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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
UNITED SERVICES AUTOMOBILE ASSOCIATION 9800 FREDERICKSBURG RD SAN ANTONIO, TX 78288 |
X | |||
USAA Property Holdings, Inc. 9800 FREDERICKSBURG ROAD SAN ANTONIO, TX 78288 |
X |
/s/ Douglas I. Ward, Vice President and Chief Investment Officer | 12/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transactions reported on this form were executed pursuant to a 10b5-1 plan adopted as of August 26, 2015. |
(2) | Execution Breakdown of Price/Sold Shares: (continuation will be included in footnote #3 and #4) $7.615 200 $7.62 4,200 $7.625 2,300 $7.63 5,100 $7.635 600 $7.64 4,800 $7.645 100 $7.65 3,815 $7.652 300 $7.655 300 $7.66 6,990 $7.665 2,000 $7.67 1,681 $7.675 300 $7.68 2,300 $7.69 7,917 $7.695 1,800 $7.70 5,050 $7.705 300 $7.71 7,100 $7.72 700 $7.725 900 $7.73 2,163 $7.735 600 $7.74 1,400 $7.745 893 |
(3) | Execution Breakdown of Price/Sold Shares: (continuation from footnote #2) $7.75 7,767 $7.755 1,500 $7.76 9,500 $7.765 2,135 $7.7675 600 $7.77 4,100 $7.775 400 $7.78 8,824 $7.785 600 $7.79 10,024 $7.795 300 $7.80 400 $7.805 2,300 $7.81 6,516 $7.813 300 $7.815 400 $7.82 3,000 $7.825 2,600 $7.83 6,650 $7.831 300 $7.835 100 $7.84 2,022 $7.845 1,500 |
(4) | Execution Breakdown of Price/Sold Shares: (continuation from footnote #3) PRICE SOLD SHARES $7.85 1,500 $7.86 1,400 $7.865 200 $7.87 1,607 $7.895 1,300 $7.90 500 $7.91 1,100 $7.915 1,400 $7.92 2,900 $7.93 1,400 $7.94 2,200 $7.945 300 $7.95 7,040 $7.955 160 $7.96 2,100 $7.965 100 $7.97 700 $7.975 100 $7.98 2,800 $7.985 300 $7.99 1,500 $7.995 700 $8.00 2,600 $8.005 200 $8.0075 100 $8.01 1,100 $8.02 600 $8.03 900 $8.04 1,000 $8.05 1,100 $8.06 2,299 $8.07 2,558 $8.08 2,800 $8.09 1,027 $8.10 2,300 $8.11 100 $8.13 2,200 $8.14 2,200 $8.16 44 $8.18 100 $8.19 1,000 $8.20 1,400 $8.23 2,528 $8.24 1,400 $8.25 100 $8.27 1,990 $8.28 500 $8.29 900 |
(5) | USAA Property Holdings, Inc. is a wholly owned subsidiary of United Services Automobile Association. |