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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 1
[Mark One]
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2001
OR
[_] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from Commission File Number
to 01-19826
MOHAWK INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)
Delaware 52-1604305
(State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.)
P. O. Box 12069, 160 S. Industrial Blvd., Calhoun, Georgia 30701
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (706) 629-7721
Securities Registered Pursuant to Section 12(b) of the Act:
Title of Each Class Name of Each Exchange on Which Registered
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Common Stock, $.01 par value New York Stock Exchange
Securities Registered Pursuant to Section 12(g) of the Act: None
Indicate by check mark whether the Registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
Registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes [X] No[_]
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of Registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to the
Form 10-K. [_]
The aggregate market value of the Common Stock of the Registrant held by
non-affiliates of the Registrant (45,299,684 shares) on June 24, 2002 was
$2,892,384,823. The aggregate market value was computed by reference to the
closing price of the Common Stock on such date.
Number of shares of Common Stock outstanding as of June 24, 2002:
67,552,828 shares of Common Stock, $.01 par value.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Mohawk Industries, Inc.
Dated: June 28, 2002
By: /s/ JEFFREY S. LORBERBAUM
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Jeffrey S. Lorberbaum,
President and Chief Executive Officer
(principal executive officer)
Dated: June 28, 2002 /s/ JOHN D. SWIFT
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John D. Swift,
Chief Financial Officer, Vice President-
Finance and Assistant Secretary
(principal financial and accounting
officer)
2
Item 14. Exhibits Financial Statements Schedules and Reports on 8-K
(a) 3. Exhibits
Exhibit 23.3 Independent Auditors' Consent
Exhibit 99.1 Mohawk Carpet Corporation Retirement Savings Plan
Independent Auditors' Report
Statements of Net Assets Available for Plan Benefits as of
December 31, 2001 and 2000
Statement of Changes in Net Assets Available for Plan
Benefits for the Year ended December 31, 2001
Notes to the Financial Statements
Schedule H, Line 4i-Schedule of Assets (Held at Year End)-
December 31, 2001
3
Exhibit Index
Exhibit
Number Description
Exhibit 23.3 Independent Auditors' Consent
Exhibit 99.1 Mohawk Carpet Corporation Retirement Savings Plan
Independent Auditors' Report
Statements of Net Assets Available for Plan Benefits as of
December 31, 2001 and 2000
Statement of Changes in Net Assets Available for Plan Benefits
for the Year ended December 31, 2001
Notes to the Financial Statements
Schedule H, Line 4i-Schedule of Assets (Held at Year End)-
December 31, 2001
4