s721406k.htm
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Report of a Foreign Private Issuer
 
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): June 27, 2014
Commission File Number: 001-133354
 
Bank of Montreal
 
(Exact name of registrant as specified in its charter)
     
100 King Street West
1 First Canadian Place
Toronto, Ontario
Canada, M5X 1A1
(Executive Offices)
  
129 rue Saint-Jacques
Montreal, Quebec
Canada, H2Y 1L6
(Head Office)
 
(Address of registrant’s principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F o
Form 40-F x

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes o
No x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): o
 
THIS REPORT ON FORM 6-K AND THE EXHIBITS HERETO SHALL BE DEEMED TO BE INCORPORATED BY REFERENCE AS EXHIBITS TO BANK OF MONTREAL’S REGISTRATION STATEMENT ON FORM F-3 (FILE NO. 333-196387) AND TO BE A PART THEREOF FROM THE DATE ON WHICH THIS REPORT IS FURNISHED, TO THE EXTENT NOT SUPERSEDED BY DOCUMENTS OR REPORTS SUBSEQUENTLY FILED OR FURNISHED.
 
 
 
 
 
In connection with the registrant’s issuance of certain of its Senior Medium-Term Notes, Series C, denominated in U.S. dollars (collectively, the “Notes”) following the date of this report on Form 6-K, pursuant to the Bank’s shelf registration statement on Form F-3 (File No. 333-196387), the registrant is filing the exhibits set forth below.
 
EXHIBITS
 
     
Exhibit
  
Description of Exhibit
4.1
  
Form of Master Note representing certain issuances of the Notes.
     
5.1
  
Opinion of Osler, Hoskin & Harcourt LLP, Canadian counsel for the Bank, as to certain matters under Canadian and Ontario law.
     
5.2
  
Opinion of Morrison & Foerster LLP, as to the validity of the Notes under New York law.
 
Signatures
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
   
BANK OF MONTREAL
     
   
By:
  
/s/ Barbara Muir
         
   
Name:
Title:
  
Barbara Muir
Senior Vice President, Deputy General Counsel,
Corporate Affairs & Corporate Secretary
         
   
Date:
  
June 27, 2014
 

         
   
BANK OF MONTREAL
     
   
By:
  
/s/ Luke Seabrook
         
   
Name:
Title:
  
Luke Seabrook
Executive Managing Director and Head of
Financial Products & Debt Products,
BMO Capital Markets
         
   
Date:
  
June 27, 2014