SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE TO
(RULE 13E-4)
TENDER OFFER STATEMENT UNDER SECTION 14(D)(1) OR 13(E)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)
HESKA CORPORATION
(NAME OF SUBJECT COMPANY (ISSUER) AND FILING PERSON (OFFEROR)
OPTIONS TO PURCHASE COMMON STOCK, PAR VALUE $0.001 PER SHARE, HAVING
AN EXERCISE PRICE GREATER THAN $3.90 PER SHARE
(TITLE OF CLASS OF SECURITIES)
42805E108
(CUSIP NUMBER OF CLASS OF SECURITIES)
(UNDERLYING COMMON STOCK)
ROBERT B. GRIEVE
CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE BOARD
HESKA CORPORATION
1613 PROSPECT PARKWAY
FORT COLLINS, COLORADO 80525
(970) 493-7272
(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES
AND
COMMUNICATIONS ON BEHALF OF FILING PERSON)
Copies to:
KAREN A. DEMPSEY, ESQ.
WILSON SONSINI GOODRICH &
ROSATI
PROFESSIONAL CORPORATION
ONE MARKET, SPEAR TOWER,
SUITE 3300
SAN FRANCISCO, CALIFORNIA
94105
(415) 947-2000
CALCULATION OF FILING FEE
TRANSACTION VALUATION* AMOUNT OF FILING FEE
$892,293.52 $178.46
*Calculated solely for purposes of determining the filing fee. This amount
assumes that options to purchase 1,068,615 shares of common stock of Heska
Corporation having an aggregate value of $892,293.52 as of August 23, 2001
(based on the market value of the underlying common stock) will be exchanged
pursuant to this offer. The amount of the filing fee, calculated in accordance
with Rule 0-11(b) of the Securities Exchange Act of 1934, as amended, equals
1/50th of one percent of the value of the transaction.
Check box if any part of the fee is offset as provided by Rule 0-11(a)(2)
and identify the filing with which the offsetting fee was previously paid.
Identify the previous filing by registration statement number, or the Form
or Schedule and the date of its filing.
Amount Previously Paid: $178.46
Form or Registration No.: Schedule TO
Filing party: Heska Corporation
Date filed: August 29, 2001
Check box if the filing relates solely to preliminary communications made
before the commencement of a tender offer.
Check the appropriate boxes below to designate any transactions to which
the statement relates:
third party tender offer subject to Rule 14d-1.
X issuer tender offer subject to Rule 13e-4.
going-private transaction subject to Rule 13e-3.
amendment to Schedule 13D under Rule 13d-2.
Check the following box if the filing is a final amendment reporting the
results of the tender offer.
This Amendment No. 2 amends the Tender Offer Statement on Schedule TO filed
by Heska Corporation, a Delaware corporation (the "Company"), on August 29,
2001, as previously amended by Amendment No. 1 to Schedule TO dated September
14, 2001. The Schedule TO relates to the offer by the Company to exchange
options having an exercise price greater than $3.90 per share (the "Options") to
purchase shares of the Company's common stock, par value $0.001 per share, that
are outstanding under the Company's 1997 Stock Incentive Plan (the "1997 Plan")
and held by current employees of the Company for restricted shares of common
stock (the "Restricted Stock") upon the terms and conditions of the Offer to
Exchange dated August 29, 2001, as amended, and the related Letter to Eligible
Employees (collectively, the "Offer").
ITEM 8. INTEREST IN SECURITIES OF THE SUBJECT COMPANY
Item 8 is hereby amended and supplemented as follows:
The Offer expired at 5:00 p.m., Mountain Daylight Time, on Thursday,
September 27, 2001. Promptly after the expiration of the Offer and upon the
terms and subject to the conditions thereof, the Company accepted Options to
purchase an aggregate of 1,044,900 shares of the Company's common stock that
were validly tendered and not properly withdrawn prior to the expiration of the
Offer in exchange for 1,044,900 shares of Restricted Stock and cancelled all
such Options.
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this Schedule TO is true, complete and
correct.
HESKA CORPORATION
/s/Robert B. Grieve
---------------------
Robert B. Grieve
Chief Executive Officer
Date: September 28, 2001