Delaware
|
1-11921
|
94-2844166
|
(State or other
jurisdiction
of
incorporation or organization)
|
(Commission File
Number)
|
(I.R.S.
Employer
Identification
Number)
|
135 East 57th Street, New York,
New York 10022
|
(Address of Principal Executive
Offices and Zip Code)
|
¨
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
|
¨
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
¨
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
¨
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Item
1.01.
|
Entry
into a Material Definitive
Agreement.
|
Item
8.01.
|
Other
Events
|
Item
9.01.
|
Financial
Statements and Exhibits.
|
Exhibit No.
|
Description
|
||
1.1
|
Underwriting
Agreement dated June 18, 2009 among E*TRADE Financial Corporation, J.P.
Morgan Securities Inc. and Sandler O’Neill & Partners,
L.P.
|
||
5.1
|
Opinion
of Davis Polk & Wardwell
|
||
23.1
|
Consent
of Davis Polk & Wardwell (incorporated in Exhibit
5.1)
|
||
99.1
|
Press
release dated June 19,
2009
|
E*TRADE
FINANCIAL CORPORATION
|
||||||
Date:
|
June
19, 2009
|
By:
|
/s/ Karl A. Roessner | |||
Name:
|
Karl
A. Roessner
|
|||||
Title:
|
Corporate
Secretary
|
Exhibit No.
|
Description
|
||
1.1
|
Underwriting
Agreement dated June 18, 2009 among E*TRADE Financial Corporation, J.P.
Morgan Securities Inc. and Sandler O’Neill & Partners,
L.P.
|
||
5.1
|
Opinion
of Davis Polk & Wardwell
|
||
23.1
|
Consent
of Davis Polk & Wardwell (incorporated in Exhibit
5.1)
|
||
99.1
|
Press
release dated June 19,
2009
|