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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 120.25 | 01/26/2007 | A | 125,000 | 01/26/2007 | 05/09/2010 | Class A Common Stock | 125,000 | (2) | 125,000 | D | ||||
| Employee Stock Option (right to buy) | $ 52.75 | 01/26/2007 | A | 25,000 | 01/26/2007 | 05/13/2010 | Class A Common Stock | 25,000 | (3) | 3,575 | D | ||||
| Employee Stock Option (right to buy) | $ 30 | 01/26/2007 | A | 13,500 | 01/26/2007 | 06/25/2008 | Class A Common Stock | 13,500 | (4) | 13,500 | D | ||||
| Employee Stock Option (right to buy) | $ 18.75 | 01/26/2007 | A | 48,100 | 01/26/2007 | 08/04/2008 | Class A Common Stock | 48,100 | (5) | 48,100 | D | ||||
| Employee Stock Option (right to buy) | $ 48.5 | 01/26/2007 | A | 18,750 | 01/26/2007 | 05/03/2009 | Class A Common Stock | 18,750 | (6) | 18,750 | D | ||||
| Employee Stock Option (right to buy) | $ 24.4 | 01/26/2007 | A | 75,000 | 01/26/2007 | 10/22/2011 | Class A Common Stock | 75,000 | (7) | 75,000 | D | ||||
| Employee Stock Option (right to buy) | $ 8.04 | 01/26/2007 | A | 72,729 | 01/26/2007 | 06/28/2009 | Class A Common Stock | 72,729 | (8) | 72,729 | D | ||||
| Employee Stock Option (right to buy) | $ 8.2 | 01/26/2007 | A | 58,750 | 01/26/2007 | 12/20/2009 | Class A Common Stock | 58,750 | (9) | 58,750 | D | ||||
| Employee Stock Option (right to buy) | $ 17.52 | 01/26/2007 | A | 107,500 | (10) | 03/30/2011 | Class A Common Stock | 107,500 | (11) | 107,500 | D | ||||
| Employee Stock Option (right to buy) | $ 16.04 | 01/26/2007 | A | 3,750 | (12) | 06/06/2013 | Class A Common Stock | 3,750 | (13) | 3,750 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| KISSNER CHARLES RESEARCH TRIANGLE DRIVE 637 DAVIS DRIVE MORRISVILLE, NC 27560 |
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| /s/ Juan Otero, General Counsel & Secretary on behalf of Charles Kissner | 01/30/2007 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Received in exchange for 243,989 shares of Stratex Networks, Inc. common stock in connection with the merger of Stratex Merger Corp., a wholly owned subsidiary of Harris Stratex Networks, Inc., with and into Stratex Networks, Inc. with Stratex Networks, Inc. as the surviving corporation (the "Merger"). On the effective date of the Merger, closing price of Stratex Networks, Inc. common stock was $4.69 per share. |
| (2) | Received in the Merger in exchange for an employee stock option to acquire 500,000 shares of Stratex Networks, Inc. common stock for $30.0625. |
| (3) | Received in the Merger in exchange for an employee stock option to acquire 100,000 shares of Stratex Networks, Inc. common stock for $13.1875. |
| (4) | Received in the Merger in exchange for an employee stock option to acquire 54,000 shares of Stratex Networks, Inc. common stock for $7.50. |
| (5) | Received in the Merger in exchange for an employee stock option to acquire 192,400 shares of Stratex Networks, Inc. common stock for $4.6875. |
| (6) | Received in the Merger in exchange for an employee stock option to acquire 75,000 shares of Stratex Networks, Inc. common stock for $12.125. |
| (7) | Received in the Merger in exchange for an employee stock option to acquire 300,000 shares of Stratex Networks, Inc. common stock for $6.10. |
| (8) | Received in the Merger in exchange for an employee stock option to acquire 290,918 shares of Stratex Networks, Inc. common stock for $2.01. |
| (9) | Received in the Merger in exchange for an employee stock option to acquire 235,000 shares of Stratex Networks, Inc. common stock for $2.05. |
| (10) | The option vests at a rate of 1/4th of the shares subject to the option on the first anniversary of the grant date (3/30/2004) and 1/36th of the remaining shares subject to the option each month thereafter. |
| (11) | Received in the Merger in exchange for an employee stock option to acquire 430,000 shares of Stratex Networks, Inc. common stock for $4.38. |
| (12) | The option vests at a rate of 1/3rd of the shares subject to the option on the first anniversary of the grant date (6/6/2006) and 1/24th of the remaining shares subject to the option each month thereafter. |
| (13) | Received in the Merger in exchange for an employee stock option to acquire 15,000 shares of Stratex Networks, Inc. common stock for $4.01. |