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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Nonqualifed Stock Option (right to buy) | $ 18.67 | 09/06/2018 | M | 2,850 | 11/24/2008(2) | 11/23/2018(2) | Woodward, Inc. Common Stock | 2,850 | $ 0 | 0 | D | ||||
Nonqualifed Stock Option (right to buy) | $ 18.67 | 09/06/2018 | M | 272 | 11/24/2008(2) | 11/23/2018(2) | Woodward, Inc. Common Stock | 272 | $ 0 | 0 | D | ||||
Nonqualifed Stock Option (right to buy) | $ 18.67 | 09/06/2018 | M | 678 | 11/24/2008(2) | 11/23/2018(2) | Woodward, Inc. Common Stock | 678 | $ 0 | 0 | I | By self as sole trustee of Petrovich Remainder Trust - 2005. |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PETROVICH MARY L 1081 WOODWARD WAY FORT COLLINS, CO 80524 |
X |
Rebecca L. Dees, by Power of Attorney | 09/10/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $79.75 to $79.811 per share. The reporting person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares purchased at each separate price. |
(2) | Options, which expire November 23, 2018, became exercisable as to 25% of the shares on November 24, 2009 and each one-year anniversary thereafter. |