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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Units | (1) | 02/11/2014 | (1) | M | 125 | (1) | (1) | Common Units | 125 | (1) | 0 | D | |||
Phantom Units | (1) | 02/11/2014 | (1) | M | 326 | (1) | (1) | Common Units | 326 | (1) | 327 | D | |||
Phantom Units | (1) | 02/11/2014 | (1) | M | 349 | (1) | (1) | Common Units | 349 | (1) | 699 | D | |||
Phantom Units | (1) | 02/11/2014 | (1) | M | 382 | (1) | (1) | Common Units | 382 | (1) | 1,149 | D | |||
Phantom Units | (2) | 02/11/2014 | (2) | A | 2,255 | (2) | (2) | Common Units | 2,255 | (2) | 2,255 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BANKS TONY C 1845 WALNUT STREET, 10TH FLOOR PHILADELPHIA, PA 19103 |
X |
Gerald R. Shrader, Attorney-in-Fact | 02/13/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person is a participant in the Atlas Pipeline Partners, L.P. 2004 Long Term Incentive Plan (the "2004 Plan"). The reporting person received 500 phantom units under the 2004 Plan on February 11, 2010. The reporting person is also a participant in the Atlas Pipeline Partners, L.P. 2010 Long Term Incentive Plan (the "2010 Plan") and received 1,305 phantom units under the 2010 Plan on February 11, 2011, 1,397 phantom units under the 2010 Plan on February 11, 2012 and 1,531 phantom units under the 2010 Plan on February 11, 2013. Each phantom unit represents the right to receive, upon vesting, either one common unit of limited partner interest of the Partnership or its then fair market value in cash; the phantom units vest 25% per year. With respect to the vestings that occurred on February 11, 2014, the reporting person elected to receive cash in lieu of common units. |
(2) | The reporting person received 2,255 phantom units under the 2010 Plan on February 11, 2014. |