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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (Right-to-Buy) | $ 6.88 | 11/04/2010 | M(1) | 8,000 | 01/08/2001(2) | 01/08/2011 | Common Stock | 8,000 | $ 0 | 0 | D | ||||
Options (Right-to-Buy) | $ 7.25 | 11/04/2010 | M(1) | 12,000 | 01/05/2001(3) | 01/05/2011 | Common Stock | 12,000 | $ 0 | 0 | D | ||||
Options (Right-to-Buy | $ 7.25 | 11/04/2010 | M(1) | 19,200 | 01/09/2001(4) | 01/09/2011 | Common Stock | 19,200 | $ 0 | 0 | D | ||||
Options (Right-to-Buy) | $ 7.75 | 11/04/2010 | M(1) | 8,800 | 01/10/2001(5) | 01/10/2011 | Common Stock | 8,800 | $ 0 | 0 | D | ||||
Options (Right-to-Buy) | $ 10.41 | 11/04/2010 | M(1) | 10,000 | 01/04/2002(6) | 01/04/2012 | Common Stock | 10,000 | $ 0 | 0 | D | ||||
Options (Right-to-Buy) | $ 11.69 | 11/04/2010 | M(1) | 28,000 | 06/15/2003(7) | 06/04/2012 | Common Stock | 28,000 | $ 0 | 20,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CLONTZ STEVEN T 781 THIRD AVENUE KING OF PRUSSIA, PA 19406 |
X |
/s/ Claire H. Hanna, Attorney-in-Fact for Steven T. Clontz | 11/08/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
(2) | A grant of 8,000 options that vested in full on the date specified, and that are set to expire on 01/08/2011. |
(3) | A grant of 12,000 options that vested in full on the date specified, and that are set to expire on 01/05/2011. |
(4) | A grant of 19,200 options that vested in full on the date specified, and that are set to expire on 01/09/2011. |
(5) | A grant of 8,800 options that vested in full on the date specified, and that are set to expire on 01/10/2011. |
(6) | A grant of 10,000 options that vested in full on the date specified, and that are set to expire on 01/04/2012. |
(7) | A grant of 48,000 options that vested in equal installments of 16,000 on each of the following dates: 06/15/2003; 06/03/2004; and 06/02/2005, and that are set to expire on 06/04/2012. |