* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 329 RSUs which vest on 4/26/2014; 1,001 RSUs which vest in one installment of 493 on 4/25/2014 and one installment of 508 on 4/25/2015; 1,200 RSUs which vest in two equal annual installments of 396 each on 4/27/2014 and 4/27/2015 and one installment of 408 on 4/27/2016; and 780 RSUs which vest in two equal installments of 257 each on 4/26/2015 and 4/26/2016 and one installment of 266 on 4/27/2017. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. |
(2) |
These shares include 49 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share interest. |
(3) |
These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing. |
(4) |
1,724 of these stock options are exercisable immediately and the remaining 3,501 are exercisable in one installment of 1,724 on 4/25/2014 and one installment of 1,777 on 4/25/2015. |
(5) |
6,900 of these stock options are exercisable immediately and the remaining 2,300 are exercisable on 4/26/2014. |