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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SANDO BARRY M CORELOGIC, INC. 1 CORELOGIC WAY WESTLAKE, TX 76262 |
Executive Vice President |
Stergios Theologides, Attorney-in-Fact for Barry M. Sando | 03/19/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Payment of tax liability by withholding securities incident to the vesting of restricted stock units ("RSUs"). |
(2) | Includes 24,193 performance-based restricted stock units ("PBRSUs") that vest only upon the Issuer's achievement of certain financial performance objectives. The relevant performance period commenced on January 1, 2012, and will end on December 31, 2012. Subject to the Issuer's achievement of such financial performance criteria during the performance period, a specified number of shares underlying the PBRSUs will vest in full on December 31, 2014. |
(3) | Includes 9,677 RSUs awarded on March 2, 2012 and scheduled to vest in three equal annual increments commencing March 2, 2013, the first anniversary of the grant, subject to Issuer's achievement of certain financial performance criteria. |
(4) | Includes 10,976 RSUs awarded on March 2, 2012 and scheduled to vest in three equal annual increments commencing March 2, 2013, the first anniversary of the grant. |
(5) | Includes 17,401 unvested PBRSUs awarded on March 16, 2011 that vest only upon the Issuer's achievement of certain financial performance criteria. |
(6) | Includes 5,800 unvested PBRSUs awarded on March 16, 2011 that vest only upon the Issuer's achievement of certain financial performance criteria. |
(7) | Includes 35,314 unvested PBRSUs awarded on June 1, 2010 that vest only upon the Issuer's achievement of certain financial performance criteria. |
(8) | Includes 23,159 unvested RSUs awarded on March 3, 2010 that vest in five equal annual increments commencing March 3, 2011, the first anniversary of the grant. |
(9) | Includes 17,104 unvested RSUs awarded on March 4, 2009 that vest in five equal annual increments commencing March 4, 2010, the first anniversary of the grant. |
(10) | Includes 8,660 unvested RSUs awarded on March 4, 2008 that vest in five equal annual increments commencing March 4, 2009, the first anniversary of the grant. |
(11) | Amount shown consists of shares contributed by Issuer as company match, shares purchased for reporting person's account, and shares acquired prior to June 1, 2010 through automatic reinvestment of dividends paid as reported in most recent account statement in transactions exempt under rules 16a-3(f)(1)(i)(B) and 16b-3(c). |