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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
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CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
APRIL 1, 2003
Date of Report (Date of earliest event reported)
LIGHTPATH TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
DELAWARE 000-27548 86-0708398
(State or other jurisdiction of (Commission File (I.R.S. Employer
incorporation or organization) Number) Identification Number)
2603 CHALLENGER TECH COURT, SUITE 100
ORLANDO, FLORIDA 32826
(Address of principal executive office, including zip code)
(407) 382-4003
(Registrant's telephone number, including area code)
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LIGHTPATH TECHNOLOGIES, INC.
FORM 8-K
ITEM 7. EXHIBITS.
Exhibit Description
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99.1 Press release dated April 1, 2003, projecting results for
the third quarter of fiscal 2003 and announcing the earnings
release and conference call on May 1, 2003.
ITEM 9. REGULATION FD DISCLOSURE
The information in this report is being furnished (i) pursuant to
Regulation FD, and (ii) pursuant to Item 12 Results of Operations and
Financial Condition (in accordance with SEC interim guidance issued March
28, 2003). In accordance with General Instructions B.2 and B.6 of Form 8-K,
the information in this report shall not be deemed to be "filed" for
purposes of Section 18 of the Securities Exchange Act of 1934, as amended,
nor shall it be deemed incorporated by reference in any filing under the
Securities Act of 1934, as amended. The furnishing of the information set
forth in this report is not intended to, and does not, constitute a
determination or admission as to the materiality or completeness of such
information.
On April 1, 2003, LightPath Technologies, Inc. a Delaware corporation (the
"Company"), issued a press release announcing, among other things,
preliminary information for the third quarter of fiscal 2003 and that the
Company intends to release third quarter 2003 financial results, and to
hold a publicly accessible conference call, on May 1, 2003. A copy of the
Company's press release is attached hereto as Exhibit 99.1 and incorporated
herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this Report to be signed in its behalf by the
undersigned, thereunto duly authorized.
LIGHTPATH TECHNOLOGIES, INC.
Dated: April 1, 2003 By: /s/ Todd Childress
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TODD CHILDRESS, CFO
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