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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Employee Stock Option (Right to Buy) | $ 7.55 | Â | Â | Â | Â | Â | Â (3) | 03/04/2017 | Common Stock, $0.01 par value | Â | 21,344 | Â | ||
Employee Stock Option (Right to Buy) | $ 6.14 | Â | Â | Â | Â | Â | Â (4) | 03/04/2018 | Common Stock, $0.01 par value | Â | 28,754 | Â | ||
Employee Stock Option (Right to Buy) | $ 1.96 | Â | Â | Â | Â | Â | Â (5) | 03/10/2019 | Common Stock, $0.01 par value | Â | 52,071 | Â | ||
Employee Stock Option (Right to Buy) | $ 12.69 | Â | Â | Â | Â | Â | Â (6) | 03/02/2020 | Common Stock, $0.01 par value | Â | 12,393 | Â | ||
Employee Stock Option (Right to Buy) | $ 14.76 | Â | Â | Â | Â | Â | Â (7) | 03/02/2021 | Common Stock, $0.01 par value | Â | 9,734 | Â | ||
Employee Stock Option (Right to Buy) | $ 12.46 | Â | Â | Â | Â | Â | Â (8) | 03/04/2022 | Common Stock, $0.01 par value | Â | 48,894 | Â | ||
Employee Stock Option (Right to Buy) | $ 12.75 | Â | Â | Â | Â | Â | Â (9) | 03/03/2023 | Common Stock, $0.01 par value | Â | 74,552 | Â | ||
Employee Stock Option (Right to Buy) | $ 15.37 | Â | Â | Â | Â | Â | Â (10) | 03/03/2024 | Common Stock, $0.01 par value | Â | 69,558 | Â | ||
Ford Stock Units | Â | Â | Â | Â | Â | Â | Â (11) | Â (11) | Common Stock, $0.01 par value | Â | 31,191 (11) | Â | ||
Ford Stock Units | Â | Â | Â | Â | Â | Â | Â (12) | Â (12) | Common Stock, $0.01 par value | Â | 75,487 (12) | Â | ||
Ford Stock Units | Â | Â | Â | Â | Â | Â | Â (13) | Â (13) | Common Stock, $0.01 par value | Â | 88,235 (13) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Schoch David L. ONE AMERICAN ROAD DEARBORN, MI 48126 |
 |  |  Group Vice President |  |
Jerome F. Zaremba, Attorney-in-Fact | 02/12/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported transaction represents an exchange out of shares, or units representing these shares, that were previously acquired under the Company's Savings and Stock Investment Plan. |
(2) | Includes 1,335 shares or equivalent units acquired under Ford's Savings and Stock Investment Plan since the date of the reporting person's last ownership report. |
(3) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2007), 66% after two years, and in full after three years. |
(4) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2008), 66% after two years, and in full after three years. |
(5) | This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/11/2009), 66% after two years, and in full after three years. |
(6) | This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years. |
(7) | This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years. |
(8) | This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years. |
(9) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years. |
(10) | The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years. |
(11) | These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2015), 66% after two years, and in full after three years. |
(12) | These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2017. |
(13) | These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2016. |