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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 37.18 | 07/01/2014 | M | 35,000 | 05/12/2008 | 05/12/2015 | Class B Common Stock | 35,000 | $ 0 | 180,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COORS PETER H 1225 17TH STREET SUITE 3200 DENVER, CO 80202 |
Chairman of the Board |
Kathleen M. Kirchner, by Power of Attorney | 07/03/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Upon termination of the trust on June 11, 2014, 121,554 shares were distributed to various descendants' trusts and the remaining 109,583 shares were distributed to the reporting person. |
(2) | Reflects the transfers on June 11, 2014 to the reporting person of (i) 109,583 shares previously held by the Peter H. Coors 2012 Grantor Retained Annuity Trust X, dated 6/6/12 and (ii) 17,801 shares previously held by the Peter H. Coors 2013 Grantor Retained Annuity Trust XV dated 6/7/13. |
(3) | The reporting person's option exercise and sale reported in this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. |
(4) | The price reported represents the weighted average sales price of Class B common stock sold in multiple transactions at prices ranging from $73.74 to $74.39, inclusive. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
(5) | Reflects the transfer on June 11, 2014 of 6,499 shares previously held by the Peter H. Coors 2013 Grantor Retained Annuity Trust XV dated 6/7/13 to the Peter H. Coors Revocable Trust dtd 8/7/09. |