1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(1)
|
07/25/2022 |
Common Stock
|
6,528
|
$
1.4
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
12/11/2022 |
Common Stock
|
12,278
|
$
1.4
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
02/15/2023 |
Common Stock
|
6,193
|
$
1.4
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
07/12/2023 |
Common Stock
|
2,500
|
$
1.4
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
04/15/2024 |
Common Stock
|
3,750
|
$
1.28
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option became exercisable as to 1,632 shares on July 25, 2013 and thereafter becomes exercisable for the remaining underlying shares in equal monthly installments over three years. |
(2) |
The option became exercisable as to 3,069 shares on December 11, 2013 and thereafter becomes exercisable for the remaining underlying shares in equal monthly installments over three years. |
(3) |
The option became exercisable as to 1,548 shares on February 15, 2014 and thereafter becomes exercisable for the remaining underlying shares in equal monthly installments over three years. |
(4) |
The option became exercisable as to 625 shares on July 12, 2014 and thereafter becomes exercisable for the remaining underlying shares in equal monthly installments over three years. |
(5) |
25% of the total shares shall vest on April 15, 2015 and the remainder of the total shares shall vest in equal monthly installments over the next three years. |