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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Class B Common Stock | Â | 12/11/2014 | Â | G | Â | 2,022,981 (2) | Â (3) | Â (3) | Class A Common Stock | (1) | 0 | By James F. McCann 2009 Grantor Retained Annuity Trust No. 2 | ||
Class B Common Stock | Â | 05/13/2015 | Â | G | Â | 2,748,550 (4) | Â (3) | Â (3) | Class A Common Stock | (1) | 0 | By James F. McCann 2010 Grantor Retained Annuity Trust | ||
Class B Common Stock | Â | Â | Â | Â | Â | Â | Â (3) | Â (3) | Class A Common Stock | Â | 20,165,379 | Â | ||
Class B Common Stock | Â | Â | Â | Â | Â | Â | Â (3) | Â (3) | Class A Common Stock | Â | 2,999,065 | By James F. McCann 2014 Grantor Retained Annuity Trust No. 1 |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCCANN JAMES F ONE OLD COUNTRY ROAD SUITE 500 CARLE PLACE, NY 11514 |
 X |  X |  Chairman and CEO |  |
/s/ James F. McCann | 08/06/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | N/A |
(2) | On December 11, 2009, the reporting person contributed 6,718,187 shares of Class B Common Stock to a grantor retained annuity trust for the benefit of himself and his three adult children. Upon termination of the trust on December 11, 2014, 2,022,981 of the shares were transferred to trusts for the benefit of the reporting person's children. The remaining 4,695,206 shares were previously distributed to the reporting person and continue to be reported in this Form 5 as directly owned. |
(3) | The Class B Common Stock is convertible at any time into an equal number of shares of Class A Common Stock at the option of the holder thereof. The Class B Common Stock has ten votes per share on all matters subject to the vote of shareholders. |
(4) | On May 13, 2010, the reporting person contributed 7,902,891 shares of Class B Common Stock to a grantor retained annuity trust for the benefit of himself and his three adult children. Upon termination of the trust on May 13, 2015, 2,748,550 of the shares were transferred to trusts for the benefit of the reporting person's children. The remaining 5,154,341 shares were previously distributed to the reporting person and continue to be reported in this Form 5 as directly owned. |