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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 09/30/11
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
-----------
THIS AMENDMENT (CHECK ONLY ONE.): [ ] IS A RESTATEMENT.
[ ] ADDS NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
NAME: Peapack Gladstone Financial Corp
ADDRESS: 500 Hills Drive Suite 300
P O Box 700
Bedminster, NJ 07921
13F FILE NUMBER: 001-16197
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM
IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED
TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND
COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME: Michael Pylypyshyn
TITLE: First VP & Senior Trust OPS Of
PHONE: (908)719-3306
SIGNATURE,PLACE,AND DATE OF SIGNING:
Michael Pylypyshyn Gladstone, NJ 10/20/11
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REPORT TYPE (CHECK ONLY ONE.):
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER:
NONE
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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THIS REPORT IS FOR: PEAPACK-GLADSTONE TRUST & INV
500 HILLS DRIVE SUITE 300
PO BOX 7037
BEDMINSTER, NJ 07921
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 1
SEC USE ONLY __________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
ABBOTT LABS 002824100 7812402 152765 X 151315 0 1450
ABBOTT LABS 002824100 2939885 57487 X 55237 1250 1000
ADOBE SYS INC 00724F101 2653358 109779 X 108479 0 1300
ADOBE SYS INC 00724F101 1284926 53162 X 50862 500 1800
AFLAC INC 001055102 244650 7000 X 7000 0 0
AFLAC INC 001055102 6990 200 X 200 0 0
AIR PRODUCTS & CHEMICALS INC 009158106 5899964 77255 X 76480 0 775
AIR PRODUCTS & CHEMICALS INC 009158106 3065034 40134 X 28619 11000 515
ALTERA CORP 021441100 292441 9275 X 9275 0 0
ALTERA CORP 021441100 159227 5050 X 3700 0 1350
ALTRIA GROUP INC 02209S103 199547 7443 X 7443 0 0
ALTRIA GROUP INC 02209S103 77749 2900 X 2900 0 0
AMAZON.COM INC 023135106 278504 1288 X 1288 0 0
AMERICAN ELEC PWR INC 025537101 101247 2663 X 2663 0 0
AMERICAN ELEC PWR INC 025537101 203597 5355 X 5355 0 0
AMERICAN EXPRESS CO 025816109 412631 9190 X 9190 0 0
AMERICAN EXPRESS CO 025816109 207214 4615 X 4615 0 0
AMGEN INC 031162100 1045724 19027 X 18427 0 600
AMGEN INC 031162100 262984 4785 X 4285 500 0
ANADARKO PETROLEUM CORPORATION 032511107 206615 3277 X 3277 0 0
ANADARKO PETROLEUM CORPORATION 032511107 549796 8720 X 8720 0 0
APACHE CORP 037411105 162967 2031 X 2031 0 0
APACHE CORP 037411105 56168 700 X 400 0 300
APPLE INC 037833100 3085260 8091 X 7861 0 230
APPLE INC 037833100 1483716 3891 X 2191 1700 0
ASHLAND INC 044209104 324429 7350 X 7350 0 0
ASHLAND INC 044209104 88589 2007 X 2007 0 0
ASTEX PHARMACEUTICALS INC 04624B103 96000 50000 X 50000 0 0
AT&T INC 00206R102 5087768 178393 X 175619 0 2774
AT&T INC 00206R102 3065615 107490 X 79497 26572 1421
AUTOMATIC DATA PROCESSING INC 053015103 4672706 99103 X 98213 0 890
AUTOMATIC DATA PROCESSING INC 053015103 2242926 47570 X 45120 1650 800
AVI BIOPHARMA INC 002346104 16800 15000 X 15000 0 0
BANK OF AMERICA CORP 060505104 304464 49749 X 47399 0 2350
BANK OF AMERICA CORP 060505104 193771 31662 X 30362 0 1300
BARD CR INC 067383109 210096 2400 X 2400 0 0
BAXTER INTL INC 071813109 188069 3350 X 3350 0 0
BAXTER INTL INC 071813109 84210 1500 X 1500 0 0
BECTON DICKINSON 075887109 981388 13385 X 13385 0 0
BECTON DICKINSON 075887109 1176786 16050 X 15550 0 500
BERKSHIRE HATHAWAY INC CLASS A 084670108 213600 2 X 2 0 0
BERKSHIRE HATHAWAY INC-CL B 084670702 760625 10707 X 10557 0 150
BERKSHIRE HATHAWAY INC-CL B 084670702 213120 3000 X 3000 0 0
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SUBTOTALS FOR THIS PAGE 52613558 1234801 1172124 43172 19505
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 2
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
BLACKROCK INC CL A 09247X101 2674985 18073 X 17898 0 175
BLACKROCK INC CL A 09247X101 1449018 9790 X 6390 3400 0
BOEING CO 097023105 199986 3305 X 3305 0 0
BOEING CO 097023105 72612 1200 X 1200 0 0
BRISTOL MYERS SQUIBB CO 110122108 1613717 51425 X 51425 0 0
BRISTOL MYERS SQUIBB CO 110122108 1170160 37290 X 37290 0 0
BUCKEYE PARTNERS LP 118230101 739181 11825 X 11825 0 0
BUCKEYE PARTNERS LP 118230101 648229 10370 X 9345 625 400
CATERPILLAR INC 149123101 1620936 21952 X 21952 0 0
CATERPILLAR INC 149123101 1381620 18711 X 18711 0 0
CENTER BANCORP INC 151408101 188474 19531 X 19531 0 0
CENTER BANCORP INC 151408101 28950 3000 X 3000 0 0
CHESAPEAKE ENERGY CORP 165167107 193414 7570 X 7570 0 0
CHESAPEAKE ENERGY CORP 165167107 81760 3200 X 2700 0 500
CHEVRON CORPORATION 166764100 12582240 135892 X 134984 0 908
CHEVRON CORPORATION 166764100 6567964 70936 X 61266 8600 1070
CHUBB CORP 171232101 3363279 56064 X 56064 0 0
CHUBB CORP 171232101 2396900 39955 X 37705 400 1850
CHURCH & DWIGHT INC 171340102 175474 3970 X 3570 0 400
CHURCH & DWIGHT INC 171340102 92820 2100 X 0 1400 700
CISCO SYSTEMS INC 17275R102 1530160 98720 X 97645 0 1075
CISCO SYSTEMS INC 17275R102 942865 60830 X 59930 0 900
CITRIX SYSTEMS INC 177376100 1054338 19335 X 19135 0 200
CITRIX SYSTEMS INC 177376100 186493 3420 X 3420 0 0
COCA COLA CO 191216100 2072673 30679 X 30679 0 0
COCA COLA CO 191216100 108096 1600 X 1600 0 0
COLGATE PALMOLIVE CO 194162103 2704208 30494 X 30046 0 448
COLGATE PALMOLIVE CO 194162103 796967 8987 X 8637 0 350
COMCAST CORP-CL A 20030N101 274554 13124 X 12974 0 150
COMCAST CORP-CL A 20030N101 69308 3313 X 3313 0 0
COMCAST CORP-SPECIAL CL A 20030N200 491188 23706 X 23706 0 0
CONOCOPHILLIPS 20825C104 1150714 18173 X 16806 0 1367
CONOCOPHILLIPS 20825C104 795173 12558 X 12558 0 0
CONSOLIDATED EDISON INC 209115104 1185446 20790 X 19740 0 1050
CONSOLIDATED EDISON INC 209115104 33927 595 X 595 0 0
COSTCO WHOLESALE CORP NEW 22160K105 4099273 49912 X 49712 0 200
COSTCO WHOLESALE CORP NEW 22160K105 3497506 42585 X 41135 300 1150
CSX CORP 126408103 116501 6240 X 6240 0 0
CSX CORP 126408103 156380 8376 X 8376 0 0
CUMMINS INC 231021106 399807 4896 X 4896 0 0
CUMMINS INC 231021106 244980 3000 X 3000 0 0
CVS CAREMARK CORP 126650100 110847 3300 X 3300 0 0
CVS CAREMARK CORP 126650100 153909 4582 X 3302 0 1280
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SUBTOTALS FOR THIS PAGE 59417032 995374 966476 14725 14173
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 3
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
DANAHER CORP 235851102 3436899 81948 X 81568 0 380
DANAHER CORP 235851102 1358520 32392 X 31992 0 400
DARDEN RESTAURANTS INC 237194105 248677 5817 X 5817 0 0
DATARAM CORP 238108203 16062 12647 X 12647 0 0
DEERE & CO 244199105 1107376 17150 X 17150 0 0
DEERE & CO 244199105 603730 9350 X 9350 0 0
DEVON ENERGY CORPORATION 25179M103 241663 4359 X 4359 0 0
DEVON ENERGY CORPORATION 25179M103 200970 3625 X 3625 0 0
DISNEY WALT CO NEW 254687106 4435812 147076 X 145126 0 1950
DISNEY WALT CO NEW 254687106 2150076 71289 X 68214 1000 2075
DOMINION RESOURCES INC 25746U109 2387815 47032 X 46732 0 300
DOMINION RESOURCES INC 25746U109 1930986 38034 X 37032 0 1002
DOVER CORP 260003108 256999 5515 X 5515 0 0
DOVER CORP 260003108 101588 2180 X 2180 0 0
DOW CHEMICAL COMPANY 260543103 97342 4334 X 4334 0 0
DOW CHEMICAL COMPANY 260543103 199108 8865 X 8865 0 0
DU PONT E I DE NEMOURS & CO 263534109 4735925 118487 X 116787 0 1700
DU PONT E I DE NEMOURS & CO 263534109 2420983 60570 X 41870 18700 0
DUKE ENERGY CORP 26441C105 818231 40932 X 39653 0 1279
DUKE ENERGY CORP 26441C105 774493 38744 X 36808 0 1936
ECOLAB INC 278865100 337097 6895 X 6895 0 0
ECOLAB INC 278865100 107558 2200 X 2200 0 0
EL PASO CORPORATION 28336L109 960526 54950 X 54450 0 500
EL PASO CORPORATION 28336L109 129177 7390 X 7390 0 0
EMC CORP MASS 268648102 499646 23804 X 23804 0 0
EMC CORP MASS 268648102 253664 12085 X 12085 0 0
EMERSON ELEC CO 291011104 2079876 50348 X 50198 0 150
EMERSON ELEC CO 291011104 1585106 38371 X 24371 14000 0
ENBRIDGE ENERGY PARTNERS LP 29250R106 389387 14175 X 14175 0 0
ENBRIDGE ENERGY PARTNERS LP 29250R106 269481 9810 X 9810 0 0
ENTERGY CORP 29364G103 252697 3812 X 3812 0 0
ENTERGY CORP 29364G103 198870 3000 X 3000 0 0
ENTERPRISE PRODS PARTNERS LP 293792107 290124 7226 X 7226 0 0
ENTERPRISE PRODS PARTNERS LP 293792107 28105 700 X 700 0 0
EOG RES INC 26875P101 154305 2173 X 2173 0 0
EOG RES INC 26875P101 121711 1714 X 1714 0 0
ERIE INDEMNITY CO 29530P102 213540 3000 X 3000 0 0
EXELON CORP 30161N101 663267 15566 X 15566 0 0
EXELON CORP 30161N101 181732 4265 X 4265 0 0
EXPRESS SCRIPTS INC CL A 302182100 798673 21545 X 21295 0 250
EXPRESS SCRIPTS INC CL A 302182100 202773 5470 X 4620 0 850
EXXONMOBIL CORP 30231G102 25934285 357074 X 355487 0 1587
EXXONMOBIL CORP 30231G102 13683129 188395 X 172616 13400 2379
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SUBTOTALS FOR THIS PAGE 76857984 1584314 1520476 47100 16738
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 4
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
FIDELITY NATL INFORMATION SVCS 31620M106 14709636 604837 X 604837 0 0
FIDELITY NATL INFORMATION SVCS 31620M106 11187 460 X 460 0 0
FLOWERS FOODS INC 343498101 14556 748 X 748 0 0
FLOWERS FOODS INC 343498101 205206 10545 X 10545 0 0
FORD MOTOR CO DEL 345370860 112607 11645 X 11645 0 0
FORD MOTOR CO DEL 345370860 157138 16250 X 15250 0 1000
FRANKLIN RESOURCES INC 354613101 1136681 11885 X 11885 0 0
FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 49694 1632 X 1632 0 0
FREEPORT-MCMORAN COPPER AND GOLD INC 35671D857 153590 5044 X 4644 0 400
FRONTIER COMMUNICATIONS CORP 35906A108 70204 11490 X 11261 0 229
FRONTIER COMMUNICATIONS CORP 35906A108 17707 2898 X 2730 96 72
GENERAL ELECTRIC CORP 369604103 8162653 536311 X 532677 0 3634
GENERAL ELECTRIC CORP 369604103 5315098 349218 X 303468 43200 2550
GENERAL MLS INC 370334104 1265166 32870 X 32870 0 0
GENERAL MLS INC 370334104 347950 9040 X 8490 550 0
GOLDMAN SACHS GROUP INC 38141G104 1232932 13040 X 12840 0 200
GOLDMAN SACHS GROUP INC 38141G104 434457 4595 X 4145 450 0
GOOGLE INC CL A 38259P508 729812 1417 X 1417 0 0
GOOGLE INC CL A 38259P508 67470 131 X 131 0 0
HALLIBURTON CO 406216101 213060 6981 X 6981 0 0
HALLIBURTON CO 406216101 152600 5000 X 5000 0 0
HEINZ H J CO 423074103 654069 12957 X 12957 0 0
HEINZ H J CO 423074103 146392 2900 X 2900 0 0
HEWLETT PACKARD CO 428236103 199311 8878 X 8878 0 0
HEWLETT PACKARD CO 428236103 131377 5852 X 5852 0 0
HOME DEPOT INC 437076102 2960864 90078 X 87653 0 2425
HOME DEPOT INC 437076102 2125440 64662 X 39862 23800 1000
HONEYWELL INTERNATIONAL INC 438516106 465578 10603 X 10450 0 153
HONEYWELL INTERNATIONAL INC 438516106 87996 2004 X 2004 0 0
ILLINOIS TOOL WKS INC 452308109 2477072 59545 X 58920 0 625
ILLINOIS TOOL WKS INC 452308109 1183603 28452 X 21202 7000 250
INTEL CORP 458140100 5279794 247471 X 243046 0 4425
INTEL CORP 458140100 2734934 128190 X 89040 36750 2400
INTERNATIONAL PAPER CO 460146103 507617 21833 X 21833 0 0
INTERNATIONAL PAPER CO 460146103 68006 2925 X 1525 1400 0
INTL. BUSINESS MACHINES CORP 459200101 14236866 81414 X 80474 0 940
INTL. BUSINESS MACHINES CORP 459200101 6810137 38944 X 37454 875 615
ITT CORPORATION 450911102 229110 5455 X 5055 0 400
ITT CORPORATION 450911102 272874 6497 X 6497 0 0
JM SMUCKER CO 832696405 415692 5703 X 5703 0 0
JM SMUCKER CO 832696405 36299 498 X 498 0 0
JOHNSON & JOHNSON 478160104 8538345 134061 X 130900 0 3161
JOHNSON & JOHNSON 478160104 7460965 117145 X 103645 11000 2500
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SUBTOTALS FOR THIS PAGE 91581745 2712104 2560004 125121 26979
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 5
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
JOHNSON CONTROLS INC 478366107 1431232 54275 X 53800 0 475
JOHNSON CONTROLS INC 478366107 906469 34375 X 14375 20000 0
JP MORGAN CHASE & CO 46625H100 5211965 173040 X 169265 0 3775
JP MORGAN CHASE & CO 46625H100 2474268 82147 X 78722 2000 1425
KANSAS CITY SOUTHERN 485170302 624500 12500 X 12500 0 0
KANSAS CITY SOUTHERN 485170302 119904 2400 X 2000 0 400
KELLOGG CO 487836108 300524 5650 X 5250 0 400
KELLOGG CO 487836108 15957 300 X 300 0 0
KIMBERLY CLARK CORP 494368103 532930 7505 X 7505 0 0
KIMBERLY CLARK CORP 494368103 211255 2975 X 2325 300 350
KINDER MORGAN ENERGY PARTNERS LP 494550106 256425 3750 X 3750 0 0
KINDER MORGAN ENERGY PARTNERS LP 494550106 355576 5200 X 5200 0 0
KOHLS CORP 500255104 278643 5675 X 5675 0 0
KRAFT FOODS INC CL A 50075N104 448092 13344 X 13219 0 125
KRAFT FOODS INC CL A 50075N104 56549 1684 X 1459 225 0
LILLY ELI & CO 532457108 549929 14875 X 14475 0 400
LILLY ELI & CO 532457108 514068 13905 X 13905 0 0
LOWES COS INC 548661107 693629 35865 X 35865 0 0
LOWES COS INC 548661107 315822 16330 X 16330 0 0
L3 COMMUNICATIONS HOLDINGS INC 502424104 219994 3550 X 3550 0 0
L3 COMMUNICATIONS HOLDINGS INC 502424104 154305 2490 X 2490 0 0
MARATHON OIL CORP 565849106 144586 6700 X 6700 0 0
MARATHON OIL CORP 565849106 135954 6300 X 6300 0 0
MARRIOTT INTERNATIONAL INC 571903202 21874 803 X 803 0 0
MARRIOTT INTERNATIONAL INC 571903202 271038 9950 X 9949 0 1
MATTEL INC 577081102 261489 10100 X 10100 0 0
MCCORMICK & CO INC 579780206 1034399 22409 X 22134 0 275
MCCORMICK & CO INC 579780206 942910 20427 X 20427 0 0
MCDONALDS CORP 580135101 7913285 90108 X 89408 0 700
MCDONALDS CORP 580135101 3431479 39074 X 38549 250 275
MCKESSON CORP 58155Q103 201379 2770 X 2770 0 0
MEAD JOHNSON NUTRITION CO 582839106 6883 100 X 100 0 0
MEAD JOHNSON NUTRITION CO 582839106 375536 5456 X 5456 0 0
MEDCO HEALTH SOLUTIONS INC 58405U102 451738 9634 X 9634 0 0
MEDCO HEALTH SOLUTIONS INC 58405U102 196469 4190 X 4190 0 0
MEDTRONIC INC 585055106 468352 14090 X 14090 0 0
MEDTRONIC INC 585055106 93072 2800 X 2800 0 0
MERCK & CO INC 58933Y105 3954019 120918 X 120668 0 250
MERCK & CO INC 58933Y105 3173143 97038 X 72462 22000 2576
METLIFE INC 59156R108 1559037 55660 X 55660 0 0
METLIFE INC 59156R108 1022645 36510 X 20310 16000 200
MICROCHIP TECHNOLOGY INC 595017104 229592 7380 X 7380 0 0
MICROSOFT CORP 594918104 3007135 120817 X 120467 0 350
MICROSOFT CORP 594918104 1277205 51314 X 33614 13500 4200
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SUBTOTALS FOR THIS PAGE 45845255 1226383 1135931 74275 16177
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 6
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
MONSANTO CO 61166W101 337005 5613 X 5443 0 170
MONSANTO CO 61166W101 309506 5155 X 5155 0 0
NATIONAL FUEL GAS CO 636180101 204456 4200 X 4200 0 0
NATIONAL-OILWELL INC 637071101 503493 9830 X 9830 0 0
NATIONAL-OILWELL INC 637071101 619762 12100 X 7100 5000 0
NEWMONT MNG CORP 651639106 261054 4147 X 4147 0 0
NEXTERA ENERGY INC 65339F101 1030053 19068 X 19068 0 0
NEXTERA ENERGY INC 65339F101 649591 12025 X 11875 0 150
NIKE INC-CLASS B 654106103 763348 8927 X 8927 0 0
NIKE INC-CLASS B 654106103 269357 3150 X 3150 0 0
NORDSTROM INC 655664100 296555 6492 X 6492 0 0
NORFOLK SOUTHERN CORP 655844108 272149 4460 X 4460 0 0
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NORTHERN TR CORP 665859104 430779 12315 X 12315 0 0
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NUCOR CORP 670346105 177184 5600 X 5600 0 0
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OCCIDENTAL PETE CORP 674599105 685256 9584 X 9584 0 0
OCCIDENTAL PETE CORP 674599105 82940 1160 X 1160 0 0
ORACLE CORPORATION 68389X105 481567 16756 X 16756 0 0
ORACLE CORPORATION 68389X105 125479 4366 X 4366 0 0
PEABODY ENERGY CORP 704549104 340833 10060 X 10060 0 0
PEABODY ENERGY CORP 704549104 475506 14035 X 14035 0 0
PEAPACK-GLADSTONE FINL CORP 704699107 5405300 545439 X 541914 0 3525
PEAPACK-GLADSTONE FINL CORP 704699107 4462532 450306 X 450306 0 0
PENN VIRGINIA RESOURCE PARTNERS LP 707884102 695853 29750 X 29750 0 0
PENN VIRGINIA RESOURCE PARTNERS LP 707884102 923320 39475 X 19725 19750 0
PEPSICO INC 713448108 10158657 164114 X 159606 0 4508
PEPSICO INC 713448108 4848813 78333 X 62883 14400 1050
PFIZER INC 717081103 1648306 93230 X 89366 0 3864
PFIZER INC 717081103 917928 51919 X 33719 18200 0
PHILIP MORRIS INTERNATIONAL 718172109 519376 8326 X 7926 0 400
PHILIP MORRIS INTERNATIONAL 718172109 237044 3800 X 3800 0 0
PITNEY BOWES INC 724479100 645592 34340 X 34340 0 0
PITNEY BOWES INC 724479100 323360 17200 X 14450 1500 1250
PNC FINANCIAL SERVICES GROUP 693475105 672010 13945 X 13945 0 0
PNC FINANCIAL SERVICES GROUP 693475105 438047 9090 X 8245 0 845
PPG INDUSTRIES INC 693506107 355420 5030 X 5030 0 0
PPG INDUSTRIES INC 693506107 264975 3750 X 3750 0 0
PPL CORPORATION 69351T106 1507626 52825 X 52100 0 725
PPL CORPORATION 69351T106 216048 7570 X 7570 0 0
PRAXAIR INC 74005P104 325684 3484 X 3484 0 0
PRAXAIR INC 74005P104 60762 650 X 650 0 0
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SUBTOTALS FOR THIS PAGE 43360068 1789786 1713149 60150 16487
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 7
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
PROCTER & GAMBLE CO 742718109 10446813 165350 X 161805 0 3545
PROCTER & GAMBLE CO 742718109 7031744 111297 X 95772 14675 850
PROVIDENT FINL SVCS INC 74386T105 172000 16000 X 16000 0 0
PUBLIC SVC ENTERPRISE GROUP INC 744573106 1403909 42071 X 40421 0 1650
PUBLIC SVC ENTERPRISE GROUP INC 744573106 829245 24850 X 23350 0 1500
QUALCOMM INC 747525103 5115584 105194 X 103094 0 2100
QUALCOMM INC 747525103 2372366 48784 X 36834 11250 700
QUEST DIAGNOSTICS INC 74834L100 627859 12720 X 12520 0 200
QUEST DIAGNOSTICS INC 74834L100 625638 12675 X 12475 0 200
ROCKWELL AUTOMATION INC 773903109 247968 4428 X 4428 0 0
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RUTH'S HOSPITALITY GROUP INC 783332109 43526 10146 X 10146 0 0
SANDISK CORP 80004C101 203147 5034 X 5034 0 0
SANDISK CORP 80004C101 20178 500 X 500 0 0
SEMPRA ENERGY 816851109 18025 350 X 350 0 0
SEMPRA ENERGY 816851109 185400 3600 X 3600 0 0
SOUTHERN COMPANY 842587107 2327215 54926 X 54258 0 668
SOUTHERN COMPANY 842587107 2033760 48000 X 34700 12000 1300
SPECTRA ENERGY CORP 847560109 507746 20699 X 20699 0 0
SPECTRA ENERGY CORP 847560109 74915 3054 X 2454 0 600
STARBUCKS CORP 855244109 9323 250 X 250 0 0
STARBUCKS CORP 855244109 285269 7650 X 7650 0 0
STRYKER CORPORATION 863667101 395892 8400 X 8400 0 0
SUBURBAN PROPANE PARTNERS LP 864482104 180999 3900 X 3900 0 0
SUBURBAN PROPANE PARTNERS LP 864482104 185640 4000 X 4000 0 0
SYSCO CORP 871829107 3153066 121740 X 120240 0 1500
SYSCO CORP 871829107 1398600 54000 X 51585 1700 715
TARGET CORP 87612E106 3238405 66036 X 65386 0 650
TARGET CORP 87612E106 1881174 38360 X 33360 5000 0
TEXAS INSTRUMENTS INC 882508104 855065 32085 X 32085 0 0
TEXAS INSTRUMENTS INC 882508104 359375 13485 X 13485 0 0
TRAVELERS COMPANIES INC 89417E109 1109923 22777 X 22777 0 0
TRAVELERS COMPANIES INC 89417E109 271329 5568 X 5160 0 408
UGI CORP 902681105 246281 9375 X 6575 0 2800
UGI CORP 902681105 745280 28370 X 4350 23820 200
UNION PAC CORP 907818108 2910800 35641 X 35391 0 250
UNION PAC CORP 907818108 1690079 20694 X 12994 7000 700
UNITED PARCEL SERVICE CL B 911312106 1877007 29723 X 29723 0 0
UNITED PARCEL SERVICE CL B 911312106 25260 400 X 400 0 0
UNITED TECHNOLOGIES CORP 913017109 6873117 97685 X 96880 0 805
UNITED TECHNOLOGIES CORP 913017109 5222964 74232 X 61304 10200 2728
US BANCORP NEW 902973304 2512048 106714 X 105039 0 1675
US BANCORP NEW 902973304 1382834 58744 X 57944 0 800
---------- ------- ---- ------ ----- --------- ------- ------
SUBTOTALS FOR THIS PAGE 71181776 1531025 1418036 86195 26794
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 8
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
V.F. CORP 918204108 3079924 25345 X 25195 0 150
V.F. CORP 918204108 2846120 23421 X 17121 6000 300
VECTREN CORP 92240G101 1615322 59650 X 59650 0 0
VECTREN CORP 92240G101 1446207 53405 X 34345 18360 700
VERIZON COMMUNICATIONS 92343V104 3570115 97014 X 92052 0 4962
VERIZON COMMUNICATIONS 92343V104 1951173 53021 X 52321 400 300
VISA INC CL A 92826C839 1296515 15125 X 15125 0 0
VISA INC CL A 92826C839 379311 4425 X 4150 275 0
WAL MART STORES INC 931142103 1437941 27706 X 25706 0 2000
WAL MART STORES INC 931142103 255348 4920 X 4920 0 0
WALGREEN CO 931422109 464242 14115 X 13890 0 225
WALGREEN CO 931422109 82225 2500 X 2500 0 0
WASTE MANAGEMENT INC 94106L109 3573655 109756 X 108606 0 1150
WASTE MANAGEMENT INC 94106L109 1992509 61195 X 39345 21250 600
WELLS FARGO & CO 949746101 2127312 88197 X 85760 0 2437
WELLS FARGO & CO 949746101 1547009 64138 X 43138 21000 0
WESTERN UNION CO 959802109 167426 10950 X 10950 0 0
WESTERN UNION CO 959802109 3058 200 X 200 0 0
WISCONSIN ENERGY CORP 976657106 235551 7528 X 6728 0 800
XEROX CORP 984121103 86846 12460 X 12460 0 0
XEROX CORP 984121103 43911 6300 X 6300 0 0
YUM! BRANDS INC 988498101 512026 10367 X 10367 0 0
YUM! BRANDS INC 988498101 12594 255 X 255 0 0
ZIMMER HLDGS INC 98956P102 125785 2352 X 2352 0 0
ZIMMER HLDGS INC 98956P102 85033 1590 X 1590 0 0
3M CO 88579Y101 2055850 28637 X 28637 0 0
3M CO 88579Y101 592770 8257 X 8257 0 0
---------- -------- ---- ------ ----- --------- ------- ------
SUBTOTALS FOR DOMESTIC COMMON STOCKS 472443196 11866616 11198116 518023 150477
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 9
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
ADR SECURITIES
--------------
BHP BILLITON LTD SPONS ADR 088606108 1450585 21833 X 21558 0 275
BHP BILLITON LTD SPONS ADR 088606108 468734 7055 X 6380 675 0
BP PLC SPONS ADR 055622104 593965 16467 X 15467 0 1000
BP PLC SPONS ADR 055622104 230559 6392 X 5592 0 800
GLAXO SMITHKLINE SPONS ADR 37733W105 75354 1825 X 1200 0 625
GLAXO SMITHKLINE SPONS ADR 37733W105 364549 8829 X 8829 0 0
NOVARTIS AG SPONS ADR 66987V109 526692 9444 X 9444 0 0
NOVARTIS AG SPONS ADR 66987V109 466405 8363 X 8038 0 325
PETROLEO BRASILEIRO SA SPONS ADR 71654V408 307363 13691 X 13691 0 0
PETROLEO BRASILEIRO SA SPONS ADR 71654V408 88678 3950 X 3450 0 500
ROYAL DUTCH SHELL SPONS ADR 780259206 469890 7638 X 7638 0 0
ROYAL DUTCH SHELL SPONS ADR 780259206 381547 6202 X 6202 0 0
TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 2477735 66570 X 66570 0 0
TEVA PHARMACEUTICAL INDS SPONS ADR 881624209 1183149 31788 X 31288 0 500
TOTAL S.A. SPONS ADR 89151E109 949127 21635 X 21110 0 525
TOTAL S.A. SPONS ADR 89151E109 686566 15650 X 2650 13000 0
UNILEVER NV NY SHARES ADR 904784709 165323 5250 X 5250 0 0
UNILEVER NV NY SHARES ADR 904784709 59831 1900 X 1900 0 0
VODAFONE GROUP SPONS ADR 92857W209 593208 23118 X 23118 0 0
VODAFONE GROUP SPONS ADR 92857W209 147699 5756 X 5756 0 0
---------- ------- ---- ------ ----- --------- ------- ------
SUBTOTALS FOR ADR SECURITIES 11686959 283356 265131 13675 4550
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 10
* SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
------------------------- --------- -------- ------ ----- ----- -------- ------- ------
43 DOMESTIC COMMON STOCKS 472443196 11866616 11198116 518023 150477
44 ADR SECURITIES 11686959 283356 265131 13675 4550
--------- -------- ------ ----- ----- -------- ------- ------
*SUBTOTALS* 484130155 12149972 11463247 531698 155027
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 11
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
B. PREFERRED STOCK
FOREIGN PREFERRED STOCKS
------------------------
BARCLAYS BANK PLC 7.100% PFD SER 3 06739H776 21140 1000 X N.A. N.A. N.A.
BARCLAYS BANK PLC 7.100% PFD SER 3 06739H776 190260 9000 X N.A. N.A. N.A.
---------- ------- ---- ------ ----- --------- ------- ------
SUBTOTALS FOR FOREIGN PREFERRED STOCKS 211400 10000 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 12
*SUMMARY PAGE FOR B. PREFERRED STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
------------------------- --------- -------- ------ ----- ----- -------- ------- ------
50 FOREIGN PREFERRED STOCKS 211400 10000 N.A. N.A. N.A.
--------- -------- ------ ----- ----- -------- ------- ------
*SUBTOTALS* 211400 10000 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 13
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
C. OTHER
REAL ESTATE INVESTMENT TRUSTS
-----------------------------
ANNALY CAPITAL MANAGEMENT REIT * 035710409 224505 13500 X N.A. N.A. N.A.
ANNALY CAPITAL MANAGEMENT REIT * 035710409 157985 9500 X N.A. N.A. N.A.
CYS INVESTMENTS INC REIT * 12673A108 120900 10000 X N.A. N.A. N.A.
PENNSYLVANIA REIT * 709102107 77300 10000 X N.A. N.A. N.A.
SIMON PROPERTY GROUP INC REIT * 828806109 24855 226 X N.A. N.A. N.A.
SIMON PROPERTY GROUP INC REIT * 828806109 392079 3565 X N.A. N.A. N.A.
---------- ------- ---- ------ ----- --------- ------- ------
SUBTOTALS FOR REAL ESTATE INVESTMENT TRUSTS 997624 46791 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 14
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
C. OTHER
FOREIGN SECURITIES
------------------
COVIDIEN PLC * G2554F113 503446 11416 X 11416 0 0
COVIDIEN PLC * G2554F113 315756 7160 X 7160 0 0
INGERSOLL-RAND PLC * G47791101 136040 4843 X 4843 0 0
INGERSOLL-RAND PLC * G47791101 229860 8183 X 8183 0 0
SCHLUMBERGER LTD * 806857108 5355989 89670 X 87770 0 1900
SCHLUMBERGER LTD * 806857108 2766873 46323 X 45223 400 700
SUN LIFE FINANCIAL INC * 866796105 225386 9474 X 9474 0 0
TE CONNECTIVITY LIMITED * H84989104 312692 11112 X 11112 0 0
TRANSOCEAN LTD * H8817H100 156492 3278 X 3278 0 0
TRANSOCEAN LTD * H8817H100 223853 4689 X 4485 0 204
WEATHERFORD INTNTL LTD * H27013103 851403 69730 X 68430 0 1300
WEATHERFORD INTNTL LTD * H27013103 183761 15050 X 12350 2000 700
---------- ------- ---- ------ ----- --------- ------- ------
SUBTOTALS FOR FOREIGN SECURITIES 11261551 280928 273724 2400 4804
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 15
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
C. OTHER
CLOSED END EQUITY MUTUAL FUND
-----------------------------
ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 1049558 21757 X N.A. N.A. N.A.
ISHARES DJ SELECT DIVIDEND INDEX FD * 464287168 89437 1854 X N.A. N.A. N.A.
ISHARES MSCI EAFE INDEX FUND * 464287465 3659518 76591 X N.A. N.A. N.A.
ISHARES MSCI EAFE INDEX FUND * 464287465 620758 12992 X N.A. N.A. N.A.
ISHARES MSCI EMERGING MKT IN * 464287234 3176554 90513 X N.A. N.A. N.A.
ISHARES MSCI EMERGING MKT IN * 464287234 589421 16795 X N.A. N.A. N.A.
ISHARES NASDAQ BIOTECH INDX * 464287556 1450379 15537 X N.A. N.A. N.A.
ISHARES NASDAQ BIOTECH INDX * 464287556 717301 7684 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP GRWTH * 464287481 2464030 49638 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP GRWTH * 464287481 1157654 23321 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 1130041 12805 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP INDEX FUND * 464287499 13238 150 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP VALUE * 464287473 2359448 61189 X N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP VALUE * 464287473 1112610 28854 X N.A. N.A. N.A.
ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 510920 9717 X N.A. N.A. N.A.
ISHARES RUSSELL 1000 GROWTH INDEX * 464287614 3681 70 X N.A. N.A. N.A.
ISHARES RUSSELL 1000 VALUE * 464287598 247977 4382 X N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600 * 464287804 793510 13555 X N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600 * 464287804 33836 578 X N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600/VAL * 464287879 245816 4153 X N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600/VAL * 464287879 11838 200 X N.A. N.A. N.A.
ISHARES S&P 500 GROWTH INDEX FD * 464287309 2130172 34784 X N.A. N.A. N.A.
ISHARES S&P 500 GROWTH INDEX FD * 464287309 435784 7116 X N.A. N.A. N.A.
ISHARES S&P 500 VALUE INDEX FUND * 464287408 1975720 38304 X N.A. N.A. N.A.
ISHARES S&P 500 VALUE INDEX FUND * 464287408 410267 7954 X N.A. N.A. N.A.
ISHARES TR S&P SMALLCAP/600 GROWTH * 464287887 244046 3786 X N.A. N.A. N.A.
POWERSHARES QQQ TRUST * 73935A104 3323299 63313 X N.A. N.A. N.A.
POWERSHARES QQQ TRUST * 73935A104 900046 17147 X N.A. N.A. N.A.
RYDEX S&P EQUAL WEIGHT ETF * 78355W106 737127 17805 X N.A. N.A. N.A.
RYDEX S&P EQUAL WEIGHT ETF * 78355W106 134550 3250 X N.A. N.A. N.A.
SPDR GOLD TRUST * 78463V107 150157 950 X N.A. N.A. N.A.
SPDR GOLD TRUST * 78463V107 135932 860 X N.A. N.A. N.A.
SPDR S&P DIVIDEND ETF * 78464A763 1931076 39775 X N.A. N.A. N.A.
SPDR S&P DIVIDEND ETF * 78464A763 1652399 34035 X N.A. N.A. N.A.
SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 6869143 48330 X N.A. N.A. N.A.
SPDR S&P MIDCAP 400 ETF TRUST * 78467Y107 1257282 8846 X N.A. N.A. N.A.
SPDR S&P 500 ETF TRUST * 78462F103 6966193 61566 X N.A. N.A. N.A.
SPDR S&P 500 ETF TRUST * 78462F103 788656 6970 X N.A. N.A. N.A.
UTILITIES SELECT SECTOR SPDR * 81369Y886 486145 14460 X N.A. N.A. N.A.
UTILITIES SELECT SECTOR SPDR * 81369Y886 25215 750 X N.A. N.A. N.A.
VANGUARD IND FD MID-CAP * 922908629 1057224 16240 X N.A. N.A. N.A.
VANGUARD IND FD MID-CAP * 922908629 153180 2353 X N.A. N.A. N.A.
VANGUARD LARGE-CAP ETF * 922908637 228551 4425 X N.A. N.A. N.A.
---------- ------- ---- ------ ----- --------- ------- ------
SUBTOTALS FOR THIS PAGE 53429689 885354 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 16
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
C. OTHER
CLOSED END EQUITY MUTUAL FUND
------------------------------
VANGUARD MSCI EAFE ETF * 921943858 2187860 72614 X N.A. N.A. N.A.
VANGUARD MSCI EAFE ETF * 921943858 1243766 41280 X N.A. N.A. N.A.
VANGUARD MSCI EMERGING MARKETS ETF * 922042858 5414415 151114 X N.A. N.A. N.A.
VANGUARD MSCI EMERGING MARKETS ETF * 922042858 1708625 47687 X N.A. N.A. N.A.
VANGUARD S&P 500 ETF * 922908413 171326 3310 X N.A. N.A. N.A.
VANGUARD S&P 500 ETF * 922908413 129400 2500 X N.A. N.A. N.A.
VANGUARD SMALL CAP GROWTH ETF * 922908595 2972328 44456 X N.A. N.A. N.A.
VANGUARD SMALL CAP GROWTH ETF * 922908595 1304305 19508 X N.A. N.A. N.A.
VANGUARD SMALL CAP VALUE ETF * 922908611 2681290 48242 X N.A. N.A. N.A.
VANGUARD SMALL CAP VALUE ETF * 922908611 1258554 22644 X N.A. N.A. N.A.
VANGUARD SMALL-CAP ETF * 922908751 4334256 70625 X N.A. N.A. N.A.
VANGUARD SMALL-CAP ETF * 922908751 1083058 17648 X N.A. N.A. N.A.
VANGUARD TOTAL STOCK MARKET ETF * 922908769 557633 9661 X N.A. N.A. N.A.
WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 410348 10759 X N.A. N.A. N.A.
WISDOM TREE INTL DIVIDEND EX-FIN FD * 97717W786 786943 20633 X N.A. N.A. N.A.
---------- ------- ---- ------ ----- --------- ------- ------
SUBTOTALS FOR CLOSED END EQUITY MUTUAL FUND 79673796 1468035 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 17
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
C. OTHER INSTR OTHER
CLOSED-END FIXED INCOME (TAX)
------------------------------
ISHARES BARCLAYS 1-3 YEAR CR * 464288646 801166 7705 X N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR CR * 464288646 15597 150 X N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 1590339 18805 X N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR TREASURY * 464287457 34251 405 X N.A. N.A. N.A.
ISHARES IBOXX INV GRD CORP BOND FD * 464287242 292006 2600 X N.A. N.A. N.A.
ISHARES S&P PREF STK * 464288687 169148 4750 X N.A. N.A. N.A.
ISHARES S&P PREF STK * 464288687 166121 4665 X N.A. N.A. N.A.
VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 397052 4531 X N.A. N.A. N.A.
VANGUARD INTERMEDIATE-TERM BOND ETF * 921937819 145466 1660 X N.A. N.A. N.A.
VANGUARD SHORT TERM BOND ETF * 921937827 1092901 13423 X N.A. N.A. N.A.
VANGUARD SHORT TERM BOND ETF * 921937827 394480 4845 X N.A. N.A. N.A.
VANGUARD TOTAL BOND MARKET ETF * 921937835 410159 4898 X N.A. N.A. N.A.
VANGUARD TOTAL BOND MARKET ETF * 921937835 20935 250 X N.A. N.A. N.A.
---------- ------- ---- ------ ----- --------- ------- ------
SUBTOTALS FOR CLOSED-END FIXED INCOME (TAX) 5529621 68687 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 18
SEC USE ONLY___________
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
C. OTHER
CLOSED END FIXED INC-NON-TAX
-----------------------------
BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 42840 3000 X N.A. N.A. N.A.
BLACKROCK MUNIYIELD NEW JERSEY FUND * 09254Y109 108285 7583 X N.A. N.A. N.A.
ISHARES S&P S/T NATION MUNI * 464288158 1144458 10735 X N.A. N.A. N.A.
ISHARES TR S&P NAT MUNI BOND FUND * 464288414 514266 4822 X N.A. N.A. N.A.
NUVEEN NJ DVD ADV MUNI FD * 67069Y102 184506 13800 X N.A. N.A. N.A.
---------- ------- ---- ----- ----- --------- ------- ------
SUBTOTALS FOR CLOSED END FIXED INC-NON-TAX 1994355 39940 N.A. N.A. N.A.
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 19
*SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
--------------------------------- --------- -------- ------- -------- ------ ------ ------
97 CLOSED END FIXED INC-NON-TAX 1994355 39940 N.A. N.A. N.A.
68 CLOSED-END FIXED INCOME (TAX) 5529621 68687 N.A. N.A. N.A.
63 CLOSED END EQUITY MUTUAL FUND 79673796 1468035 N.A. N.A. N.A.
54 FOREIGN SECURITIES 11261551 280928 273724 2400 4804
47 REAL ESTATE INVESTMENT TRUSTS 997624 46791 N.A. N.A. N.A.
--------- -------- -------- -------- ------ ------ ------
*SUBTOTALS* 99456947 1904381 273724 2400 4804
*SUBTOTALS* 99456947 1904381 N.A. N.A. N.A.
* THESE ASSETS ARE CODED 13(F) ELIGIBLE, HOWEVER, THE MINOR ASSET TYPE IS NOT
INCLUDED IN THE MAPPING
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 20
**SUMMARY PAGE FOR: PEAPACK-GLADSTONE TRUST & INV **
CATEGORY MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
------------------ --------- -------- -------- -------- -------- ------ ------
A. COMMON STOCK 484130155 12149972 11463247 531698 155027
B. PREFERRED STOCK 211400 10000 N.A. N.A. N.A.
C. OTHER 99456947 1904381 273724 2400 4804
--------- -------- -------- -------- -------- ------ -------
**GRAND TOTALS** 583798502 14064353 11736971 534098 159831
THIS REPORT IS FOR: PEAPACK-GLADSTONE TRUST & INV
500 HILLS DRIVE SUITE 300
PO BOX 7037
BEDMINSTER, NJ 07921
13F EXCEPTION REPORT *** INTERNAL USE ONLY *** PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 1
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
A. COMMON STOCK
DOMESTIC COMMON STOCKS
----------------------
13F EXCEPTION REPORT *** INTERNAL USE ONLY *** PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 2
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
B. PREFERRED STOCK
FOREIGN PREFERRED STOCKS
------------------------
13F EXCEPTION REPORT *** INTERNAL USE ONLY *** PREPARED FOR:
PEAPACK-GLADSTONE TRUST & INV ON 10/8/11 AS OF 9/30/11 DEPT ID# 233 PAGE 3
ITEM 6
INVEST
SHRD- AUTH ITEM 8
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 INSTR SHRD- ITEM 7 VOTING AUTH(SHARES)
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV SOLE V OTHER MNGR SOLE SHARED NONE
C. OTHER
RIGHTS AND WARRANTS
-------------------