Commission File Number 001-31335 |
AU Optronics Corp.
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(Translation of registrant’s name into English)
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No. 1 Li-Hsin Road 2
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Hsinchu Science Park
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Hsinchu, Taiwan
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(Address of principal executive offices)
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Form 20-F X Form 40-F
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Yes ....... No ...X... |
1.
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Taiwan Stock Exchange filing entitled, “To announce the disposal of common stock and preferred stock of M.Setek Co., Ltd. on behalf of AU Optronics (L) Corp. (“AULB”), a subsidiary of AUO”, dated January 14, 2011.
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2.
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Taiwan Stock Exchange filing entitled, “To announce the acquisition of common stock and preferred stock of M.Setek Co., Ltd. on behalf of AUO Crystal Corp. (“ACC”), a subsidiary of AUO”, dated January 14, 2011.
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AU Optronics Corp.
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Date: January 14, 2011
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By:
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/s/ Andy Yang
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Name:
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Andy Yang
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Title:
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Chief Financial Officer
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Subject:
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To announce the disposal of common stock and preferred stock of M.Setek Co., Ltd. on behalf of AU Optronics (L) Corp. (“AULB”), a subsidiary of AUO
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Regulation:
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Published pursuant to Article 2-20 of the Taiwan Stock Exchange’s Operating Procedures for the Publication of Material Information by Listed Companies
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1.
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Name and nature of the subject matter (if preferred shares, the terms and conditions of issuance shall also be indicated, e.g.dividend yield):
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2.
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Date of occurrence of the event: 2011/1/14
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3.
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Volume, unit price, and total monetary amount of the transaction:
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Total monetary amount: The transaction price of this disposal is determined by the book value of “long-term investment of M.Setek” of AULB based on the latest audited or reviewed financial report of M.Setek by a Certified Public Accountant after receiving the authority’s approval. The book value of “long-term investment of M.Setek” of AULB on September 30, 2010 is USD 189,815 thousand.
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4.
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Counterpart to the trade and its relationship to the Company (if the trading counterpart is a natural person and furthermore is not an actual related party of the Company, the name of the trading counterpart is not required to be disclosed):
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5.
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Where the counterpart to the trade is an actual related party, a public announcement shall also be made of the reason for choosing the related party as trading counterpart and the identity of the previous owner (including its relationship with the company and the trading counterpart), price of transfer, and date of acquisition:
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6.
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Where a person who owned the property within the past five years has been an actual related person of the company, a public announcement shall also include the dates and prices of acquisition and disposal by the related person and the person’s relationship to the company at those times: N/A
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7.
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Matters related to the creditor’s rights currently being disposed of (including types of collateral of the disposed creditor’s rights; if the creditor’s rights are creditor’s rights toward a related person, the name of the related person and the book amount of the creditor’s rights toward such related person currently being disposed of must also be announced): N/A
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8.
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Anticipated profit or loss from the disposal (not applicable in cases of acquisition of securities) (where originally deferred, the status or recognition shall be stated and explained): No disposal gain/loss should be recognized for the restructuring of investments between consolidated entities.
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9.
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Terms of delivery or payment (including payment period and monetary amount), restrictive covenants in the contract, and other important stipulations: Bullet; N/A; N/A
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10.
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The manner in which the current transaction was decided, the reference basis for the decision on price, and the decision-making department:
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11.
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Current cumulative volume, amount, and shareholding percentage of holdings of the security being traded (including the current trade) and status of any restriction of rights (e.g.pledges):
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12.
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Current ratio of long or short term securities investment (including the current trade) to the total assets and shareholder’s equity as shown in the most recent financial statement and the operating capital as shown in the most recent financial statement:
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13.
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Broker and broker’s fee: N/A
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14.
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Concrete purpose or use of the acquisition or disposition:
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15.
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Net worth per share of company underlying securities acquired or disposed of:
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16.
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Do the directors have any objection to the present transaction?: No
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17.
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Has the CPA issued an opinion on the unreasonableness of the price of the current transaction?: No
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18.
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Any other matters that need to be specified: The investment is subject to the authority’s approval.
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Subject:
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To announce the acquisition of common stock and preferred stock of M.Setek Co., Ltd. on behalf of AUO Crystal Corp. (“ACC”), a subsidiary of AUO
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Regulation:
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Published pursuant to Article 2-20 of the Taiwan Stock Exchange’s Operating Procedures for the Publication of Material Information by Listed Companies
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1.
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Name and nature of the subject matter (if preferred shares, the terms and conditions of issuance shall also be indicated, e.g.dividend yield):
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2.
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Date of occurrence of the event:2011/1/14
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3.
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Volume, unit price, and total monetary amount of the transaction:
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4.
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Counterpart to the trade and its relationship to the Company (if the trading counterpart is a natural person and furthermore is not an actual related party of the Company, the name of the trading counterpart is not required to be disclosed):
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5.
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Where the counterpart to the trade is an actual related party, a public announcement shall also be made of the reason for choosing the related party as trading counterpart and the identity of the previous owner (including its relationship with the company and the trading counterpart), price of transfer, and date of acquisition:
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6.
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Where a person who owned the property within the past five years has been an actual related person of the company, a public announcement shall also include the dates and prices of acquisition and disposal by the related person and the person’s relationship to the company at those times: N/A
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7.
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Matters related to the creditor’s rights currently being disposed of (including types of collateral of the disposed creditor’s rights; if the creditor’s rights are creditor’s rights toward a related person, the name of the related person and the book amount of the creditor’s rights toward such related person currently being disposed of must also be announced): N/A
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8.
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Anticipated profit or loss from the disposal (not applicable in cases of acquisition of securities) (where originally deferred, the status or recognition shall be stated and explained): N/A
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9.
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Terms of delivery or payment (including payment period and monetary amount), restrictive covenants in the contract, and other important stipulations: Bullet; N/A; N/A
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10.
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The manner in which the current transaction was decided, the reference basis for the decision on price, and the decision-making department:
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11.
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Current cumulative volume, amount, and shareholding percentage of holdings of the security being traded (including the current trade) and status of any restriction of rights (e.g.pledges):
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12.
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Current ratio of long or short term securities investment (including the current trade) to the total assets and shareholder’s equity as shown in the most recent financial statement and the operating capital as shown in the most recent financial statement:
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13.
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Broker and broker’s fee: N/A
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14.
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Concrete purpose or use of the acquisition or disposition:
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15.
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Net worth per share of company underlying securities acquired or disposed of:
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16.
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Do the directors have any objection to the present transaction?: No
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17.
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.Has the CPA issued an opinion on the unreasonableness of the price of the current transaction?: No
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18.
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Any other matters that need to be specified: The investment is subject to the authority’s approval.
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