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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CENTERBRIDGE CAPITAL PARTNERS L P 375 PARK AVENUE 12TH FLOOR NEW YORK, NY 10152 |
X | See Footnotes 2, 3 | ||
CENTERBRIDGE CAPITAL PARTNERS STRATEGIC L P 375 PARK AVENUE 12TH FLOOR NEW YORK, NY 10152 |
X | See Footnotes 2, 3 | ||
Centerbridge Capital Partners SBS, L.P. 375 PARK AVENUE 12TH FLOOR NEW YORK, NY 10152 |
X | See Footnotes 2, 3 | ||
CB BU Investors, L.L.C. 375 PARK AVENUE 12TH FLOOR NEW YORK, NY 10152 |
X | See Footnotes 2, 3 | ||
CB BU Investors II, L.L.C. 375 PARK AVENUE 12TH FLOOR NEW YORK, NY 10152 |
X | See Footnotes 2, 3 | ||
CB BU Investors III. L.L.C. 375 PARK AVENUE 12TH FLOOR NEW YORK, NY 10152 |
X | See Footnotes 2, 3 | ||
Centerbridge Associates, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X | See Footnotes 2, 3 | ||
Centerbridge GP Investors, LLC 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X | See Footnotes 2, 3 | ||
Gallogly Mark T C/O CENTERBRIDGE PARTNERS, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X | See Footnotes 2, 3 | ||
Aronson Jeffrey C/O CENTERBRIDGE PARTNERS, L.P. 375 PARK AVENUE, 12TH FLOOR NEW YORK, NY 10152 |
X | See Footnotes 2, 3 |
Centerbridge Capital Partners, L.P., By: Centerbridge Associates, L.P., its general partner By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Susanne V. Clark, Authorized Signatory | 03/15/2013 | |
**Signature of Reporting Person | Date | |
Centerbridge Capital Partners Strategic, L.P., By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Susanne V. Clark, Authorized Signatory | 03/15/2013 | |
**Signature of Reporting Person | Date | |
Centerbridge Capital Partners SBS, L.P., By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Susanne V. Clark, Authorized Signatory | 03/15/2013 | |
**Signature of Reporting Person | Date | |
CB BU Investors, L.L.C., By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Susanne V. Clark, Authorized Signatory | 03/15/2013 | |
**Signature of Reporting Person | Date | |
CB BU Investors II, L.L.C., By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Susanne V. Clark, Authorized Signatory | 03/15/2013 | |
**Signature of Reporting Person | Date | |
CB BU Investors III, L.L.C., By: Centerbridge Associates, L.P., its general partner, By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Susanne V. Clark, Authorized Signatory | 03/15/2013 | |
**Signature of Reporting Person | Date | |
Centerbridge Associates, L.P., By: Centerbridge GP Investors, LLC, its general partner, By: /s/ Susanne V. Clark, Authorized Signatory | 03/15/2013 | |
**Signature of Reporting Person | Date | |
Centerbridge GP Investors, LLC, By: /s/ Susanne V. Clark, Authorized Signatory | 03/15/2013 | |
**Signature of Reporting Person | Date | |
Mark T. Gallogly, /s/ Mark T. Gallogly | 03/15/2013 | |
**Signature of Reporting Person | Date | |
Jeffrey H. Aronson, /s/ Jeffrey H. Aronson | 03/15/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amount represents the $25.25 offering price per share of common stock, par value $0.01 per share ("Common Stock"), of BankUnited, Inc. less the underwriting discount of $0.505 per share of Common Stock. |
(2) | The shares of Common Stock to which this Form 4 relates are directly owned as follows: (i) 5,967,703 shares of Common Stock directly owned by Centerbridge Capital Partners, L.P.; (ii) 220,442 shares of Common Stock directly owned by Centerbridge Capital Partners Strategic, L.P.; (iii) 9,822 shares of Common Stock directly owned by Centerbridge Capital Partners SBS, L.P.; (iv) 379,875 shares of Common Stock directly owned by CB BU Investors, L.L.C.; (v) 219,927 shares of Common Stock directly owned by CB BU Investors II, L.L.C.; and (vi) 199,935 shares of Common Stock directly owned by CB BU Investors III, L.L.C. (collectively, the "Centerbridge Funds"). |
(3) | Centerbridge Associates, L.P. is the general partner of each of the Centerbridge Funds. Centerbridge GP Investors, LLC is the general partner of Centerbridge Associates, L.P. Mark Gallogly and Jeffrey Aronson are the managing members of Centerbridge GP Investors, LLC Mark Gallogly and Jeffrey Aronson each disclaim beneficial ownership of the shares of Common Stock beneficially owned by the Centerbridge Funds. |