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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 | 05/16/2013 | M | 12,500 | 05/16/2013 | 05/03/2014 | Common Stock | 12,500 | $ 0 | 0 | D | ||||
Restricted Stock Units | $ 0 | 05/16/2013 | M | 15,625 | 05/16/2013 | 05/08/2015 | Common Stock | 15,625 | $ 0 | 0 | D | ||||
Restricted Stock Units | $ 0 | 05/16/2013 | M | 50,000 | 05/16/2013 | 05/07/2016 | Common Stock | 50,000 | $ 0 | 0 | D | ||||
Restricted Stock Units | $ 0 | 05/16/2013 | M | 28,125 | 05/16/2013 | 05/20/2017 | Common Stock | 28,125 | $ 0 | 0 | D | ||||
Restricted Stock Units | $ 0 | 05/16/2013 | M | 27,124 | 05/16/2013 | 05/03/2018 | Common Stock | 27,124 | $ 0 | 0 | D | ||||
Restricted Stock Units | $ 0 | 05/16/2013 | M | 30,080 | 05/16/2013 | 05/10/2019 | Common Stock | 30,080 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PALMER ROBERT B ADVANCED MICRO DEVICES, INC. ONE AMD PLACE SUNNYVALE, CA 94088-3453 |
Former Director |
Faina Roeder By Power of Attorney | 05/20/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Palmer retired from AMD's Board of Directors effective May 16, 2013. In connection with AMD's outside director equity compensation policy, because Mr. Palmer served as a member of the Board for at least three years prior to his retirement and satisfied AMD's equity ownership guidelines, his unvested RSU awards comprised of 18,419 shares of AMD common stock, became fully vested upon his retirement on May 16, 2013. In addition, pursuant to AMD's outside director equity compensation policy, Mr. Palmer elected to defer the issuance of these shares of stock issuable upon the vesting of his RSU awards until he ceases to serve on the Board. On May 16, 2013, the date of his retirement from AMD's Board of Directors, the deferred shares were issued to Mr. Palmer. |