UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13) |
SILICONWARE PRECISION INDUSTRIES CO., LTD. |
(Name of Issuer) |
Common Shares, Par Value NT$10.00 Per Share and American Depositary Shares, Each Representing Five Common Shares |
(Title of Class of Securities) |
827084864 (American Depositary Shares) |
(CUSIP Number of Class of Securities) |
TW0002325008 (Common Shares) |
(ISIN Number of Class of Securities) |
Joseph Tung Room 1901, No. 333, Section 1 Keelung Rd. Taipei, Taiwan, 110 Republic of China Tel: +886 2-6636-5678 |
(Name, Address and Telephone Number of Person
Authorized to
With a copy to: George R. Bason, Jr. Davis Polk & Wardwell LLP 450 Lexington Avenue New York, New York 10017 Telephone: +1 (212) 450-4000
|
March 29, 2016 |
(Date of Event which Requires Filing of this Statement) |
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box. o |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). |
CUSIP No.
827084864
|
|||
1. |
Names of Reporting Persons.
Advanced Semiconductor Engineering, Inc.
| ||
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) (a) o (b) o
| ||
3. |
SEC Use Only
| ||
4. |
Source of Funds (See Instructions)
WC
| ||
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o
| ||
6. |
Citizenship or Place of Organization
Republic of China
| ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 7. |
Sole Voting Power
1,029,000,000
| |
8. |
Shared Voting Power
| ||
9. |
Sole Dispositive Power
1,029,000,000
| ||
10. |
Shared Dispositive Power
| ||
11. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,029,000,000
| ||
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o
| ||
13. |
Percent of Class Represented by Amount in Row (11)
33.02%
| ||
14. |
Type of Reporting Person (See Instructions)
HC, CO
| ||
2 |
Item 1. Security and Issuer
Advanced Semiconductor Engineering, Inc. ( “ASE”) hereby amends and supplements its report on Schedule 13D, as filed on December 29, 2015 (the “Schedule 13D”), with respect to the Common Shares, NT$10 par value per share (the “Common Shares”), and American depositary shares, each representing five Common Shares (“ADSs”), of Siliconware Precision Industries Co., Ltd., a company limited by shares under the Company Law of the Republic of China (“SPIL”). Unless otherwise indicated, capitalized terms used in this Amendment No. 12, but not defined herein, shall have the meaning assigned to such terms in the Schedule 13D.
Except as set forth herein, the Schedule 13D is unmodified.
Item 3. Source and Amount of Funds or Other Consideration
Item 3 of the Schedule 13D is hereby amended and supplemented by adding the following information:
The purchase of the additional Common Shares and ADSs reported as beneficially owned in Item 5 since the most recent filing on Schedule 13D was funded by ASE with cash on hand. The aggregate purchase price for such additional Common Shares and ADSs was approximately NT$2.7 billion.
Item 5. Interest in Securities of the Issuer
Item 5 of the Schedule 13D is hereby amended by replacing it in its entirety with the following:
(a) ASE beneficially owns 1,029,000,000 Common Shares (calculated as the sum of 980,547,740 Common Shares and 48,452,260 Common Shares underlying 9,690,452 ADSs), representing 33.02% of the issued and outstanding Common Shares (including those represented by ADSs). This ownership percentage has been calculated based on 3,116,361,139 Common Shares (including those represented by ADSs) outstanding as of March 31, 2015 as reported in SPIL’s Annual Report on Form 20-F for the year ended December 31, 2014.
(b) ASE has sole power to vote or to direct the vote, dispose or to direct the disposition of, the Common Shares and ADSs owned by it.
(c) The following table sets forth all transactions with respect to Common Shares and ADSs effected by ASE during the past sixty (60) days or since the most recent filing on Schedule 13D, whichever is less.
Transaction Date |
Type of Security |
Number of Shares Acquired |
Price per Share |
Description of Transaction |
March 28, 2016 | ADSs | 4,870,567 | US$8.26 | Open Market Purchase |
March 28, 2016 | ADSs | 1,057,019 | US$8.17 | Open Market Purchase |
March 29, 2016 | Common Shares | 2,000,000 | NT$53.00 | Open Market Purchase |
March 29, 2016 | Common Shares | 328,000 | NT$53.00 | Open Market Purchase |
March 29, 2016 | Common Shares | 1,000,000 | NT$53.00 | Open Market Purchase |
March 29, 2016 | Common Shares | 391,804 | NT$53.00 | Open Market Purchase |
March 29, 2016 | Common Shares | 626,500 | NT$53.00 | Open Market Purchase |
March 29, 2016 | Common Shares | 1,000,000 | NT$53.00 | Open Market Purchase |
March 29, 2016 | Common Shares | 890,000 | NT$53.00 | Open Market Purchase |
March 29, 2016 | Common Shares | 500,000 | NT$53.00 | Open Market Purchase |
March 29, 2016 | Common Shares | 500,000 | NT$53.00 | Open Market Purchase |
March 29, 2016 | Common Shares | 1,580,502 | NT$53.00 | Open Market Purchase |
March 29, 2016 | Common Shares | 800,000 | NT$53.00 | Open Market Purchase |
3 |
March 29, 2016 | Common Shares | 1,800,000 | NT$53.00 | Open Market Purchase |
March 29, 2016 | Common Shares | 8,000,000 | NT$52.72 | Open Market Purchase |
March 29, 2016 | Common Shares | 766 | NT$52.30 | Open Market Purchase |
March 30, 2016 | Common Shares | 913,000 | NT$53.00 | Open Market Purchase |
(d) Other than ASE, to ASE’s knowledge, no person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Shares and ADSs reported herein.
(e) Not applicable.
4 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: March 30, 2016
ADVANCED SEMICONDUCTOR ENGINEERING, INC. | ||
By: | /s/ Joseph Tung | |
Name: | Joseph Tung | |
Title: | Chief Financial Officer | |
5 |