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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 11.38 | 09/27/2011 | A | 11,598 | (3) | 09/26/2021 | Common Stock | 11,598 | $ 11.38 | 11,598 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BALAS JAMES L 4 FIRST AMERICAN WAY SANTA ANA, CA 92727 |
SVP and Controller |
/s/ Corinna Cherian, attorney-in-fact for James L. Balas | 09/29/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents grant of performance-based restricted stock units ("PBRSUs") that vest only upon the Issuer's achievement of certain financial performance objectives. The relevant performance period will commence on January 1, 2013, and end on December 31, 2013. Subject to the Issuer's achievement of such financial performance criteria, a specified number of shares underlying the PBRSUs will vest and become payable following the Performance Period. |
(2) | Represents grant of restricted stock units (RSUs) awarded on September 27, 2011 and scheduled to vest in three equal annual increments commencing March 21, 2012. |
(3) | This option is scheduled to vest in three equal annual increments commencing March 21, 2012. |