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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (Right to Buy) | $ 42.39 | 08/02/2012 | A | 17,000 | 08/02/2015(1) | 08/02/2022 | Common Stock, Par Value $1.00 | 17,000 | $ 0 | 17,000 | D | ||||
Restricted Stock Units | $ 0 (2) | 08/02/2012 | A | 4,300 | (2) | (2) | Common Stock, Par Value $1.00 | 4,300 | $ 0 | 4,300 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DUFFY ROBERT L HARRIS CORPORATION 1025 W. NASA BOULEVARD MELBOURNE, FL 32919 |
SVP-Human Resources |
/s/ Robert L. Duffy | 08/06/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Of the 17,000 shares granted on this 8/2/12 stock option, 5,667 shares are exercisable on 8/2/13, 5,667 shares are exercisable on 8/2/14, and 5,666 shares are exercisable on 8/2/15. |
(2) | Grant of restricted stock units pursuant to the Harris Corporation 2005 Equity Incentive Plan. Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. Of the 4,300 units granted on this 8/2/12 restricted stock unit award, 1,434 units vest on 8/2/13, 1,433 units vest on 8/2/14, and 1,433 units vest on 8/2/15. |