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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) (8) | $ 67.03 | 04/03/2017 | M | 6,800 | (9) | 07/01/2021 | Common Stock, $1 par value. | 6,800 | $ 0 | 0 | D | ||||
Option (Right to Buy) (8) | $ 91.88 | 04/03/2017 | M | 4,450 | (10) | 04/05/2022 | Common Stock, $1 par value. | 4,450 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GRIEDER DANIEL C/O TOMMY HILFIGER U.S.A, INC. 601 WEST 26TH STREET NEW YORK, NY 10001 |
CEO Tommy Hilfiger &PVH Europe |
Daniel Grieder | 04/04/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 1,761 restricted stock units. The restricted stock units were included as directly owned shares in prior filings. |
(2) | Includes 15,271 shares of Common Stock subject to awards of restricted stock units. |
(3) | Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 1,164 restricted stock units. The restricted stock units were included as directly owned shares in prior filings. |
(4) | Includes 14,107 shares of Common Stock subject to awards of restricted stock units. |
(5) | Represents shares withheld to satisfy the Reporting Person's tax obligations in connection with the vesting of 804 restricted stock units. The restricted stock units were included as directly owned shares in prior filings. |
(6) | Includes 13,303 shares of Common Stock subject to awards of restricted stock units. |
(7) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.39 to $103.47, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
(8) | All options exercisable for shares of Issuer's Common Stock, $1 par value. |
(9) | This was part of a grant of 13,600 options, 3,400 of which became exercisable on each of 7/1/12, 7/1/13, 7/1/14 and 7/1/15. |
(10) | This was part of a grant of 8,900 options, 2,225 of which became exercisable on each of 4/5/13, 4/5/14, 4/5/15 and 4/5/16. |