Title
of each class of securities
to be registered
|
Amount
to
be
registered (1)
|
Proposed
maximum
offering price per unit (1) |
Proposed
maximum
aggregate offering price (2) |
Amount
of
registration fee (3) |
|
|
|
|
|
VECTREN
UTILITY HOLDINGS,
INC.
|
$300,000,000
|
|
$300,000,000
|
$9,210.00
|
Debt
securities
|
|
|
|
|
INDIANA
GAS COMPANY,
INC.
|
|
|
|
|
Guarantee
of debt securities
(4)
|
|
|
|
|
SOUTHERN
INDIANA GAS AND ELECTRIC
COMPANY
|
|
|
|
|
Guarantee
of debt securities
(4)
|
|
|
|
|
VECTREN
ENERGY DELIVERY OF OHIO,
INC.
|
|
|
|
|
Guarantee
of debt securities
(4)
|
|
|
|
|
|
|
|
|
|
Total
|
$300,000,000
|
|
$300,000,000
|
$9,210.00
|
(1)
|
Not
applicable pursuant to the
Note following the Calculation of Registration Fee Table and General
Instruction II.D. to Form S-3, which provide that only the maximum
aggregate offering price for all classes of securities to be registered
need be specified.
|
(2)
|
Such
amount as shall result in an
aggregate offering price for all debt securities of Vectren Utility
Holdings, Inc. not to exceed $300,000,000. If any debt securities
are
issued at a discount, then the aggregate initial offering price as
so
discounted shall not exceed $300,000,000, notwithstanding that the
principal amount of such debt securities may exceed such
amount.
|
(3)
|
Calculated
pursuant to Rule 457(o)
under the Securities Act of 1933 at the statutory rate of $30.70
per
million of the maximum aggregate offering price in effect at the
time of
filing. Pursuant to Rule 457(p) under the Securities Act of 1933,
$6,267.50 of this amount is being paid with the filing of this
Registration Statement; the balance is paid by offset of $2,942.50
of the
filing fee paid with the registration statement on Form S-3 (No.
333-128286) filed by Vectren Utility Holdings, Inc. on September
13, 2005,
associated with the $25,000,000 of unsold securities registered on
that
registration statement.
|
(4)
|
This
registration
statement is deemed to include the obligations under guarantees by
Indiana
Gas Company, Inc., Southern Indiana Gas and Electric Company and
Vectren
Energy Delivery of Ohio, Inc. as described herein. Pursuant to Rule
457(n), no separate registration fee for the guarantees shall be
payable.
|
SOUTHERN
INDIANA GAS AND ELECTRIC
COMPANY
Guarantee
of Debt
Securities
|
|
INDIANA
GAS COMPANY,
INC.
Guarantee
of Debt
Securities
|
|
·
|
Vectren
Utility
Holdings, Inc. a wholly owned subsidiary of Vectren Corporation,
may offer
from time to time up to $300,000,000 of its non-convertible investment
grade debt securities, guaranteed by each of its wholly owned
subsidiaries, Southern Indiana Gas and Electric Company, Indiana
Gas
Company, Inc. and Vectren Energy Delivery of Ohio,
Inc.
|
|
·
|
We
may sell the
securities through agents, to or through underwriters, or through
dealers,
directly by us to purchasers or through a combination of these methods
for
sale. See “Plan of Distribution” for more
information.
|
|
·
|
We
will provide
the specific terms of these securities in supplements to this
prospectus.
|
|
·
|
You
should read
this prospectus and the applicable prospectus supplement relating
to the
specific offering of securities carefully before you
invest.
|
|
·
|
This
prospectus
may not be used to sell securities unless accompanied by a prospectus
supplement.
|
About
this
Prospectus
|
5
|
Risk
Factors
|
6
|
Forward-Looking
Statements
|
6
|
Vectren
Utility Holdings,
Inc.
|
8
|
Use
of
Proceeds
|
9
|
Ratio
of Earnings to Fixed
Charges
|
9
|
Description
of the Debt
Securities
|
10
|
Plan
of
Distribution
|
22
|
Legal
Matters
|
23
|
Experts
|
23
|
Where
You Can Find More
Information
|
23
|
Incorporation
of Information We
File with the Securities and Exchange
Commission
|
23
|
|
·
|
Factors
affecting
utility operations such as unusual weather conditions; catastrophic
weather-related damage; unusual maintenance or repairs; unanticipated
changes to fossil fuel costs; unanticipated changes to gas supply
costs,
or availability due to higher demand, shortages, transportation problems
or other developments; environmental or pipeline incidents; transmission
or distribution incidents; unanticipated changes to electric energy
supply
costs, or availability due to demand, shortages, transmission problems
or
other developments; or electric transmission or gas pipeline system
constraints.
|
|
·
|
Increased
competition in the energy environment, including effects of industry
restructuring and
unbundling.
|
|
·
|
Regulatory
factors such as unanticipated changes in rate-setting policies or
procedures, recovery of investments and costs made under traditional
regulation, and the frequency and timing of rate
increases.
|
|
·
|
Financial,
regulatory or
accounting principles or policies imposed by the Financial Accounting
Standards Board, the Securities and Exchange Commission, the Federal
Energy Regulatory Commission, state public utility commissions, state
entities which regulate electric and natural gas transmission and
distribution, natural gas gathering and processing, electric power
supply,
and similar entities with regulatory
oversight.
|
|
·
|
Economic
conditions, including the
effects of an economic downturn, inflation rates, commodity prices,
and
monetary fluctuations.
|
|
·
|
Increased
natural
gas commodity prices and the potential impact on customer consumption,
uncollectible accounts expense and unaccounted for gas and interest
expense.
|
|
·
|
Changing
market
conditions and a variety of other factors associated with physical
energy
and financial trading activities, including, but not limited to,
price,
basis, credit, liquidity, volatility, capacity, interest rate, and
warranty risks.
|
|
·
|
Direct
or indirect effects on our business, financial condition, liquidity
and
results of operations resulting from changes
in credit
ratings, changes in interest rates, and/or changes in market perceptions
of the utility industry and other energy-related
industries.
|
|
·
|
Employee
or
contractor workforce factors, including changes in key executives,
collective bargaining agreements with union employees, aging workforce
issues or work stoppages.
|
|
·
|
Legal
and
regulatory delays and other obstacles associated with mergers,
acquisitions, and investments in joint
ventures.
|
|
·
|
Costs
and other
effects of legal and administrative proceedings, settlements,
investigations, claims, and other
matters.
|
|
·
|
Changes
in
Federal, state or local legislature requirements, such as changes
in tax
laws or rates, environmental laws and
regulations.
|
|
|
Fiscal
Year Ended December
31,
|
||||
|
Twelve
Months Ended June 30,
2007
|
2006
|
2005
|
2004
|
2003
|
2002
|
Ratio
of Earnings to Fixed
Charges
|
2.9x
|
2.8x
|
3.1x
|
3.0x
|
3.1x
|
3.1x
|
|
(1)
|
the
title of the
series of debt securities;
|
|
(2)
|
any
limit upon
the aggregate principal amount of the securities of the series that
may be
authenticated and delivered under the
indenture;
|
|
(3)
|
the
date or dates
on which the principal of the debt securities will be payable, and,
if
applicable, the terms on which the maturity may be extended and the
rights, if any, of the holders to require early repayment of the
securities;
|
|
(4)
|
the
rate or rates
at which the debt securities will bear interest, if any (whether
floating
or fixed), the provisions, if any, for determining the interest rate
or
rates, the date or dates (or the method for determining such dates)
from
which interest will accrue, the interest payment dates and the regular
record dates and the basis upon which interest, if any, will be calculated
if other than that of a 360-day year of twelve 30-day
months;
|
|
(5)
|
the
place or
places where the principal of and premium, if any, and interest,
if any,
on the debt securities will be payable, where the debt securities
may be
surrendered for registration of transfer or exchange and where notices
to
Utility Holdings or demands upon Utility Holdings in respect of the
debt
securities and the indenture may be
served;
|
|
(6)
|
the
price or
prices at which, the period or periods within which and the terms
and
conditions upon which the debt securities may be redeemed, in whole
or in
part, at the option of Utility Holdings, pursuant to a sinking fund
or
otherwise;
|
|
(7)
|
the
obligation of
Utility Holdings, if any, to redeem, purchase or repay the debt
securities, in whole or in part, pursuant to a sinking fund or otherwise
or at the option of a holder of the debt securities, and the price
or
prices at which, the period or periods within which and the terms
and
conditions upon which Utility Holdings will redeem, purchase or repay
the
debt securities;
|
|
(8)
|
any
deletions
from, modifications of or additions to the events of default provided
for
in the indenture with respect to the debt securities, and any deletions
from, modifications of or additions to the covenants or obligations
of
Utility Holdings provided for in the
indenture;
|
|
(9)
|
if
less than 100%
of the principal amount of the debt securities is payable on acceleration
at any time, a schedule of or the manner of computing the amounts
that are
so payable from time to
time;
|
|
(10)
|
the
form of the
debt securities, including whether the debt securities will be issued
in
whole or in part in the form of one or more global securities and,
in such
case, the depository with respect to such global security or securities
and the circumstances under which any global security may be registered
for transfer or exchange or authenticated and delivered in the name
of a
person other than the depository or its
nominee;
|
|
(11)
|
if
other than
United States dollars, the currency or currencies in which payment
of the
principal of or premium, if any, or interest, if any, on the debt
securities will be payable;
|
|
(12)
|
if
the principal
of or premium, if any, or interest, if any, on the debt securities
is to
be payable, at the election of Utility Holdings or the election of
a
holder, in a currency or currencies other than that in which the
debt
securities are stated to be payable, the period or periods within
which,
and the terms and conditions upon which, the election may be
made;
|
|
(13)
|
if
the amount of
payments of principal of or premium, if any, or interest, if any,
on the
debt securities may be determined with reference to an index based
on a
currency or currencies other than that in which the debt securities
are
stated to be payable, the manner in which the amounts will be
determined;
|
|
(14)
|
whether
and under
what circumstances Utility Holdings will pay any additional amounts
on the
debt securities in respect of any tax, assessment or governmental
charge
and, if so, whether Utility Holdings will have the option to redeem
the
debt securities in lieu of making such
payment;
|
|
(15)
|
any
provision
relating to the issuing of the debt securities as original issue
discount
securities (including, without limitation, the issue price of the
debt
securities, the rate or rates at which the original issue discount,
if
any, will accrue and the date or dates from or to which, or period
or
periods during which, the original issue discount will
accrue;
|
|
(16)
|
if
other than
denominations of $1,000 and any integral multiple of $1,000, the
denominations in which Utility Holdings will issue the debt
securities;
|
|
(17)
|
whether
defeasance or covenant defeasance will apply to the debt securities;
and
|
|
(18)
|
any
other terms
of the debt securities; provided, that such other terms do not conflict
with any express terms of any other debt securities which shall be
issued
and outstanding.
|
|
·
|
will
be
exchangeable for any authorized denomination of other debt securities
of
the same series and of a like aggregate principal amount and tenor
upon
surrender of the debt securities at the trustee’s corporate trust office
or at the office of any registrar designated by Utility Holdings
for that
purpose; and
|
|
·
|
may
be
surrendered for registration of transfer or exchange at the corporate
trust office of the trustee or at the office of any registrar designated
by Utility Holdings for that
purpose.
|
|
(1)
|
current
liabilities;
|
|
(2)
|
reserves
for
estimated rate refunds pending the outcome of a rate proceeding to
the
extent such refunds have not been finally
determined;
|
|
(3)
|
all
intangible
assets; and
|
|
(4)
|
deferred
income
tax assets.
|
|
(1)
|
all
indebtedness
maturing one year or more from the date of the creation of the
indebtedness;
|
|
(2)
|
all
indebtedness
directly or indirectly renewable or extendible, at the option of
the
debtor, by its terms or by the terms of any instrument or agreement
relating to the indebtedness, to a date one year or more from the
date of
the creation of the indebtedness;
and
|
|
(3)
|
all
indebtedness
under a revolving credit or similar agreement obligating the lender
or
lenders to extend credit with a term of one year or
more.
|
|
(1)
|
any
liability of
any person:
|
|
(a)
|
for
borrowed
money;
|
|
(b)
|
evidenced
by a
note, debenture or similar instrument (including a purchase money
obligation) given in connection with the acquisition of any property
or
assets (other than inventory or similar property acquired in the
ordinary
course of business), including
securities;
|
|
(c)
|
for
the payment
of money relating to a capitalized lease obligation;
or
|
|
(d)
|
in
respect of
acceptances or letters of credit or similar instruments issued or
created
for the account of such
person;
|
|
(2)
|
any
preferred
stock of any person that is redeemable other than at the option of
such
person;
|
|
(3)
|
any
guarantee by
any person of any liability or preferred stock of others described
in the
preceding clauses (1) or (2);
and
|
|
(4)
|
any
amendment,
renewal, extension or refunding of any liability or preferred stock
of the
types referred to in clauses (1), (2) or (3)
above.
|
|
(1)
|
investments
in
and advances to the subsidiary company by Utility Holdings and its
other
subsidiary companies exceed 10 percent of the total assets of Utility
Holdings and its subsidiary companies consolidated as of the end
of any
two of the three most recently completed fiscal
years;
|
|
(2)
|
Utility
Holdings
and its other subsidiary companies’ proportionate share of the subsidiary
companies’ total assets exceeds 10 percent of the total assets of Utility
Holdings and its subsidiary companies consolidated as of the end
of any
two of the three most recently completed fiscal years;
or
|
|
(3)
|
Utility
Holdings
and its other subsidiary companies’ equity in the income from continuing
operations before income taxes, extraordinary items and cumulative
effect
of a change in accounting principles of the subsidiary company exceeds
10
percent of the consolidated income of Utility Holdings and its subsidiary
companies as of the end of any two of the three most recently completed
fiscal years.
|
|
(1)
|
a
corporation a
majority of whose capital stock with voting power, under ordinary
circumstances, to elect directors is at the time, directly or indirectly,
owned by Utility Holdings and/or other subsidiary companies of Utility
Holdings; or
|
|
(2)
|
any
person other
than a corporation in which Utility Holdings and/or other subsidiary
companies of Utility Holdings, directly or indirectly, at the date
of
determination have at least a majority ownership
interest;
|
|
(1)
|
liens
existing on
the date of the indenture;
|
|
(2)
|
liens
in favor of
governmental bodies to secure progress, advance or other
payments;
|
|
(3)
|
liens
existing on
property, shares of stock or indebtedness at the time of acquisition
thereof (including acquisition through lease, merger or consolidation)
or
liens to secure the payment of all or any part of the purchase price
thereof or the cost of construction, installation, renovation, improvement
or development thereon or thereof or to secure any indebtedness incurred
prior to, at the time of, or within 360 days after the later of the
acquisition, completion of such construction, installation, renovation,
improvement or development or the commencement of full operation
of such
property or within 360 days after the acquisition of such shares
or
indebtedness for the purpose of financing all or any part of the
purchase
price thereof;
|
|
(4)
|
liens
securing
indebtedness in an aggregate amount which, at the time of incurrence
and
together with all outstanding attributable debt in respect of sale
and
leaseback transactions permitted by the second clause (2) in the
“Restrictions on sales and leasebacks” covenant described below, does not
exceed 10 percent of the consolidated net tangible assets of Utility
Holdings and its subsidiary
companies;
|
|
(5)
|
liens
securing
indebtedness other than funded debt;
and
|
|
(6)
|
any
extension,
renewal or replacement (or successive extensions, renewals or
replacements), in whole or in part, of any lien referred to in the
above
clauses (1) through (5) inclusive; provided that the extension, renewal
or
replacement of the lien is limited to all or any part of the same
property, shares of stock or indebtedness that secured the lien extended,
renewed
|
|
(1)
|
the
principal
domestic property is sold within 360 days from the date of acquisition
of
the property or the date of the completion of construction or commencement
of full operations of the property, whichever is later;
or
|
|
(2)
|
within
120 days
after a sale described in clause (1) above, Utility Holdings or a
guarantor, as applicable, will apply or cause to be applied to the
retirement of its funded debt or the funded debt of any of its subsidiary
companies (other than the funded debt of Utility Holdings or a guarantor,
as applicable, which by its terms or the terms of the instrument
pursuant
to which it was issued is subordinate in right of payment to the
debt
securities of each series) an amount not less than the greater of
(A) the
net proceeds of the sale of the principal domestic property or (B)
the
fair value (as determined in any manner approved by our board of
directors) of the principal domestic
property.
|
|
(1)
|
the
lease Utility
Holdings or a guarantor entered into in connection with the transaction
is
for a period, including renewals, of not more than 36 months;
or
|
|
(2)
|
Utility
Holdings
or a guarantor would, at the time of entering into the sale and leaseback
transaction, be entitled, without equally and ratably securing the
debt
securities, to create or assume a lien on the principal domestic
property
securing indebtedness in an amount at least equal to the attributable
debt
in respect of the sale and leaseback transaction pursuant to clause
(4)
above in the “Restrictions on liens”
covenant.
|
|
(1)
|
either
Utility
Holdings or the guarantor, as the case may be, will be the continuing
person, or the person (if other than Utility Holdings or the guarantor)
formed by the consolidation or into which Utility Holdings or the
guarantor are merged or to which all or substantially all of the
properties and assets of Utility Holdings or the guarantor as an
entirety
are transferred is a corporation organized and existing under the
laws of
the United States or any State thereof or the District of Columbia,
and
such corporation expressly assumes all of the obligations of Utility
Holdings or the guarantor, as the case may be, under each series
of debt
securities or the related guarantees, as applicable, and the indenture;
and
|
|
(2)
|
immediately
before and immediately after giving effect to such transaction, no
event
of default and no event which, after notice or passage of time or
both,
would become an event of default shall have occurred and be
continuing.
|
|
(1)
|
Utility
Holdings
must irrevocably deposit with the trustee funds for the purpose of
making
the following payments, (a) in the case of debt securities denominated
in
U.S. dollars, (i) an amount of cash, or (ii) direct non-callable
obligations of, or guaranteed by, the United States of America, which
through the scheduled payment of principal and interest will provide,
within two weeks of the due date of any payment, money in an amount,
or
(iii) a combination of the above, sufficient, without reinvestment,
in the
opinion of a nationally recognized firm of independent public accountants
expressed in a written certification delivered to the trustee, to
pay and
discharge, the principal of, premium, if any, and each installment
of
interest on such debt securities on their respective stated maturities
in
accordance with the terms of the indenture and of such debt securities,
or
(b) in the case of debt securities denominated in currency other
than U.S.
dollars, an amount of required currency sufficient to pay and discharge
the principal of, premium, if any, and each installment of interest
on
such securities on their respective stated maturities in accordance
with
the terms of this indenture and of such
securities.
|
|
(2)
|
No
event of
default or event with which notice or lapse of time or both would
become
an event of default with respect to such securities shall have occurred
and be continuing on the date of the deposit and, with respect to
defeasance only, at any time during the period ending on the 123rd
day
after the date of the
deposit.
|
|
(3)
|
Defeasance
or
covenant defeasance shall not cause the trustee for the debt securities
to
have a conflicting interest for purposes of the TIA with respect
to any
debt securities.
|
|
(4)
|
Defeasance
or
covenant defeasance shall not result in a breach or violation of,
or
constitute a default under, the indenture or any other agreement
or
instrument.
|
|
(5)
|
Such
defeasance
or covenant defeasance shall not cause any debt securities then listed
on
any registered national securities exchange under the Securities
Exchange
Act of 1934 to be delisted.
|
|
(6)
|
In
the case of a
defeasance election, the trustee shall have received an opinion of
counsel
stating that (a) Utility Holdings has received from, or there has
been
published by, the Internal Revenue Service a ruling, or (b) since
the date
of the indenture there has been a change in the applicable federal
income
tax law, in either case to the effect that, and based thereon such
opinion
shall confirm that, the holders of the debt securities will not recognize
gain or loss for federal income tax purposes as a result of such
defeasance and will be subject to federal income tax on the same
amounts,
in the same manner and at the same times as would have been the case
if
such defeasance had not
occurred.
|
|
(7)
|
In
the case of a
covenant defeasance election, the trustee shall have received an
opinion
of counsel to the effect that the holders of the debt securities
will not
recognize income, gain or loss for federal income tax purposes as
a result
of a covenant defeasance and will be subject to federal income tax
on the
same amounts, in the same manner and at the same times as would have
been
the case if such covenant defeasance had not
occurred.
|
|
(8)
|
The
trustee shall
have received an officer’s certificate or an opinion of counsel stating
that all conditions precedent provided for in the indenture have
been
complied with.
|
|
(1)
|
all
outstanding
debt securities have been delivered to the trustee for cancellation;
or
|
|
(2)
|
debt
securities
which have not been delivered to the trustee have become due and
payable,
will become due and payable at their stated maturity within one year
or if
redeemable at the option of Utility Holdings, will be called for
redemption within one year and Utility Holdings has deposited sufficient
funds with the trustee to discharge the entire indebtedness with
respect
to such securities.
|
|
(1)
|
reduce
the amount
of debt securities whose holders must consent to an amendment, supplement
or waiver;
|
|
(2)
|
reduce
the rate
(or change the manner of calculation of the rate) or change the stated
maturity for payment of interest on any debt
security;
|
|
(3)
|
reduce
the
principal of or any premium payable upon the redemption of or change
the
stated maturity for payment of the principal of any debt
security;
|
|
(4)
|
waive
a default
in the payment of the principal of or premium, if any, or interest
on any
debt security;
|
|
(5)
|
make
any changes
in the amount of debt securities whose holders may waive a default
or
event of default, the right of each holder to receive payments of
principal of and premium, if any, and interest on the debt securities
on
and after the due dates, or the amendments, supplements or waivers
which
may only be effected with consent of each affected security
holder;
|
|
(6)
|
make
any debt
security payable in a currency other than that stated in the debt
security;
|
|
(7)
|
impair
the
holders’ right to institute suit to enforce payment in respect of the debt
securities on or after the due date for such payment;
or
|
|
(8)
|
release
any
guarantor from its obligations under any
guarantee.
|
|
(1)
|
without
the
consent of each holder of debt securities affected thereby, no waiver
may
be made of a default in the payment of the principal of or premium,
if
any, or interest on any debt security;
and
|
|
(2)
|
only
the holders
of a majority in principal amount of the outstanding debt securities
of a
particular series may waive compliance with a provision of the indenture
relating to such series or the debt securities of such series having
applicability solely to such
series.
|
|
(1)
|
failure
to pay
interest on any debt securities of such series within 30 days of
when due
or principal or premium, if any, of any debt securities of such series
when due (including any sinking fund
installment);
|
|
(2)
|
failure
to
perform any other agreement contained in the debt securities of such
series or the indenture (other than an agreement relating solely
to
another series of debt securities) for 60 days after notice as provided
in
the indenture;
|
|
(3)
|
certain
events of
bankruptcy, insolvency or reorganization with respect to Utility
Holdings
or a guarantor; and
|
|
(4)
|
any
guarantee
shall be held in any judicial proceeding to be unenforceable or invalid
or
shall cease to be in full force and effect or any guarantor or any
person
acting on behalf of such guarantor shall deny or disaffirm its obligations
under the guarantee.
|
|
(1)
|
the
guarantor has
fully repaid all of its indebtedness, if any, to Utility Holdings,
and the
other guarantors,
|
|
(2)
|
Standard
&
Poor’s Ratings Services, a division of The McGraw-Hill Companies, Inc.,
and Moody’s Investors Service, Inc., or their successors, have confirmed
that, as a result of the transfer, the long term credit rating of
Utility
Holdings will not fall below BBB- (or its equivalent), in the case
of
Standard & Poor’s, and Baa3 (or its equivalent), in the case of
Moody’s, and
|
|
(3)
|
immediately
before and immediately after giving effect to such transaction, no
event
of default and no event which, after notice or passage of time or
both,
would become an event of default shall have occurred and be
continuing.
|
|
·
|
Annual
Report of
Utility Holdings on Form 10-K for the year ended December
31,
2006;
|
|
·
|
Quarterly
Reports
of Utility Holdings on Form 10-Q for the quarters ended March
31,
2007
and June
30,
2007;
and
|
|
·
|
Current
Reports
of Utility Holdings on Form 8-K filed with the Securities and Exchange
Commission on January 4, 2007, February 5, 2007, April 20, 2007,
May 22,
2007, June 28, 2007 and August 16,
2007.
|
Registration
Fee
|
$ |
9,210
|
|||
Blue
Sky Fees and
Expenses
|
25,000
|
||||
Printing
and Engraving
Expenses
|
50,000
|
||||
Legal
Fees and
Expenses
|
150,000
|
||||
Rating
Agency
Fees
|
150,000
|
||||
Accounting
Fees and
Expenses
|
30,000
|
||||
Trustee
Fees
|
20,000
|
||||
Miscellaneous
|
75,000
|
||||
|
|||||
Total
|
$ |
509,210
|
Number
|
|
Description
|
|
|
|
2.1
|
|
Agreement
and Plan of Merger dated
as of June 11, 1999 among Indiana Energy, Inc., SIGCORP, Inc. and
Vectren
Corporation (the “Merger Agreement”) (Incorporated by reference to Exhibit
2 to Vectren’s Form S-4 (Registration No. 333-90763) filed on November 12,
1999)
|
2.2
|
|
Amendment
No. 1 to the Merger
Agreement dated December 14,
1999 (Incorporated
by reference to
Exhibit 2 to Indiana Energy, Inc.’s (Commission File No. 1-09091) Current
Report on Form 8-K filed on December 16, 1999)
|
2.3
|
|
Asset
Purchase Agreement dated
December 14,
1999 between Indiana
Energy, Inc. and The Dayton Power and Light Company and Number -3CHK
with
a commitment letter for a 364-Day Credit Facility dated December 16,
1999 (Incorporated
by reference to
Exhibit 2 and 99.1 of Indiana Energy, Inc.’s Current Report on Form 8-K
dated December 28, 1999.)
|
4.1
|
|
Form
of Indenture (incorporated by
reference to Exhibit 4.1 of Utility Holdings’ Form S-3 (Registration No.
333-69742) filed on October 10, 2001)
|
5.1*
|
|
Opinion
of Barnes &
Thornburg LLP
|
5.2*
|
|
Opinion
of Kegler, Brown, Hill
& Ritter
|
12*
|
|
Statement
regarding Computation of
Ratios
|
23.1*
|
|
Consent
of Deloitte & Touche
LLP regarding Utility Holdings
|
23.2*
|
|
Consent
of Barnes &
Thornburg LLP (included in Exhibit 5.1)
|
23.3*
|
|
Consent
of Kegler, Brown, Hill
& Ritter (included in Exhibit 5.2)
|
24.1*
|
|
Power
of Attorney - Vectren
Utility Holdings, Inc.
|
24.2*
|
|
Power
of Attorney - Southern Indiana
Gas and Electric
Company
|
24.3*
|
|
Power
of Attorney - Indiana Gas
Company, Inc.
|
24.4*
|
|
Power
of Attorney - Vectren Energy
Delivery of Ohio, Inc.
|
25*
|
|
Form
T-1 Statement of
Eligibility
|
|
VECTREN
UTILITY HOLDINGS,
INC.
|
|
|
|
|
|
|
|
|
By:
|
/s/
Ronald E.
Christian
|
|
|
Ronald
E. Christian, Executive
Vice President, Chief Administrative Officer and
Secretary
|
Signature
|
|
Title
|
|
Date
|
|
|
|
|
|
|
|
|
|
|
(1)
Principal Executive
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Niel C.
Ellerbrook
|
|
Chairman
and Chief Executive
Officer
|
|
September
20,
2007
|
Niel
C.
Ellerbrook
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(2)
Principal Financial
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Jerome A. Benkert,
Jr.
|
|
Executive
Vice President and Chief
Financial Officer
|
|
September
20,
2007
|
Jerome
A. Benkert,
Jr.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(3)
Principal Accounting
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
M. Susan
Hardwick
|
|
Vice
President, Controller and
Asst. Treasurer
|
|
September
20,
2007
|
M.
Susan
Hardwick
|
|
|
|
|
/s/
Niel C.
Ellerbrook
|
|
Director
|
|
September
20,
2007
|
Niel
C.
Ellerbrook
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Carl L.
Chapman
|
|
Director
|
|
September
20,
2007
|
Carl
L.
Chapman
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Jerome A. Benkert,
Jr.
|
|
Director
|
|
September
20,
2007
|
Jerome
A. Benkert,
Jr.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Ronald E.
Christian
|
|
Director
|
|
September
20,
2007
|
Ronald
E.
Christian
|
|
|
|
|
|
SOUTHERN
INDIANA GAS AND ELECTRIC
COMPANY
|
|
|
|
|
|
|
|
|
|
|
|
By:
|
/s/
Ronald E.
Christian
|
|
|
Ronald
E. Christian, Executive
Vice President, Chief Administrative Officer and
Secretary
|
Signature
|
|
Title
|
|
Date
|
|
|
|
|
|
(1)
Principal Executive
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Niel C.
Ellerbrook
|
|
Chairman
and Chief Executive
Officer
|
|
September
20,
2007
|
Niel
C.
Ellerbrook
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(2)
Principal Financial
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Jerome A. Benkert,
Jr.
|
|
Executive
Vice President and Chief
Financial Officer
|
|
September
20,
2007
|
Jerome
A. Benkert,
Jr.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(3)
Principal Accounting
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
M. Susan
Hardwick
|
|
Vice
President, Controller and
Asst. Treasurer
|
|
September
20,
2007
|
M.
Susan
Hardwick
|
|
|
|
|
/s/
Jerome A. Benkert,
Jr.
|
|
Director
|
|
September
20,
2007
|
Jerome
A. Benkert,
Jr.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Ronald E.
Christian
|
|
Director
|
|
September
20,
2007
|
Ronald
E.
Christian
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Carl L.
Chapman
|
|
Director
|
|
September
20,
2007
|
Carl
L.
Chapman
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Niel C.
Ellerbrook
|
|
Director
|
|
September
20,
2007
|
Niel
C.
Ellerbrook
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Robert L.
Goocher
|
|
Director
|
|
September
20,
2007
|
Robert
L.
Goocher
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
M. Susan
Hardwick
|
|
Director
|
|
September
20,
2007
|
M.
Susan
Hardwick
|
|
|
|
|
|
INDIANA
GAS COMPANY,
INC.
|
|
|
|
|
|
|
|
|
By:
|
/s/
Ronald E.
Christian
|
|
|
Ronald
E. Christian, Executive
Vice President, Chief Administrative Officer and
Secretary
|
Signature
|
|
Title
|
|
Date
|
|
|
|
|
|
(1)
Principal Executive
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Niel C.
Ellerbrook
|
|
Chairman
and Chief Executive
Officer
|
|
September
20,
2007
|
Niel
C.
Ellerbrook
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(2)
Principal Financial
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Jerome A. Benkert,
Jr.
|
|
Executive
Vice President and Chief
Financial Officer
|
|
September
20,
2007
|
Jerome
A. Benkert,
Jr.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(3)
Principal Accounting
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
M. Susan
Hardwick
|
|
Vice
President, Controller and
Asst. Treasurer
|
|
September
20,
2007
|
M.
Susan
Hardwick
|
|
|
|
|
/s/
Jerome A. Benkert,
Jr.
|
|
Director
|
|
September
20,
2007
|
Jerome
A. Benkert,
Jr.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Ronald E.
Christian
|
|
Director
|
|
September
20,
2007
|
Ronald
E.
Christian
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Niel C.
Ellerbrook
|
|
Director
|
|
September
20,
2007
|
Niel
C.
Ellerbrook
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Carl L.
Chapman
|
|
Director
|
|
September
20,
2007
|
Carl
L.
Chapman
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
M. Susan
Hardwick
|
|
Director
|
|
September
20,
2007
|
M.
Susan
Hardwick
|
|
|
|
|
|
VECTREN
ENERGY DELIVERY OF OHIO,
INC.
|
|
|
|
|
|
|
|
|
By:
|
/s/
Ronald E.
Christian
|
|
|
Ronald
E. Christian, Executive
Vice President, Chief Administrative Officer and
Secretary
|
Signature
|
|
Title
|
|
Date
|
|
|
|
|
|
(1)
Principal Executive
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Niel C.
Ellerbrook
|
|
Chairman
and Chief Executive
Officer
|
|
September
20,
2007
|
Niel
C.
Ellerbrook
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(2)
Principal Financial
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Jerome A. Benkert,
Jr.
|
|
Executive
Vice President and Chief
Financial Officer
|
|
September
20,
2007
|
Jerome
A. Benkert,
Jr.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(3)
Principal Accounting
Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
M. Susan
Hardwick
|
|
Vice
President, Controller and
Asst. Treasurer
|
|
September
20,
2007
|
M.
Susan
Hardwick
|
|
|
|
|
/s/
Jerome A. Benkert,
Jr.
|
|
Director
|
|
September
20,
2007
|
Jerome
A. Benkert,
Jr.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Ronald E.
Christian
|
|
Director
|
|
September
20,
2007
|
Ronald
E.
Christian
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Niel C.
Ellerbrook
|
|
Director
|
|
September
20,
2007
|
Niel
C.
Ellerbrook
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
/s/
Carl L.
Chapman
|
|
Director
|
|
September
20,
2007
|
Carl
L.
Chapman
|
|
|
|
|
Number
|
|
Description
|
|
|
|
2.1
|
|
Agreement
and Plan of Merger dated
as of June 11, 1999 among Indiana Energy, Inc., SIGCORP, Inc. and
Vectren
Corporation (the “Merger Agreement”) (Incorporated by reference to Exhibit
2 to Vectren’s Form S-4 (Registration No. 333-90763) filed on November 12,
1999)
|
2.2
|
|
Amendment
No. 1 to the Merger
Agreement dated December 14,
1999 (Incorporated
by reference to
Exhibit 2 to Indiana Energy, Inc.’s (Commission File No. 1-09091) Current
Report on Form 8-K filed on December 16, 1999)
|
2.3
|
|
Asset
Purchase Agreement dated
December 14,
1999 between Indiana
Energy, Inc. and The Dayton Power and Light Company and Number -3CHK
with
a commitment letter for a 364-Day Credit Facility dated December 16,
1999 (Incorporated
by reference to
Exhibit 2 and 99.1 of Indiana Energy, Inc.’s Current Report on Form 8-K
dated December 28, 1999.)
|
4.1
|
|
Form
of Indenture (incorporated by
reference to Exhibit 4.1 of Utility Holdings’ Form S-3 (Registration No.
333-69742) filed on October 10, 2001)
|
5.1*
|
|
Opinion
of Barnes &
Thornburg LLP
|
5.2*
|
|
Opinion
of Kegler, Brown, Hill
& Ritter
|
12*
|
|
Statement
regarding Computation of
Ratios
|
23.1*
|
|
Consent
of Deloitte & Touche
LLP regarding Utility Holdings
|
23.2*
|
|
Consent
of Barnes &
Thornburg LLP (included in Exhibit 5.1)
|
23.3*
|
|
Consent
of Kegler, Brown, Hill
& Ritter (included in Exhibit 5.2)
|
24.1*
|
|
Power
of Attorney - Vectren
Utility Holdings, Inc.
|
24.2*
|
|
Power
of Attorney - Southern Indiana
Gas and Electric
Company
|
24.3*
|
|
Power
of Attorney - Indiana Gas
Company, Inc.
|
24.4*
|
|
Power
of Attorney - Vectren Energy
Delivery of Ohio, Inc.
|
25*
|
|
Form
T-1 Statement of
Eligibility
|