UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to purchase common stock | 07/11/2014(2) | 07/11/2023(3) | Common Stock | 46,200 | $ 18.71 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
QUELLA JAMES C/O CATALENT, INC. 14 SCHOOLHOUSE ROAD SOMERSET, NJ 08873 |
 X |  |  |  |
Christine Caputo, by power of attorney | 05/08/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes restricted stock units. |
(2) | On July 11, 2013, the reporting person was granted an option to purchase 46,200 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on July 11, 2014. |
(3) | This amendment to the Initial Statement of Beneficial Ownership of Securities on Form 3, filed with the Securities and Exchange Commission on July 31, 2014, is being filed to amend the original Form 3 filing to correct an administrative error in connection with reporting the expiration date of the options to purchase common stock which were granted to the reporting person on July 11, 2013. The correct expiration date is July 11, 2023. |
 Remarks: On the date of the Initial Statement of Beneficial Ownership of Securities on Form 3, filed with the Securities and Exchange Commission on July 31, 2014 (the "Initial Filing"), Mr. Quella was a Senior Advisor of The Blackstone Group ("Blackstone") and was and currently is a member of the board of the Issuer.  On the date of the Initial Filing, certain affiliates of Blackstone had filed a separate Form 3 reporting securities of the Issuer that they may be deemed to beneficially own.  Mr. Quella disclaims beneficial ownership of any securities of the Issuer that may be deemed to be beneficially owned by affiliates of Blackstone. |