As filed with the Securities and Exchange Commission on March 14, 2012
Registration No. 333-76834
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
WASHINGTON MUTUAL, INC.
(Exact Name of Registrant as Specified in its Charter)
Washington | 91-1653725 | |
(State or Other Jurisdiction of Incorporation or Organization) |
(I.R.S. Employer Identification No.) |
1201 Third Avenue, Suite 3000
Seattle, Washington 98101
(Address of Principal Executive Offices) (Zip Code)
RETIREMENT 401(K) INVESTMENT PLAN OF DIME BANCORP, INC.
(Full Title of the Plans)
Charles Edward Smith, Esq.
Executive Vice President, General Counsel and Secretary
1201 Third Avenue, Suite 3000
Seattle, Washington 98101
(Name and Address of Agent for Service)
(206) 432-8887
(Telephone Number, Including Area Code, of Agent for Service)
COPY TO:
Eric DeJong
Perkins Coie LLP
1201 Third Avenue, Suite 4800
Seattle, Washington 98101
(206) 359-8000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
Large accelerated filer | ¨ | Accelerated filer | ¨ | |||
Non-accelerated filer | ¨ (Do not check if a smaller reporting company) | Smaller reporting company | x |
This Post-Effective Amendment No. 1 on Form S-8 to Registration Statement No. 333-76834 shall become effective automatically upon the date of filing in accordance with Rules 456 and 464 promulgated under the Securities Act of 1933, as amended.
EXPLANATORY NOTE: DEREGISTRATION OF SECURITIES
On January 16, 2002, Washington Mutual, Inc., a Washington corporation (the Registrant and WMI), filed a registration statement on Form S-8 (Registration Statement No. 333-76834) (the Registration Statement) with the Securities and Exchange Commission, which registered an indeterminate number of interests in the Retirement 401(k) Investment Plan of Dime Bancorp., Inc. (the Plan). The Plan was assumed by WMI on January 4, 2002.
As previously disclosed, on September 26, 2008, WMI and WMI Investment Corp. (WMI Investment, and collectively with WMI, the Debtors) filed voluntary petitions for relief under Chapter 11 of the Bankruptcy Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court) (Case No. 08-12229 (MFW)). On February 23, 2012, the Bankruptcy Court entered an order confirming the Debtors Seventh Amended Joint Plan of Reorganization (as amended, modified or supplemented from time to time, the Plan). As contemplated by the Plan, all existing securities and agreements evidencing an equity interest of the Debtors shall be cancelled as of the effective date of the Plan. Therefore, this Amendment is being filed to deregister, as of the date hereof, all securities registered but not sold under the Registration Statement and all amendments thereto.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 8. | Exhibits. |
Exhibit |
Description of Document | |
24.1 | Power of Attorney |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing this Post-Effective Amendment No. 1 to Registration Statement No. 333-76834 and has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Seattle, State of Washington, on March 14, 2012.
WASHINGTON MUTUAL, INC. | ||
By: | /s/ Robert J. Williams | |
Name: Robert J. Williams | ||
Title: President |
Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 1 to Registration Statement No. 333-76834 has been signed by the following persons in the capacities indicated below on March 14, 2012.
Signature |
Title | |
/s/ Robert J. Williams |
President | |
Robert J. Williams |
(Principal Executive Officer) | |
/s/ John Maciel |
Chief Financial Officer | |
John Maciel |
(Principal Financial and Accounting Officer) | |
/s/ Stephen E. Frank * |
Director and Chairman of the Board | |
Stephen E. Frank |
||
/s/ Alan Fishman * |
Director | |
Alan Fishman |
||
/s/ Philip Matthews * |
Director | |
Philip Matthews |
||
/s/ Margaret Osmer McQuade * |
Director | |
Margaret Osmer McQuade |
||
/s/ Regina T. Montoya * |
Director | |
Regina T. Montoya |
||
/s/ Michael K. Murphy * |
Director | |
Michael K. Murphy |
||
/s/ William G. Reed, Jr. * |
Director | |
William G. Reed, Jr. |
||
/s/ Orin Smith * |
Director | |
Orin Smith |
||
/s/ James H. Stever * |
Director | |
James H. Stever |
*By: | /s/ Charles Edward Smith | |
As Attorney-in-Fact under Power of Attorney effective as of March 12, 2012 |
EXHIBIT INDEX
Exhibit |
Description of Document | |
24.1 | Power of Attorney |