UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BROOKLINE BANCORP INC 160 WASHINGTON ST. BROOKLINE, MA 02447 |
 |  X |  |  |
/S/ PAUL R. BECHET | 04/28/2011 | |
**Signature of Reporting Person | Date |
No securities are beneficially owned | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: Brookline Bancorp, Inc. ("Brookline") is filing this Form 3 solely because Brookline may be deemed a beneficial owner, pursuant to Section 13(d) of the Securities Exchange Act of 1934, of 1,205,909 shares of common stock of Bancorp Rhode Island, Inc. (which includes 230,213 options to purchase common stock that are exercisable within 60 days of the date of this Form 3) that are subject to certain Voting Agreements entered into in connection with the Agreement and Plan of Merger, dated as of April 19, 2011, by and between Brookline and Bancorp Rhode Island, Inc. Brookline has no "pecuniary interest" in such shares.  Brookline disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that Brookline is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. |