Delaware
|
1-11921
|
94-2844166
|
(State
or other jurisdiction
of
incorporation)
|
(Commission
File
Number)
|
(IRS
Employer
Identification
No.)
|
135
East 57th
St, New York, NY
|
10022
|
|
(Address
of principal executive offices)
|
(Zip
Code)
|
|
Registrant’s
telephone number, including area code: (646) 521
4300
|
||
N/A
|
||
(Former
name or former address, if changed since last
report)
|
o |
Written
communications pursuant to Rule 425 under the Securities Act (17
CFR
230.425)
|
o |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
o |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR
240.14d-2(b))
|
o |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR
240.13e-4(c))
|
Exhibit
No.
|
Description
|
|
10.1
|
Separation
Agreement Between E*TRADE Financial Corporation and Mitchell
Caplan
|
E*TRADE
FINANCIAL CORPORATION
|
||||
By:
|
/s/ Arlen W. Gelbard | |||
Name: |
Arlen
W. Gelbard
|
|||
Title: |
Chief
Administrative Officer and
General
Counsel
|
Exhibit
No.
|
Description
|
|
10.1
|
Separation
Agreement Between E*TRADE Financial Corporation and Mitchell
Caplan
|