UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)
UNOVA, Inc.
-----------------------------------------------------
(Name of Issuer)
Common Stock
-----------------------------------------------------
(Title of Class of Securities)
91529B106
-----------------------------------------------------
(CUSIP Number)
Eric J. Draut
Unitrin, Inc.
One East Wacker Drive
Chicago, IL 60601
(312) 661-4520
-----------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
March 15, 2001
-----------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or
240.13d-1(g), check the following box. [ ]
Note: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See ss.240.13d-7 for
other parties to whom copies are to be sent.
(Continued on following pages)
Page 1 of 11 Pages
SCHEDULE 13D
CUSIP No. 91529B106 Page 2 of 11 Pages
----------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Unitrin, Inc.
95-4255452
----------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
----------------------------------------------------------------------------
3. SEC Use Only
----------------------------------------------------------------------------
4. Source of Funds (See Instructions)
See Item 3.
----------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings Is Required Pursuant
to Items 2(d) or 2(e) [ ]
----------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
----------------------------------------------------------------------------
Number of 7. Sole Voting Power
Shares 0
Beneficially ------------------------------------------------
Owned by 8. Shared Voting Power
Each 12,657,764
Reporting ------------------------------------------------
Person 9. Sole Dispositive Power
With 0
------------------------------------------------
10. Shared Dispositive Power
12,657,764
----------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
12,657,764 (owned indirectly through subsidiaries as noted on
pages 3 to 5)
----------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
----------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
22.5%
----------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
HC, CO
CUSIP No. 91529B106 Page 3 of 11 Pages
----------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Trinity Universal Insurance Company
75-0620550
----------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
----------------------------------------------------------------------------
3. SEC Use Only
----------------------------------------------------------------------------
4. Source of Funds (See Instructions)
See Item 3.
----------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
----------------------------------------------------------------------------
6. Citizenship or Place of Organization
Texas
----------------------------------------------------------------------------
Number of 7. Sole Voting Power
Shares 0
Beneficially ------------------------------------------------
Owned by 8. Shared Voting Power
Each 5,711,449
Reporting ------------------------------------------------
Person 9. Sole Dispositive Power
With 0
------------------------------------------------
10. Shared Dispositive Power
5,711,449
----------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,711,449
----------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
----------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
10.1%
----------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IC, CO
CUSIP No. 91529B106 Page 4 of 11 Pages
----------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
United Insurance Company of America
36-1896670
----------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
----------------------------------------------------------------------------
3. SEC Use Only
----------------------------------------------------------------------------
4. Source of Funds (See Instructions)
See Item 3.
----------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings Is Required Pursuant
to Items 2(d) or 2(e) [ ]
----------------------------------------------------------------------------
6. Citizenship or Place of Organization
Illinois
----------------------------------------------------------------------------
Number of 7. Sole Voting Power
Shares 0
Beneficially ------------------------------------------------
Owned by 8. Shared Voting Power
Each 5,450,988
Reporting ------------------------------------------------
Person 9. Sole Dispositive Power
With 0
------------------------------------------------
10. Shared Dispositive Power
5,450,988
----------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
5,450,988
----------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
----------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
9.7%
----------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IC, CO
CUSIP No. 91529B106 Page 5 of 11 Pages
----------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Union National Life Insurance Company
72-0340280
----------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [ ]
(b) [ ]
----------------------------------------------------------------------------
3. SEC Use Only
----------------------------------------------------------------------------
4. Source of Funds (See Instructions)
See Item 3.
----------------------------------------------------------------------------
5. Check if Disclosure of Legal Proceedings Is Required Pursuant
to Items 2(d) or 2(e) [ ]
----------------------------------------------------------------------------
6. Citizenship or Place of Organization
Louisiana
----------------------------------------------------------------------------
Number of 7. Sole Voting Power
Shares 0
Beneficially ------------------------------------------------
Owned by 8. Shared Voting Power
Each 1,495,327
Reporting ------------------------------------------------
Person 9. Sole Dispositive Power
With 0
------------------------------------------------
10. Shared Dispositive Power
1,495,327
----------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
1,495,327
----------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
----------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
2.7%
----------------------------------------------------------------------------
14. Type of Reporting Person (See Instructions)
IC, CO
Page 6 of 11 Pages
Amendment No. 2 to Schedule 13D
This Amendment No. 2 amends and supplements the Schedule 13D
originally filed by Unitrin, Inc., Trinity Universal Insurance Company and
United Insurance Company of America, dated November 3, 1997, as amended by
Amendment No. 1, dated February 1, 2001. Terms used herein and not
otherwise defined have the meanings given such terms in the original
Schedule 13D, dated November 3, 1997.
Item 1. Security and Issuer
The class of equity securities to which this Schedule 13D relates is
the common stock, par value $.01 per share (the "Common Stock"), of UNOVA,
Inc., a Delaware corporation (the "Issuer"). The principal executive
offices of the Issuer are located at 21900 Burbank Boulevard, Woodland
Hills, California 91367.
Item 2. Identity and Background
For revised information concerning the directors and executive
officers of Unitrin, Trinity and United and for information concerning the
directors and executive officers of Union National Life Insurance Company,
a Louisiana corporation ("Union"), 8282 Goodwood Boulevard, Baton Rouge,
Louisiana 70806, see Schedules UNIT, T, U, and UNL, respectively, to this
Amendment. All persons listed on such Schedules are U.S. citizens.
No filing person has been convicted in any criminal proceeding
(excluding traffic violations or similar misdemeanors) during the past five
years; nor, to the best knowledge and belief of the filing persons, has
anyone listed in the attached Schedules been convicted in such proceedings.
To the best knowledge and belief of the filing persons, during the
past five years no filing person nor anyone listed on the attached
Schedules was a party to a civil proceeding of a judicial or administrative
body of competent jurisdiction and as a result of such proceeding was or is
subject to a judgment, decree or final order enjoining future violations
of, or prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such laws.
Item 4. Purpose of Transaction
Item 4 of the Schedule 13D is hereby restated in its entirety as follows:
The discussions between Unitrin and a third party regarding such
party's proposed financing of the Issuer, as reported in Amendment No. 1 to
Schedule 13D dated February 1, 2001, have terminated, and no financing of
the Issuer involving Unitrin is expected to occur as the result of such
discussions. Unitrin currently has no plans or proposals to provide the
Issuer with any financing. However, in connection with Unitrin's evaluation
of its investment in the Issuer, Unitrin may consider, make proposals with
respect to, and/or enter into discussions regarding, one or more of the
transactions and events specified in clauses (a) through (j) of Item 4 of
Schedule 13D including transactions involving debt or equity financing of
the Issuer. There can be no assurance that Unitrin will take any such
actions or that, if taken, any such actions will be consummated or result
in any transaction in the Issuer's securities.
Item 5. Interest in Securities of the Issuer
Item 5 of the Schedule 13D is amended by adding the following information:
To the best knowledge and belief of the filing persons, during the
past sixty (60) days no filing person nor anyone listed on the attached
Schedules has entered into any transactions involving the Issuer's Common
Stock. To the best knowledge and belief of the filing persons, no one
listed on the attached Schedules beneficially owns shares of the Issuer's
Common Stock.
Page 7 of 11 Pages
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
DATE: March 15, 2001 UNITRIN, INC.
By: /s/ Eric J. Draut
------------------------
Eric J. Draut
Senior Vice President, Chief
Financial Officer and Treasurer
Page 8 of 11 Pages
SCHEDULE UNIT
UNITRIN, INC.
NAME (ALL U.S. CITIZENS BUSINESS POSITION WITH UNITRIN (PRINCIPAL OCCUPATION,
UNLESS OTHERWISE NOTED) ADDRESS IF DIFFERENT, PRESENTED IN FOOTNOTES)
------------------------------------------------------------------------------------------------
James E. Annable (2) Director
David F. Bengston (8) (1) Vice President
Eric J. Draut (8) (1) Senior Vice President, Treasurer & Chief Financial Officer
Douglas G. Geoga (3) Director
Reuben L. Hedlund (4) Director
Jerrold V. Jerome (5) Director
William E. Johnston, Jr. (6) Director
Edward J. Konar (1) Vice President
Scott Renwick (1) Secretary & General Counsel
Richard Roeske(8) (1) Vice President and Controller
Fayez S. Sarofim (7) Director
Donald G. Southwell (8) (1) Senior Vice President
Richard C. Vie (8) (1) Chairman of the Board, President & Chief Executive Officer
(1) One East Wacker Drive, Chicago, Illinois 60601.
(2) Mr. Annable is a Senior Vice President and Director of Economics
of Bank One Corporation. One Bank One Plaza, Chicago, Illinois 60670.
(3) Mr. Geoga is President of Hospitality Investment Fund, L.L.C. 200
West Madison, 38th Floor, Chicago, Illinois 60606.
(4) Mr. Hedlund is a partner in the law firm of Hedlund, Hanley &
Trafelet. Sears Tower, Suite 5700, Chicago, Illinois 60606.
(5) Mr. Jerome is a retired executive. 41 Country Meadows Road,
Rolling Hills Estates, CA 90274.
(6) Mr. Johnston is a business executive. 155 N. Harbor Drive,
Chicago, Illinois 60601.
(7) Mr. Sarofim is the Chairman of the Board and President of Fayez
Sarofim & Co., a registered investment advisor. Two Houston
Center, Suite 2907, Houston, Texas 77010
(8) See also Schedule(s) T, UNL and/or U filed herewith.
Page 9 of 11 Pages
SCHEDULE U
UNITED INSURANCE COMPANY OF AMERICA
NAME (ALL U.S. CITIZENS BUSINESS POSITION WITH UNITED (PRINCIPAL OCCUPATION,
UNLESS OTHERWISE NOTED) ADDRESS IF DIFFERENT, PRESENTED IN FOOTNOTES)
--------------------------------------------------------------------------------------------------
Eric J. Draut (2) (1) (A) Director
Patricia G. Grider (1) Senior Vice President & Secretary
Richard J. Miller (1) Vice President
Thomas D. Myers (2) (1) Treasurer
Don M. Royster, Sr. (1) Director & President
David L. Smith (1) Vice President
Donald G. Southwell (2) (1) (A) Director & Chairman of the Board
Richard C. Vie (2) (1) (A) Director
Charles L. Wood (2) (1) Vice President
(1) One East Wacker Drive, Chicago, Illinois 60601.
(2) See also Schedule(s) T, UNL, and/or UNIT, filed herewith.
(A) Member, Investment Committee of the Board of Directors.
Page 10 of 11 Pages
SCHEDULE T
TRINITY UNIVERSAL INSURANCE COMPANY
NAME (ALL U.S. CITIZENS BUSINESS POSITION WITH TRINITY (PRINCIPAL OCCUPATION,
UNLESS OTHERWISE NOTED) ADDRESS IF DIFFERENT, PRESENTED IN FOOTNOTES)
---------------------------------------------------------------------------------------------------
David F. Bengston (3) (1) Director
Roger M. Buss (2) Vice President
Donald C. Crutchfield (2) Vice President
Eric J. Draut (3) (1) (A) Director
Judith E. Fagan (2) Senior Vice President, Secretary & Director
William P. Fisanick (2) Chief Actuary
Samuel L. Fitzpatrick (1) Director
Dennis O. Halsey (2) Senior Vice President
Ronald I. Henry (2) Vice President
Dorothy A. Langley (2) Vice President & Corporate Counsel
Richard Roeske (3) (1) Director
Donald G. Southwell (3) (1) President, Director & Chairman of the Board
Richard C. Vie (3) (1) (A) Director
(1) One East Wacker Drive, Chicago, Illinois 60601.
(2) Trinity Universal Insurance Company, 10000 North Central
Expressway, Dallas, Texas 75231
(3) See also, Schedules(s) UNL, U, and/or UNIT, filed herewith.
(A) Member, Investment Committee of the Board of Directors.
Page 11 of 11 Pages
SCHEDULE UNL
UNION NATIONAL LIFE INSURANCE COMPANY
NAME (ALL U.S. CITIZENS BUSINESS POSITION WITH UNION NATIONAL (PRINCIPAL
UNLESS OTHERWISE NOTED) ADDRESS OCCUPATION, IF DIFFERENT, PRESENTED IN
FOOTNOTES)
-------------------------------------------------------------------------------------------
Eric J. Draut (3) (1) (A) Director
Jerry W. Hester (2) President & Director
R. Paul Hillman (2) Treasurer & Controller
James A. Marquette (2) Vice President & Secretary
Thomas D. Myers (3) (1) Vice President & Assistant Treasurer
Donald G. Southwell (3) (1) Director & Chairman of the Board
Richard C. Vie (3) (1) (A) Director
Charles L. Wood (3) (1) Director
(1) One East Wacker Drive, Chicago, Illinois 60601.
(2) Union National Life Insurance Company, 8282 Goodwood Boulevard,
Baton Rouge, Louisiana 70806
(3) See also, Schedules(s) T, U, and/or UNIT, filed herewith.
(A) Member, Investment Committee of the Board of Directors.