UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (Right to Buy) | 08/27/2013 | 08/27/2020 | Common Stock, Par Value $1.00 | 2,800 | $ 42.87 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 08/26/2014 | 08/26/2021 | Common Stock, Par Value $1.00 | 3,100 | $ 37.69 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 08/24/2015(1) | 08/24/2022 | Common Stock, Par Value $1.00 | 4,900 | $ 46.53 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 08/23/2016(2) | 08/23/2023 | Common Stock, Par Value $1.00 | 10,000 | $ 56.97 | D | Â |
Non-Qualified Stock Option (Right to Buy) | 08/22/2017(3) | 08/22/2024 | Common Stock, Par Value $1.00 | 6,900 | $ 71.02 | D | Â |
Performance Stock Units | Â (4) | Â (4) | Common Stock, Par Value $1.00 | 1,250 | $ 0 (4) | D | Â |
Performance Stock Units | Â (5) | Â (5) | Common Stock, Par Value $1.00 | 2,200 | $ 0 (5) | D | Â |
Performance Stock Units | Â (6) | Â (6) | Common Stock, Par Value $1.00 | 1,500 | $ 0 (6) | D | Â |
Non-Qualified Stock Option (Right to Buy) | 08/28/2012 | 08/28/2019 | Common Stock, Par Value $1.00 | 1,950 | $ 35.04 | I | by Spouse |
Non-Qualified Stock Option (Right to Buy) | 08/27/2013 | 08/27/2020 | Common Stock, Par Value $1.00 | 1,350 | $ 42.87 | I | by Spouse |
Non-Qualified Stock Option (Right to Buy) | 08/26/2014 | 08/26/2021 | Common Stock, Par Value $1.00 | 1,550 | $ 37.69 | I | by Spouse |
Non-Qualified Stock Option (Right to Buy) | 08/24/2015(7) | 08/24/2022 | Common Stock, Par Value $1.00 | 1,800 | $ 46.53 | I | by Spouse |
Non-Qualified Stock Option (Right to Buy) | 08/23/2016(8) | 08/23/2023 | Common Stock, Par Value $1.00 | 1,800 | $ 56.97 | I | by Spouse |
Non-Qualified Stock Option (Right to Buy) | 08/22/2017(9) | 08/22/2024 | Common Stock, Par Value $1.00 | 1,850 | $ 71.02 | I | by Spouse |
Performance Stock Units | Â (10) | Â (10) | Common Stock, Par Value $1.00 | 450 | $ 0 (10) | I | by Spouse |
Performance Stock Units | Â (11) | Â (11) | Common Stock, Par Value $1.00 | 400 | $ 0 (11) | I | by Spouse |
Performance Stock Units | Â (12) | Â (12) | Common Stock, Par Value $1.00 | 400 | $ 0 (12) | I | by Spouse |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
D'ALESSANDRO CARL D HARRIS CORPORATION 1025 W. NASA BOULEVARD MELBOURNE, FL 32919 |
 |  |  President, Critical Networks |  |
By: /s/ Scott T. Mikuen, Attorney-in-Fact, For: Carl D. D'Alessandro | 07/14/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the 4,900 options granted on this 8/24/12 stock option, 1,634 options were exercisable on 8/24/13, an additional 1,633 were exercisable on 8/24/14, and the remaining 1,633 options become exercisable on 8/24/15. |
(2) | Of the 10,000 options granted on this 8/23/13 stock option, 3,334 options were exercisable on 8/23/14, an additional 3,333 become exercisable on 8/23/15, and the remaining 3,333 options become exercisable on 8/23/16. |
(3) | Of the 6,900 options granted on this 8/22/14 stock option, 2,300 options become exercisable on 8/22/15, an additional 2,300 become exercisable on 8/22/16, and the remaining 2,300 options become exercisable on 8/22/17. |
(4) | Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/30/12. The 1,250 performance stock units vested on 7/3/15. Vested shares are subject to adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
(5) | Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/29/13. The 2,200 performance stock units will vest on 7/1/16. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
(6) | Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/28/14. The 1,500 performance stock units will vest on 6/30/17. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
(7) | Of the 1,800 options granted on this 8/24/12 stock option, 600 options were exercisable on 8/24/13, an additional 600 were exercisable on 8/24/14, and the remaining 600 options become exercisable on 8/24/15. |
(8) | Of the 1,800 options granted on this 8/23/13 stock option, 600 options were exercisable on 8/23/14, an additional 600 become exercisable on 8/23/15, and the remaining 600 options become exercisable on 8/23/16. |
(9) | Of the 1,850 options granted on this 8/22/14 stock option, 617 options become exercisable on 8/22/15, an additional 617 become exercisable on 8/22/16, and the remaining 616 options become exercisable on 8/22/17. |
(10) | Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/30/12. The 450 performance stock units vested on 7/3/15. Vested shares are subject to adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
(11) | Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/29/13. The 400 performance stock units will vest on 7/1/16. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
(12) | Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 6/28/14. The 400 performance stock units will vest on 6/30/17. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |