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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
CUSIP No. |
92554J105 |
1 | NAMES OF REPORTING PERSONS: BB BioVentures L.P. |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 5,113,335(1) | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 5,113,335(1) | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
5,113,335(1) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
13.1% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
PN |
(1) | Includes 544,500 shares issuable pursuant to warrants exercisable within 60 days of December 31, 2005. |
Page 2 of 19
CUSIP No. |
92554J105 |
1 | NAMES OF REPORTING PERSONS: MPM BioVentures Parallel Fund, L.P. |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 347,101(2) | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 347,101(2) | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
347,101(2) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.9% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
PN |
(2) | Includes 12,620 shares issuable pursuant to warrants exercisable within 60 days of December 31, 2005. |
Page 3 of 19
CUSIP No. |
92554J105 |
1 | NAMES OF REPORTING PERSONS: MPM Asset Management Investors 2000A LLC |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 26,386(3) | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 26,386(3) | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
26,386(3) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.1% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
OO |
(3) | Includes 1,213 shares issuable pursuant to warrants exercisable within 60 days of December 31, 2005. |
Page 4 of 19
CUSIP No. |
92554J105 |
1 | NAMES OF REPORTING PERSONS: MPM BioVentures II-QP, L.P. |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 130,880 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 130,880 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
130,880 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.3% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
OO |
Page 5 of 19
CUSIP No. |
92554J105 |
1 | NAMES OF REPORTING PERSONS: MPM BioVentures II, L.P. |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 14,444 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 14,444 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
14,444 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.04% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
OO |
Page 6 of 19
CUSIP No. |
92554J105 |
1 | NAMES OF REPORTING PERSONS: MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Germany | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 46,089 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 46,089 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
46,089 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.1% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
PN |
Page 7 of 19
CUSIP No. |
92554J105 |
1 | NAMES OF REPORTING PERSONS: MPM Asset Management Investors 2001 LLC |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 2,715 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 2,715 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
2,715 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.01% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
OO |
Page 8 of 19
CUSIP No. |
92554J105 |
1 | NAMES OF REPORTING PERSONS: MPM Founders LLC |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 41,146 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 41,146 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
41,146 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
0.1% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
OO |
Page 9 of 19
CUSIP No. |
92554J105 |
1 | NAMES OF REPORTING PERSONS: Ansbert Gadicke |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 10,000(4) | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 5,722,096(5) | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 10,000(4) | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
5,722,096(5) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
5,722,096(4)(5) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
14.7% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
IN |
(4) | Includes 10,000 shares issuable upon exercise of options within 60 days of December 31, 2005. | |
(5) | The shares are held as follows: 4,568,835 by BB BioVentures, L.P. (BB BioVentures), 334,481 by MPM BioVentures Parallel Fund, L.P. (MPM Parallel), 25,173 by MPM Asset Management Investors 2000A LLC (MPM Asset), 130,880 by MPM BioVentures II-QP, L.P. (BV QP), 14,444 by MPM BioVentures II, L.P. (BV II), 46,089 by MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG (BV KG), 2,715 by MPM Asset Management Investors 2001 LLC (Asset 2001) and 41,146 shares held by MPM Founders LLC. Also includes warrants exercisable within 60 days of December 31, 2005 as follow: 544,500 by BB BioVentures, 12,620 by MPM Parallel and 1,213 by MPM Asset. BB BioVentures is under common control with MPM Parallel and MPM Asset. BAB BioVentures L.P. (BAB BV), BAB BioVentures NV and MPM BioVentures I LLC (BioVentures LLC) are the direct and indirect general partners of BB BioVentures. MPM BioVentures I L.P. (BioVentures LP) and BioVentures LLC are the direct and indirect general partners of MPM Parallel. The Reporting person is a manager of BioVentures LLC and MPM Asset. MPM Asset Management II, L.P. (AM II GP) and MPM Asset Management II LLC (AM II LLC) are the direct and indirect general partners of BV QP, BV II and BV KG. The Reporting Person is a member of Asset 2001, AM II LLC and MPM Founders LLC. |
Page 10 of 19
CUSIP No. |
92554J105 |
1 | NAMES OF REPORTING PERSONS: Luke Evnin |
||||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS): |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY: | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||
Delaware | |||||
5 | SOLE VOTING POWER: | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER: | |||
BENEFICIALLY | |||||
OWNED BY | 5,722,096(5) | ||||
EACH | 7 | SOLE DISPOSITIVE POWER: | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER: | |||
5,722,096(5) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||
5,722,096(5) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): | ||||
14.7% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): | ||||
IN |
(5) | The shares are held as follows: 4,568,835 by BB BioVentures, L.P. (BB BioVentures), 334,481 by MPM BioVentures Parallel Fund, L.P. (MPM Parallel), 25,173 by MPM Asset Management Investors 2000A LLC (MPM Asset), 130,880 by MPM BioVentures II-QP, L.P. (BV QP), 14,444 by MPM BioVentures II, L.P. (BV II), 46,089 by MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG (BV KG), 2,715 by MPM Asset Management Investors 2001 LLC (Asset 2001) and 41,146 shares held by MPM Founders LLC. Also includes warrants exercisable within 60 days of December 31, 2005 as follow: 544,500 by BB BioVentures, 12,620 by MPM Parallel and 1,213 by MPM Asset. BB BioVentures is under common control with MPM Parallel and MPM Asset. BAB BioVentures L.P. (BAB BV), BAB BioVentures NV and MPM BioVentures I LLC (BioVentures LLC) are the direct and indirect general partners of BB BioVentures. MPM BioVentures I L.P. (BioVentures LP) and BioVentures LLC are the direct and indirect general partners of MPM Parallel. The Reporting person is a manager of BioVentures LLC and MPM Asset. MPM Asset Management II, L.P. (AM II GP) and MPM Asset Management II LLC (AM II LLC) are the direct and indirect general partners of BV QP, BV II and BV KG. The Reporting Person is a member of Asset 2001, AM II LLC and MPM Founders LLC. |
Page 11 of 19
(a) | Name of Issuer Viacell, Inc. |
(b) | Address of Issuers Principal Executive Offices 245 First Street Cambridge, MA 02142 |
(a) | Name of Person Filing | ||
BB BioVentures, LP MPM BioVentures Parallel Fund, LP MPM Asset Management Investors 2000A LLC MPM BioVentures II-QP, L.P MPM BioVentures II, L.P. MPM Asset Management Investors 2001 LLC MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG MPM Founders LLC Ansbert Gadicke Luke Evnin |
|||
(b) | Address of Principal Business Office or, if none, Residence | ||
c/o MPM Capital L.P. The John Hancock Tower 200 Clarendon Street, 54th Floor Boston, MA 02116 |
|||
(c) | Citizenship | ||
All entities were organized in Delaware, except MPM BioVentures GmbH & Co
Parallel-Beteiligungs KG which was organized in Germany. All individuals are United States citizens. |
|||
(d) | Title of Class of Securities | ||
Common Stock | |||
(e) | CUSIP Number | ||
92554J105 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable |
Item 4. | Ownership |
(a) | Amount Beneficially Owned: |
BB BioVentures, LP |
5,113,335 | (1) | ||
MPM BioVentures Parallel Fund, LP |
347,101 | (2) | ||
MPM Asset Management Investors 2000A LLC |
26,386 | (3) | ||
MPM BioVentures II-QP, L.P |
130,880 | |||
MPM BioVentures II, L.P. |
14,444 |
Page 12 of 19
MPM Asset Management Investors 2001 LLC |
2,715 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
46,089 | |||
MPM Founders LLC |
41,146 | |||
Ansbert Gadicke |
5,732,096 | (4)(5) | ||
Luke Evnin |
5,680,950 | (4) |
(b) | Percent of Class: |
BB BioVentures, LP |
13.1 | % | ||
MPM BioVentures Parallel Fund, LP |
0.9 | % | ||
MPM Asset Management Investors 2000A LLC |
0.1 | % | ||
MPM BioVentures II-QP, L.P |
0.3 | % | ||
MPM BioVentures II, L.P. |
0.04 | % | ||
MPM Asset Management Investors 2001 LLC |
0.01 | % | ||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
0.1 | % | ||
MPM Founder LLC |
0.1 | % | ||
Ansbert Gadicke |
14.7 | % | ||
Luke Evnin |
14.7 | % |
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote |
BB BioVentures, LP |
5,113,335 | (1) | ||
MPM BioVentures Parallel Fund, LP |
347,101 | (2) | ||
MPM Asset Management Investors 2000A LLC |
26,386 | (3) | ||
MPM BioVentures II-QP, L.P |
130,880 | |||
MPM BioVentures II, L.P. |
14,444 | |||
MPM Asset Management Investors 2001 LLC |
2,715 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
46,089 | |||
MPM Founders LLC |
41,146 | |||
Ansbert Gadicke |
10,000 | (5) | ||
Luke Evnin |
0 |
(ii) | Shared power to vote or to direct the vote |
BB BioVentures, LP |
0 | |||
MPM BioVentures Parallel Fund, LP |
0 | |||
MPM Asset Management Investors 1998 LLC |
0 | |||
MPM BioVentures II-QP, L.P |
0 | |||
MPM BioVentures II, L.P. |
0 | |||
MPM Asset Management Investors 2001 LLC |
0 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
0 |
Page 13 of 19
MPM Founders LLC |
0 | |||
Ansbert Gadicke |
5,722,096 | (4) | ||
Luke Evnin |
5,722,096 | (4) |
(iii) | Sole power to dispose or to direct the disposition of |
BB BioVentures, LP |
5,113,335 | (1) | ||
MPM BioVentures Parallel Fund, LP |
347,101 | (2) | ||
MPM Asset Management Investors 2000A LLC |
26,386 | (3) | ||
MPM BioVentures II-QP, L.P |
130,880 | |||
MPM BioVentures II, L.P. |
14,444 | |||
MPM Asset Management Investors 2001 LLC |
2,715 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
46,089 | |||
MPM Founders LLC |
41,146 | |||
Ansbert Gadicke |
10,000 | (5) | ||
Luke Evnin |
0 |
(iv) | Shared power to dispose or to direct the disposition of |
BB BioVentures, LP |
0 | |||
MPM BioVentures Parallel Fund, LP |
0 | |||
MPM Asset Management Investors 2000A LLC |
0 | |||
MPM BioVentures II-QP, L.P. |
0 | |||
MPM BioVentures II, L.P. |
0 | |||
MPM Asset Management Investors 2001 LLC |
0 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
0 | |||
MPM Founders LLC |
||||
Ansbert Gadicke |
5,722,096 | (4) | ||
Luke Evnin |
5,722,096 | (4) |
(1) | Includes 544,500 shares issuable pursuant to warrants exercisable within 60 days of December 31, 2005. | |
(2) | Includes 12,620 shares issuable pursuant to warrants exercisable within 60 days of December 31, 2005. | |
(3) | Includes 1,213 shares issuable pursuant to warrants exercisable within 60 days of December 31, 2005. | |
(4) | The shares are held as follows: 4,568,835 by BB BioVentures, L.P. (BB BioVentures), 334,481 by MPM BioVentures Parallel Fund, L.P. (MPM Parallel), 25,173 by MPM Asset Management Investors 2000A LLC (MPM Asset), 130,880 by MPM BioVentures II-QP, L.P. (BV QP), 14,444 by MPM BioVentures II, L.P. (BV II), 46,089 by MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG (BV KG), 2,715 by MPM Asset Management Investors 2001 LLC (Asset 2001) and 41,146 shares held by MPM Founders LLC. Also includes warrants exercisable within 60 days of December 31, 2005 as follow: 544,500 by BB BioVentures, 12,620 by MPM Parallel and 1,213 by MPM Asset. BB BioVentures is under common control with MPM Parallel and MPM Asset. BAB BioVentures L.P. (BAB BV), BAB BioVentures NV and MPM BioVentures I LLC (BioVentures LLC) are the direct and indirect general partners of BB BioVentures. MPM BioVentures I L.P. (BioVentures LP) and BioVentures LLC are the direct and indirect general partners of MPM Parallel. The Reporting person is a manager of BioVentures LLC and MPM Asset. MPM Asset Management II, L.P. (AM II GP) and MPM Asset Management II LLC (AM II LLC) are the direct and indirect general partners of BV QP, BV II and BV KG. The Reporting Person is a member of Asset 2001, AM II LLC and MPM Founders LLC. | |
(5) | Includes 10,000 shares issuable upon exercise of options within 60 days of December 31, 2005. |
Item 5. | Ownership of Five Percent or Less of a Class |
Page 14 of 19
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
|
Not Applicable |
||
Item 7. | Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company or Control Person. |
|
Not Applicable |
||
Item 8. | Identification and Classification of Members of the Group |
|
Not Applicable |
||
Item 9. | Notice of Dissolution of a Group |
|
Not Applicable |
||
Item 10. | Certification |
|
Not Applicable |
Page 15 of 19
BB BIOVENTURES L.P. | MPM BIOVENTURES PARALLEL FUND, L.P. | |||||||
By:
|
BAB BioVentures L.P., | By: | MPM BioVentures I LP, | |||||
its General Partner | its General Partner | |||||||
By:
|
BAB BioVentures N.V., | By: | MPM BioVentures I LLC, | |||||
its General Partner | its General Partner | |||||||
By:
|
\s\ Ansbert Gadicke | By: | /s/ Luke Evnin | |||||
Name: Ansbert Gadicke | Name: Luke B. Evnin | |||||||
Title: Manager | Title: Manager | |||||||
MPM ASSET MANAGEMENT INVESTORS 2000A LLC | MPM BIOVENTURES II-QP, L.P. | |||||||
By:
|
/s/ Luke Evnin | By: | MPM Asset Management II, L.P., | |||||
Name: Luke B. Evnin | its General Partner | |||||||
Title: Manager | ||||||||
By: | MPM Asset Management II LLC, | |||||||
its General Partner | ||||||||
By: | /s/ Luke Evnin | |||||||
Name: Luke B. Evnin | ||||||||
Title: Manager | ||||||||
MPM BIOVENTURES II, L.P. | MPM ASSET MANAGEMENT INVESTORS 2001 LLC | |||||||
By:
|
MPM Asset Management II, L.P., | By: | /s/ Luke Evnin | |||||
its General Partner | Name: Luke B. Evnin | |||||||
Title: Manager | ||||||||
By:
|
MPM Asset Management II LLC, | |||||||
its General Partner | ||||||||
By:
|
/s/ Luke Evnin | |||||||
Name: Luke B. Evnin | ||||||||
Title: Manager |
Page 16 of 19
MPM BIOVENTURES GMBH & CO. PARALLEL-BETEILIGUNGS KG |
MPM FOUNDERS LLC | |||||||
By:
|
MPM Asset Management II LP, in its capacity as | By: | /s/ Luke Evnin | |||||
the Special Limited Partner | Name: Luke B. Evnin | |||||||
Title: Manager | ||||||||
By:
|
MPM Asset Management II LLC, its General Partner | |||||||
By:
|
/s/ Luke Evnin | |||||||
Name: Luke B. Evnin | ||||||||
Title: Manager | ||||||||
By:
|
\s\ Ansbert Gadicke | By: | /s/ Luke Evnin | |||||
Name: Ansbert Gadicke | Name: Luke B. Evnin |
Page 17 of 19
BB BIOVENTURES L.P. | MPM BIOVENTURES PARALLEL FUND, L.P. | |||||||
By:
|
BAB BioVentures L.P., | By: | MPM BioVentures I LP, | |||||
its General Partner | its General Partner | |||||||
By:
|
BAB BioVentures N.V., | By: | MPM BioVentures I LLC, | |||||
its General Partner | its General Partner | |||||||
By:
|
\s\ Ansbert Gadicke | By: | /s/ Luke Evnin | |||||
Name: Ansbert Gadicke | Name: Luke B. Evnin | |||||||
Title: Manager | Title: Manager | |||||||
MPM ASSET MANAGEMENT INVESTORS 2000A LLC | MPM BIOVENTURES II-QP, L.P. | |||||||
By:
|
/s/ Luke Evnin | By: | MPM Asset Management II, L.P., | |||||
Name: Luke B. Evnin | its General Partner | |||||||
Title: Manager | ||||||||
By: | MPM Asset Management II LLC, | |||||||
its General Partner | ||||||||
By: | /s/ Luke Evnin | |||||||
Name: Luke B. Evnin | ||||||||
Title: Manager | ||||||||
MPM BIOVENTURES II, L.P. | MPM ASSET MANAGEMENT INVESTORS 2001 LLC | |||||||
By:
|
MPM Asset Management II, L.P., | By: | /s/ Luke Evnin | |||||
its General Partner | Name: Luke B. Evnin | |||||||
Title: Manager | ||||||||
By:
|
MPM Asset Management II LLC, | |||||||
its General Partner | ||||||||
By:
|
/s/ Luke Evnin | |||||||
Name: Luke B. Evnin | ||||||||
Title: Manager |
Page 18 of 19
MPM BIOVENTURES GMBH & CO. PARALLEL-BETEILIGUNGS KG |
MPM FOUNDERS LLC | |||||||
By:
|
MPM Asset Management II LP, in its capacity as the Special Limited Partner | By: | /s/ Luke Evnin | |||||
Name: Luke B. Evnin | ||||||||
Title: Manager | ||||||||
By:
|
MPM Asset Management II LLC, its General Partner | |||||||
By:
|
/s/ Luke Evnin | |||||||
Name: Luke B. Evnin | ||||||||
Title: Manager | ||||||||
By:
|
\s\ Ansbert Gadicke | By: | /s/ Luke Evnin | |||||
Name: Ansbert Gadicke | Name: Luke B. Evnin |
Page 19 of 19