|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Nonstatutory Stock Option 11-23-04 | $ 21.58 | 11/23/2005 | 08/30/2009 | Class A Common Stock | 17,500 | 17,500 | D | ||||||||
2005 Restricted Stock Units | $ 0 | 12/30/2008 | H | 2,500 | 12/15/2006(2) | 12/30/2008(3) | Class A Common Stock | 2,500 | $ 0 | 0 | D | ||||
2006 Restricted Stock Units (4) | $ 0 (5) | 12/30/2008 | E(6) | 5,000 (7) | 12/15/2007 | 12/30/2008(9) | Class A Common Stock | 5,000 | $ 0 (8) | 0 | D | ||||
Nonstatutory Stock Option 12-15-05 | $ 30.645 | 12/30/2008(10) | E | 10,000 (11) | 12/15/2006 | 08/30/2009 | Class A Common Stock | 20,000 | $ 0 (12) | 10,000 | D | ||||
Nonstatutory Stock Option 12-15-06 | $ 32.565 | 12/30/2008(13) | E | 20,000 (14) | 12/15/2007 | 08/30/2009 | Class A Common Stock | 40,000 | $ 0 (15) | 20,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GOEHRING RALPH J C/O BERRY PETROLEUM COMPANY 5201 TRUXTUN BAKERSFIELD, CA 93309 |
Executive VP |
Kenneth A Olson under POA for Ralph Goehring | 01/06/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of Common Stock acquired by the reporting person in the Company's 401(k) Plan. All transactions were at market and were non-discretionary. |
(2) | The restricted stock units vests in four equal annual installments beginning December 15, 2006. Shares of Class A Common Stock will be delivered to the reporting person at the time of vesting. |
(3) | Expiration of unvested options and restricted stock units upon termination of employment. |
(4) | 1 for 1 |
(5) | Each RSU represents a contingent right to receive one share of Berry Petroleum Company Class A Common Stock |
(6) | Expiration of unvested options and restricted stock units upon termination of employment. |
(7) | Expiration of unvested options and restricted stock units upon termination of employment. |
(8) | Expiration of unvested options and restricted stock units upon termination of employment. |
(9) | Expiration of unvested options and restricted stock units upon termination of employment. |
(10) | Expiration of unvested options and restricted stock units upon termination of employment. |
(11) | Expiration of unvested options and restricted stock units upon termination of employment. |
(12) | Expiration of unvested options and restricted stock units upon termination of employment. |
(13) | Expiration of unvested options and restricted stock units upon termination of employment. |
(14) | Expiration of unvested options and restricted stock units upon termination of employment. |
(15) | Expiration of unvested options and restricted stock units upon termination of employment. |
Remarks: Mr. Goehring's resignation as the Company's Executive Vice President and as an employee ended on 12-30-2008 as previously announced. His unvested options and RSU's were cancelled effective that date. His vested options are exercisable until 08-30-2008. |