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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 45.86 | 08/26/2006(8) | 08/26/2015 | Common Stock | 20,000 | 20,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 46.48 | 01/13/2007(9) | 01/13/2016 | Common Stock | 12,500 | 12,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Livermore George Stone 4 FIRST AMERICAN WAY SANTA ANA, CA 92707 |
Business Segment President |
/s/ Stacy S. Rentner, Attorney-in-Fact for George Stone Livermore | 03/05/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Payment of tax liability by withholding securities incident to the vesting of restricted stock units. |
(2) | Includes 21,425 shares acquired pursuant to a grant of restricted stock units vesting in five equal annual increments commencing 3/3/11, the first anniversary of the grant. |
(3) | Includes 20,466 unvested restricted stock units (including shares acquired through automatic dividend reinvestment) acquired pursuant to a grant of 24,808 restricted stock units vesting in five equal annual increments commencing 3/4/10, the first anniversary of the grant. |
(4) | Includes 13,447 unvested restricted stock units (including shares acquired through automatic dividend reinvestment) acquired pursuant to a grant of 20,968 restricted stock units vesting in five equal annual increments commencing 3/4/09, the first anniversary of the grant. |
(5) | Includes 5,541 unvested restricted stock units (including shares acquired through automatic dividend reinvestment ) acquired pursuant to a grant of 12,693 restricted stock units vesting in five equal increments commencing 3/5/08, the first anniversary of the grant. |
(6) | Amount shown consists of shares contributed by issuer as company match, shares purchased for my account and shares acquired through automatic reinvestment of dividends paid as reported in most recent account statement in transactions exempt under rules 16a-3(f)(1)(i)(B) and 16b-3(c). |
(7) | The shares are held by the 1992 Livermore Family Trust, of which the reporting person serves as the trustee. |
(8) | The option vests in five equal annual increments commencing 8/26/06, the first anniversary of the grant. |
(9) | The option vests in five equal annual increments commencing 1/13/07, the first anniversary of the grant. |