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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) (2) | $ 54 | 04/21/2009 | A | 25,000 | (1) | 05/31/2018 | Common Stock | 25,000 | $ 0 | 25,000 (2) | D | ||||
Employee Stock Option (Right to Buy) (2) | $ 45 | (1) | 05/31/2016 | Common Stock | 50,000 | 50,000 (2) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hein LeLand J 2001 THEURER BLVD. WINONA, MN 55987 |
President |
John Milek, Attorney-in-Fact | 02/01/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These options will fully vest and become exercisable over a period of eight years, with 50% of the options vesting and becoming exercisable half way through the vesting period and remainder vesting and becoming exercisable proportionately on each anniversary of the date of grant of the option occuring after the initial vesting date. |
(2) | Form 4 filed on 4/30/2009 inaccurately combined and did not separately report derivative securities of a differnt class. This Amended filing is reporting separately the two classes of derivative securities reported in the 4/30/2009 filing and hereby replaces such amounts reported on any subsequent filings. As of the date of this amended filing (2/1/2013), the reporting person holds 100,000 derivative securites with an exercise price of $22.50 (expiration date of 5/31/2016) and 50,000 derivative securities with an exercise price of $27.00 (expiration date of 5/31/2018) and an additional 37,500 derivative securities that were granted on 4/17/2012 with an exercise price of $54 (expiration date of 5/31/2021), which amounts and exercise prices reflect the stock split in May of 2011. |