1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Stock
|
Â
(1)
|
Â
(1)
|
Common Stock
|
2,549.4713
|
$
(2)
|
D
|
Â
|
Stock Options (Right to Buy)
(3)
|
12/08/2006 |
12/08/2012 |
Common Stock
|
5,420
|
$
17.745
|
D
|
Â
|
Stock Options (Right to Buy)
(3)
|
12/11/2007 |
12/11/2013 |
Common Stock
|
5,820
|
$
20.335
|
D
|
Â
|
Stock Options (Right to Buy)
(3)
|
12/13/2008 |
12/13/2014 |
Common Stock
|
6,580
|
$
27.18
|
D
|
Â
|
Stock Options (Right to Buy)
(3)
|
12/11/2009 |
12/11/2015 |
Common Stock
|
8,190
|
$
30.68
|
D
|
Â
|
Stock Options (Right to Buy)
(3)
|
12/10/2010 |
12/10/2016 |
Common Stock
|
5,660
|
$
40.73
|
D
|
Â
|
Stock Options (Right to Buy)
(3)
|
12/09/2011 |
12/09/2017 |
Common Stock
|
6,510
|
$
36.22
|
D
|
Â
|
Stock Options (Right to Buy)
(3)
|
12/08/2012 |
12/08/2018 |
Common Stock
|
56,780
|
$
36.87
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares of phantom stock are payable in cash following termination of the reporting person's employment with Southwestern Energy Company. The reporting person may transfer his phantom stock account into an alternative investment account at any time. |
(2) |
Each share of phantom stock currently held in the Southwestern Energy Company Nonqualified Retirement Plan (the "NQ Plan") represents the right to receive the economic equivalent of one share of Southwestern Energy Company common stock. |
(3) |
Stock options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65, or a change in control. |