UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
Form 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported): November 13, 2017
 
Professional Diversity Network, Inc.
 
(Exact Name of Registrant as Specified in its Charter)
 
Delaware
 
001-35824
 
80-0900177
(State or other Jurisdiction of
Incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification Number)
         
801 W. Adams Street, Sixth Floor, Chicago, Illinois
 
60607
(Address of Principal Executive Offices)
 
(Zip Code)

Registrant’s telephone number, including area code: (312) 614-0950
 
(Former name or former address if changed since last report.)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company ☒
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐
 

 

 
Item 2.02. Results of Operations and Financial Condition
 
On November 13, 2017, Professional Diversity Network, Inc. (the “Company”) issued a press release (the “Press Release”) announcing its results of operations and financial condition for the quarter and fiscal year ended September 30, 2017. A copy of the Press Release is furnished as Exhibit 99.1 hereto.
 
Item 9.01. Financial Statements and Exhibits
 
(d) Exhibits.
 
99.1 Press Release issued by Professional Diversity Network, Inc. on November 13, 2017.
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
Date: November 14, 2017
PROFESSIONAL DIVERSITY NETWORK, INC. 
 
     
     
 
By:
/s/ Jiangping (Gary) Xiao
 
   
Jiangping (Gary) Xiao
Chief Financial Officer
 
 
 

 
EXHIBIT INDEX
 
Exhibit No.
Description
99.1