incorporation)
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000-21433
(Commission File Number)
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04-2797789
(I.R.S. Employer
Identification Number) |
400 Technology Square
Cambridge, Massachusetts 02139
(Address of principal executive offices, including zip code)
(617) 613-6000
(Registrant’s telephone number including area code)
N/A
(Former Name or Former Address, if Changes since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
TABLE OF CONTENTS
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing.
On May 15, 2007, Forrester Research, Inc. (the “Company”) received an additional Staff
Determination letter from the Listing Qualifications department of The Nasdaq Stock Market stating
that the Company is not in compliance with Nasdaq Marketplace Rule 4310(c)(14). As anticipated, the
letter was issued in accordance with Nasdaq procedures when the Company did not file its Quarterly
Report on Form 10-Q for the quarter ended March 31, 2007.
On March 16, 2007, the Company announced a delay in filing its Annual Report on Form 10-K for its
fiscal year ended December 31, 2006 because of its ongoing investigation of its stock option
granting practices. As previously announced on March 19, 2007, the Company received a similar
Staff Determination letter stating that the Company is not in compliance with Nasdaq Marketplace
Rule 4310(c)(14) due to the delay in the filing of its Form 10-K for the year ended December 31,
2006. On May 3, 2007, the Company appeared at a hearing before the Nasdaq Listing Qualifications
Panel (the “Panel”) at which it presented a plan for compliance and asked the Panel to grant the
Company additional time to comply with Nasdaq listing requirements. Pending a decision by the
Panel, the Company’s common stock will remain listed on The Nasdaq Stock Market. The additional
staff determination letter states that the failure of the Company to file its Form 10-Q for the
first quarter will serve as another deficiency for the Panel to consider in making a decision on
the Company’s request.
The press release issued by the Company on May 16, 2007 in connection with this matter is attached
hereto as Exhibit 99.1.
Item 9.01: Financial Statements and Exhibits.
(d) Exhibits
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Exhibit
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Description |
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99.1
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Press release dated May 16, 2007. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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FORRESTER RESEARCH, INC.
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/s/ GAIL S. MANN
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Name: |
Gail S. Mann |
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Title: |
Chief Legal Officer |
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Date: May 16, 2007
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EXHIBIT INDEX
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Exhibit No.
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Description |
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99.1
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Press release dated May 16, 2007. |
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