UNITED STATES

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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

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FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number           811-5399

 

The New America High Income Fund, Inc.

(Exact name of registrant as specified in charter)

 

33 Broad Street   Boston, MA

 

02109

(Address of principal executive offices)

 

(Zip code)

 

Ellen E. Terry, President

 

The New America High Income Fund, Inc.

 

33 Broad Street, Boston MA 02109

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:

617-263-6400

 

 

Date of fiscal year end:

12/31

 

 

Date of reporting period:

7/1/12 – 6/30/13

 

 

 

 



 

Item 1.         Proxy Voting Record.

 

Note 1.  In its role as the Fund’s investment adviser, T. Rowe Price Associates votes all proxies with respect to securities held in the Fund’s portfolio.

 



 

 

Company Name

 

Security ID

 

Meeting Date

 

Meeting Type

 

Sponsor

 

Proposal

 

Management Recommendation

 

Vote Cast

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

BE Aerospace Inc 8.5% Notes due July 1, 2018

 

055381AQ0

 

7/10/2012

 

CONSENT AND TENDER

 

N/A

 

Holders will receive the Total Consideration which includes the consent payment of USD 20.00 per USD 1,000 P/A.  Holders will also receive accrued and unpaid interest up to but not including the early payment date.

 

N/A

 

Yes

Frac Tech SVCS Company Guar 8.125% notes due November 15, 2018

 

35168XAA9

 

7/10/2012

 

CONSENT

 

N/A

 

Holders will receive the Consent Payment of 20.00 USD per 1,000.00 USD P/A of Notes held if the requisite consent is met.

 

N/A

 

No

Universal Hospital Service 8.5% notes due June 1, 2015

 

91359PAF7

 

7/24/2012

 

CONSENT AND TENDER

 

N/A

 

Tender and Consent prior to early tender deadline

 

N/A

 

Yes

Cequel Communications 8.625% due November 15, 2017

 

15672WAA2

 

7/26/2012

 

CONSENT

 

N/A

 

Holders will receive the Consent Payment of 5.00 USD per 1,000.00 USD P/A of Notes held if the requisite consent is met.

 

N/A

 

Yes

Steel Dynamics Inc. 7.75% notes due April 15, 2016

 

858119AN0

 

8/7/2012

 

CONSENT AND TENDER

 

N/A

 

Holders will receive the Total Consideration of USD 1,041.75 per USD 1,000 P/A which includes the early tender payment of USD 30.00 per USD 1,000 P/A.

 

N/A

 

Yes

Hub Intl Holdings 10.25% notes due June 15, 2015

 

44332LAC4

 

9/5/2012

 

CONSENT AND TENDER

 

N/A

 

Holders will receive Total Consideration of USD 1,030.63 per USD 1,000 P/A which includes early tender payment of USD 50.00 per USD 1,000 P/A.

 

N/A

 

Yes

Hub Intl Holdings 9.0% notes due December 15, 2014

 

44332LAB6

 

9/5/2012

 

CONSENT AND TENDER

 

N/A

 

Holders will receive the Total Consideration of USD 1,026.25 per USD 1,000 P/A which includes the early tender payment of USD 50.00 per USD 1,000 P/A.

 

N/A

 

Yes

Nuveen Investments Inc, 10.5% notes due November 15, 2015

 

67090FAD8

 

9/6/2012

 

CONSENT AND TENDER

 

N/A

 

Holders will receive the Total Consideration of USD 1,042.45 per USD 1,000 P/A which includes the early tender payment of USD 20.00 per USD 1,000 P/A.

 

N/A

 

Yes

Ryerson Holding Corp Notes due February 1, 2015

 

783754AB0

 

9/27/2012

 

CONSENT AND TENDER

 

N/A

 

Holders will receive Total Consideration of USD 714.18 per USD 1,000 P/A which includes the early tender payment of USD 30.00 per USD 1,000 P/A.  Holders will also receive accrued and unpaid interest up to but not including the early settlement date.

 

N/A

 

Yes

Viasat Inc 8.875% Notes due September 15, 2016

 

92552VAC4

 

9/27/2012

 

CONSENT AND TENDER

 

N/A

 

Holders will receive Total Consideration of USD 1,071.56 per USD 1,000 P/A which includes early tender payment of USD 10.00 per USD 1,000 P/A.  Holders will also receive accrued and unpaid interest up to but not including the early settlement date.

 

N/A

 

Yes

Delta Air Lines 12.25% 144A Notes due March 15, 2015

 

247361ZE1

 

10/3/2012

 

CONSENT AND TENDER

 

N/A

 

Holders will receive Total Consideration of 1,095.00 per USD 1,000 P/A which includes consent payment of USD 30.00 per USD 1,000 P/A.  Holders will also receive accrued and unpaid interest up to but not including the settlement date.

 

N/A

 

Yes

Delta Air Lines Secured 9.5% 144A Notes due September 15, 2014

 

247361ZC5

 

10/3/2012

 

CONSENT AND TENDER

 

N/A

 

Holders will receive Total Consideration of USD 1,052.50 for 9.5 percent Notes, which includes Early Tender Payment of USD 30.00 per USD 1,000.00 principal amount of Notes.

 

N/A

 

Yes

Garda World Security 9.75% notes due March 15, 2017

 

36485MAA7

 

10/4/2012

 

CONSENT

 

N/A

 

Holders will receive the Consent Payment of 2.50 USD per 1,000.00 USD P/A of Notes

 

N/A

 

Yes

BWAY Holdings 10% Notes due June 15, 2018

 

12429TAB0

 

10/9/2012

 

CONSENT

 

N/A

 

Holders will receive the Consent Payment of 2.50 USD per 1,000.00 USD P/A.

 

N/A

 

No

Sprint Nextel Corp 11.5% Notes due November 15, 2021

 

852061AM2

 

11/14/2012

 

CONSENT

 

N/A

 

Holders will receive the Consent Payment of 1.00 USD per 1,000.00 USD P/A.

 

N/A

 

Yes

Sprint Nextel Corp 7.00% Notes due August 15, 2020

 

852061AR1

 

11/14/2012

 

CONSENT

 

N/A

 

Holders will receive the Consent Payment of 1.00 USD per 1,000.00 USD P/A.

 

N/A

 

Yes

Sprint Nextel Corp 9.00% Notes due November 15, 2018

 

852061AK6

 

11/14/2012

 

CONSENT

 

N/A

 

Holders will receive the Consent Payment of 1.00 USD per 1,000.00 USD P/A.

 

N/A

 

Yes

Sprint Nextel Corp 9.125% Notes due March 1, 2017

 

852061AP5

 

11/14/2012

 

CONSENT

 

N/A

 

Holders will receive the Consent Payment of 1.00 USD per 1,000.00 USD P/A.

 

N/A

 

Yes

WMG Acquisition Corp 11.50% notes due October 1, 2018

 

92933BAC8

 

2/22/2013

 

CONSENT

 

N/A

 

Consent to the proposed Amendments and Waivers in order to receive 1.25 USD per 1,000.00 USD P/A

 

N/A

 

Yes

WMG Acquisition Corp 6.00% notes (144A) due January 15, 2021

 

92933BAE4

 

2/22/2013

 

CONSENT

 

N/A

 

Consent to the proposed Amendments and Waivers in order to receive 1.25 USD per 1,000.00 USD P/A

 

N/A

 

Yes

Ameristar Casinos Inc. 7.5% Notes due April 15, 2021

 

03070QAN1

 

3/18/2013

 

CONSENT

 

N/A

 

Consent in favor of the proposed amendments to receive 19.00 USD per 1,000.00 USD P/A

 

N/A

 

Yes

Jarden Corp 8.00% Notes due May 1, 2016

 

471109AC2

 

3/18/2013

 

CONSENT AND TENDER

 

N/A

 

Tender prior to the Early Tender Date in order to receive the Total Consideration of 1,046.75 per 1,000 USD P/A, which includes the Early Tender Premium of 30.00 USD per 1,000 USD P/A held.

 

N/A

 

Yes

Kansas City Southern De Mexico SA 6.625% Notes due December 15, 2020

 

485161AK9

 

4/12/2013

 

CONSENT AND TENDER

 

N/A

 

Tender and Consent prior to the Early Tender Date in order to receive the Total Consideration of TBD USD per 1,000 USD P/A, which includes the Early Tender Premium of 30.00 USD per 1,000 USD P/A held.

 

N/A

 

Yes

Goodman Network Inc 12.125% notes due July 1, 2018

 

38239HAA3

 

5/3/2013

 

CONSENT

 

N/A

 

Vote AGAINST the Proposed Amendments. All Holders will receive the Consent Fee, regardless of their vote, IF the Requisite Consent is received.

 

N/A

 

Yes

 



 

R & R Ice Cream Plc (144A) 8.375% notes due November 15, 2017

 

7491799B5

 

5/9/2013

 

CONSENT

 

N/A

 

Consent in favor of the proposed amendments to receive 5.00 EUR per EUR 1,000.00 P/A

 

N/A

 

Yes

Inergy Mid. LP Fin. Corp. 6.00% notes due December 15, 2013

 

45671XAA8

 

5/14/2013

 

CONSENT

 

N/A

 

Consent to the proposed Amendments in order to receive 1.00 USD per 1,000.00 USD P/A

 

N/A

 

Yes

Tenet Healthcare Corp. 8.875% notes due July 1, 2019

 

88033GBJ8

 

5/17/2013

 

CONSENT

 

N/A

 

Tender and Consent prior to the Consent payment Deadline to receive the Total Consideration of 1,133.18 USD per 1,000 USD P/A, which includes the Consent Payment of 30.00 USD per 1,000 USD P/A held.

 

N/A

 

Yes

 



 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

(Registrant)

The New America High Income Fund, Inc.

 

By (Signature and Title)*

/s/ Ellen E. Terry   President and Principal Executive Officer

 

Date

August 23, 2013

 


* Print the name and title of each signing officer under his or her signature.

 

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