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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $ 6.93 | 06/29/2012 | M | 15,565 | (3) | 02/25/2016 | Common Stock | 15,565 | $ 0 | 7,219 | D | ||||
Employee Stock Option (right to buy) | $ 6.93 | 06/29/2012 | M | 7,219 | (3) | 02/25/2016 | Common Stock | 7,219 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 19.45 | 06/29/2012 | M | 3,254 | (4) | 01/29/2015 | Common Stock | 3,254 | $ 0 | 0 | D | ||||
Employee Stock Option (right to buy) | $ 18.82 | 06/29/2012 | M | 5,313 | (5) | 01/26/2017 | Common Stock | 5,313 | $ 0 | 43,693 | D | ||||
Employee Stock Option (right to buy) | $ 18.82 | 06/29/2012 | M | 27,358 | (5) | 01/26/2017 | Common Stock | 27,358 | $ 0 | 16,335 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BARRY MICHAEL F QUAKER CHEMICAL CORPORATION ONE QUAKER PARK, 901 E. HECTOR STREET CONSHOHOCKEN, PA 19428-2380 |
X | Chairman, CEO and President |
Irene M. Kisleiko, Attorney-in-Fact for Michael F. Barry | 07/03/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sale of shares reported for this transaction was effected pursuant to a Rule 10b5-1 Plan entered into by reporting person on May 21, 2012, which Plan has been completed with this transaction. |
(2) | Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on July 1, 2008 under the Company's Long-Term Performance Incentive Plan. |
(3) | The options for this grant vested in three annual installments: 25,220 shares on February 25, 2010; 25,219 shares on February 25, 2011; and 25,219 shares on February 25, 2012. |
(4) | The options for this grant vested in three annual installments: 4,253 shares on January 29, 2009; 4,254 shares on January 29, 2010; and 4,254 shares on January 29, 2011. |
(5) | The options for this grant vest in three annual installments: 16,336 shares on January 26, 2011; 16,335 shares on January 26, 2012; and 16,335 shares on January 26, 2013. |