UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to buy | 07/01/2003 | 07/01/2008 | Common Stock | 9,000 | $ 1.78 | D | Â |
Option to buy | 07/01/2004 | 07/01/2009 | Common Stock | 9,000 | $ 1.78 | D | Â |
Option to buy | 07/01/2005 | 03/31/2010 | Common Stock | 9,000 | $ 1.78 | D | Â |
Option to buy | Â (3) | 04/29/2013 | Common Stock | 30,000 | $ 2.35 | D | Â |
Option to buy | Â (4) | 05/04/2014 | Common Stock | 30,000 | $ 3.33 | D | Â |
Option to buy | Â (5) | 05/04/2016 | Common Stock | 45,000 | $ 7.86 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Zaramba Michael A C/O STANLEY, INC. 3101 WILSON BOULEVARD, SUITE 700 ARLINGTON, VA 22201 |
 |  |  SVP and Chief Strategy Officer |  |
By: /s/ Michael A. Zaramba | 10/17/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 88,980 shares held in trust for Mr. Zaramba under the Stanley, Inc. Employee Stock Ownership Plan and 109,080 shares of unvested restricted stock which will vest upon completion of an initial public offering. |
(2) | Represents restricted stock held in the Executive Deferred Compensation and Equity Incentive Trust, of which 9,000 shares are vested and 36,000 shares are unvested. The unvested shares will vest upon completion of an initial public offering. |
(3) | Of the 30,000 options held, 18,000 are currently exercisable and 12,000 will vest upon completion of an initial public offering. |
(4) | Of the 30,000 options held, 12,000 are currently exercisable and 18,000 will vest upon completion of an initial public offering. |
(5) | These options vest over a five year period beginning on the date of grant, May 4, 2006, with a final vesting date of May 4, 2011. None are currently exercisable and none will vest upon completion of an initial public offering. |