UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Phantom Units | Â (1) | Â (1) | Common Units | (1) | $ (1) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kalamaras Eric 1845 WALNUT STREET, 10TH FLOOR PHILADELPHIA, PA 19103 |
 |  |  Chief Financial Officer |  |
Gerald R. Shrader, Attorney-in-Fact | 11/19/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The undersigned received 50,000 phantom units of Atlas Pipeline Mid-Continent, LLC on September 14, 2009 pursuant to a Letter Agreement, dated as of August 31, 2009, between Atlas America, Inc. and the undersigned. The phantom units represent the right to receive, upon vesting, the then fair market value in cash of a common unit of Atlas Pipeline Partners, L.P. The phantom units vest 33% on September 14, 2010 and 2011, and 34% on September 14, 2012. The award can only be paid in cash. |