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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rasic Michael Anthony 4 FIRST AMERICAN WAY SANTA ANA, CA 92707 |
SVP, Finance & Accounting |
/s/ Corinna Cherian, Attorney-in-Fact for Michael A. Rasic | 03/23/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Payment of tax liability by withholding securities incident to the vesting of restricted stock units. |
(2) | Includes 11,993 unvested performance-based restricted stock units ("PBRSUs") that vest only upon the Issuer's achievement of certain financial performance objectives. The relevant performance period commenced on January 1, 2011, and will end on December 31, 2015. If during any calendar year of the performance period, the Issuer achieves one or more of the financial performance objectives that have not previously been achieved, a specified number of shares underlying the PBRSUs will vest and become payable on December 31 of that year. |
(3) | Includes 8,069 unvested restricted stock units (including shares acquired prior to June 1, 2010 through automatic dividend reinvestment) acquired pursuant to a grant of 8,021 restricted stock units on March 22, 2010 scheduled to vest in five equal annual increments commencing March 22, 2011, the first anniversary of the grant. |
(4) | Includes 6,121 unvested restricted stock units (including shares acquired prior to June 1, 2010 through automatic dividend reinvestment) acquired pursuant to a grant of 10,134 restricted stock units on March 20, 2009 scheduled to vest in five equal annual increments that commenced March 20, 2011, the first anniversary of the grant. |
(5) | Includes 2,197 unvested restricted stock units (including shares acquired prior to June 1, 2010 through automatic dividend reinvestment) acquired pursuant to a grant of 5,355 restricted stock units on March 20, 2008 scheduled to vest in five equal annual increments that commenced March 20, 2009, the first anniversary of the grant. |