|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 6.56 | (2) | 06/15/2020 | Class A Common Stock | 500,000 | 500,000 | D | ||||||||
Stock Option (right to buy) | $ 4.67 | (3) | 03/04/2021 | Class A Common Stock | 54,235 | 54,235 | D | ||||||||
Stock Option (right to buy) | $ 2.8 | (4) | 02/21/2022 | Class A Common Stock | 313,232 | 313,232 | D | ||||||||
Stock Option (right to buy) | $ 2.54 (5) | (6) | 02/19/2023 | Class A Common Stock | 207,177 (5) | 207,177 (5) | D | ||||||||
Stock Option (right to buy) | $ 2.54 (5) | (7) | 02/19/2023 | Class A Common Stock | 50,000 | 50,000 | D | ||||||||
Stock Option (right to buy) | $ 8.68 | (8) | 02/14/2024 | Class A Common Stock | 104,468 | 104,468 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Capper Joseph H 1000 CEDAR HOLLOW RD MALVERN, PA 19355 |
X | President and CEO |
/s/ Nicole Bigham, by power of attorney | 03/26/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This amendment has been filed to correct the amount of securities reported on the original Form 4 as beneficially owned following the reported transaction. |
(2) | These options vest in accordance with the following schedule: 125,000 vest on each of the first through fourth anniversaries of the grant date (June 15, 2010). |
(3) | These options shall vest at the rate of 25% on December 31. 2011, and on each of the first, second, and third anniversaries of the Vesting Commencement Date, provided that the Optionholder remains in Continuous Service through the applicable vesting date. |
(4) | These options shall vest at the rate of 25% on December 31, 2012, and on each of the first, second, and third anniversaries of the Vesting Commencement Date, provided that the Optionholder remains in Continuous Service through the applicable vesting date. |
(5) | This amendment has been filed to amend the amount of derivative securities and/or the strike price reported on the original Form 4. |
(6) | These options shall vest at the rate of 25% on December 31, 2013, and on each of the first, second, and third anniversaries of the Vesting Commencement Date, provided that the Optionholder remains in Continuous Service through the applicable vesting date. |
(7) | These options vest in accordance with the following schedule: 12,500 vest on each of the first through fourth anniversaries of the grant date (February 19, 2013). |
(8) | These options shall vest at the rate of 25% on December 31, 2014, and on each of the first, second, and third anniversaries of the Vesting Commencement Date, provided that the Optionholder remains in Continuous Service through the applicable vesting date. |