1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
2/13/07 Employee Stock Option (Right to Buy)
|
Â
(1)
|
02/13/2017 |
Common Stock
|
3,040
|
$
91.73
|
D
|
Â
|
2012 Employee Stock Option (Right to Buy)
|
Â
(2)
|
02/14/2022 |
Common Stock
|
5,702
|
$
59.41
|
D
|
Â
|
2012 Performance Shares
|
Â
(3)
|
Â
(3)
|
Common Stock
|
2,353
|
$
0
|
D
|
Â
|
2013 Employee Stock Option (Right to Buy)
|
Â
(4)
|
02/12/2023 |
Common Stock
|
43,605
|
$
57
|
D
|
Â
|
2013 Performance Shares
|
Â
(5)
|
Â
(5)
|
Common Stock
|
5,219
|
$
0
|
D
|
Â
|
2014 Employee Stock Option (Right to Buy)
|
Â
(6)
|
02/11/2024 |
Common Stock
|
12,988
|
$
84.53
|
D
|
Â
|
2014 Performance Shares
|
Â
(7)
|
Â
(7)
|
Common Stock
|
5,094
|
$
0
|
D
|
Â
|
Deferred Compensation Shares
|
Â
(8)
|
Â
(8)
|
Common Stock
|
17,321
|
$
0
(9)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option vested in three equal annual installments beginning on February 13, 2008. |
(2) |
The options vest in three equal annual installments beginning on February 14, 2013. |
(3) |
Represents the target number of shares to be received relative to the Company's average ROE goals for the 2012 through 2014 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2015. |
(4) |
The options vest in three equal annual installments beginning on February 12, 2014. |
(5) |
Represents the target number of shares to be received relative to the Company's average ROE goals for the 2013 through 2015 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2016. |
(6) |
The options vest in three equal annual installments beginning on February 11, 2015. |
(7) |
Represents the target number of shares to be received relative to the Company's average ROE goals for the 2014 through 2016 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2017. |
(8) |
Deferred Compensation Shares are deemed immediately exercisable and are payable in cash at a date selected by the participant. |
(9) |
Deferred Compensation Shares are based on unitized accounting and convert to common stock on a 1 to 1 basis. |