Registration No. 333-________
As filed with the Securities and Exchange Commission on August 15, 2013
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
AngioDynamics, Inc.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation or organization)
11-3146460
(I.R.S. Employer Identification No.)
14 Plaza Drive
Latham, New York 12110
(518) 795-1400
(Address and telephone number of principal executive offices)
12804
(Zip Code)
AngioDynamics, Inc. 2004 Stock and Incentive Award Plan
AngioDynamics, Inc. Employee Stock Purchase Plan
(Full titles of plans)
Copies to:
Stephen A. Trowbridge
Vice President, General Counsel and Assistant Secretary
AngioDynamics, Inc.
14 Plaza Drive
Latham, New York 12110
(518) 795-1400
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definitions of “large accelerated filer”, “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
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Large accelerated filer o
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Accelerated filer x
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Non-accelerated filer o
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Smaller reporting company o
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CALCULATION OF REGISTRATION FEE
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Title of each class
of securities to be
registered (1)
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Amount to be
registered (2)
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Proposed maximum
offering price
per share (3)
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Proposed maximum
aggregate offering
price (3)
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Amount of
registration fee (3)
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Common Stock, par value $0.01
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2,500,000(4)
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$11.75
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$29,375,000
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$4,006.75
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(1) Includes associated rights (the “Rights”) to purchase preferred or common stock. Until the occurrence of certain prescribed events, none of which has occurred, the Rights are not exercisable.
(2) Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement shall be deemed to cover an indeterminate number of additional shares that may become issuable as a result of stock splits, stock dividends or similar transactions pursuant to the anti-dilution provisions of the plans.
(3) Estimated solely for purposes of calculating the registration fee pursuant to Rule 457(c) under the Securities Act, based upon the average of the high and low prices reported on the Nasdaq Global Select Market on August 12, 2013.
(4) Consists of 2,000,000 shares of common stock available for issuance under the AngioDynamics, Inc. 2004 Stock and Incentive Award Plan, and 500,000 shares issuable under the AngioDynamics, Inc. Employee Stock Purchase Plan.
EXPLANATORY NOTE
On October 28, 2004, we registered 1,000,000 shares of our common stock par value $0.01 per share issuable under our AngioDynamics, Inc. 2004 Stock and Incentive Award Plan (the “2004 Plan”) and 200,000 shares of our common stock issuable under the AngioDynamics, Inc. Employee Stock Purchase Plan (the “Purchase Plan”), pursuant to a Registration Statement on Form S-8 (File No. 333-120057). On November 6, 2006, we filed a Registration Statement on Form S-8 (File No. 333-138456) to register an additional 1,000,000 shares of our common stock under the 2004 Plan. On August 14, 2009 we filed a Registration Statement on Form S-8 (File No. 333-161355) to register an additional 1,000,000 shares of our common stock under the 2004 Plan and an additional 200,000 shares of our common stock under the Purchase Plan. On November 3, 2009, we filed a Registration Statement on Form S-8 (File No. 333-162844) to register an additional 750,000 shares of our common stock under the 2004 Plan. On November 16, 2010, we filed a Registration Statement on Form S-8 (File No. 333-170619) to register an additional 300,000 shares of our common stock under the Purchase Plan. This Registration Statement on Form S-8 is being filed pursuant to General Instruction E to Form S-8 to register an additional 2,000,000 shares of common stock issuable under the 2004 Plan and an additional 500,000 shares of our common stock issuable under the Purchase Plan.
INCORPORATION OF DOCUMENTS BY REFERENCE.
Pursuant to General Instruction E to Form S-8, the contents of our Registration Statement on Form S-8 (File No. 333-120057) filed with the Securities and Exchange Commission on October 28, 2004, the contents of our Registration Statement on Form S-8 (File No. 333-138456) filed with the Securities and Exchange Commission on November 6, 2006, the contents of our Registration Statement on Form S-8 (File No. 333-161355) filed with the Securities and Exchange Commission on August 14, 2009, the contents of our Registration Statement on Form S-8 (File No. 333-162844) filed with the Securities and Exchange Commission on November 3, 2009, and the contents of our Registration Statement on Form S-8 (File No. 333-170619) filed with the Securities and Exchange Commission on November 16, 2010 including, with respect to each registration statement, each of the documents filed by us with the Securities and Exchange Commission and incorporated or deemed to be incorporated by reference therein and including each of the documents filed as Exhibits to such registration statement, are incorporated herein by reference.
PART II
ITEM 5. INTERESTS OF NAMED EXPERTS AND COUNSEL.
An opinion concerning the validity of the issuance of shares of the Company’s common stock has been rendered for the Company by Stephen A. Trowbridge, the Company’s Senior Vice President, General Counsel and Assistant Secretary. Mr. Trowbridge beneficially owns or has the right to acquire under employee benefit plans maintained by the Company an aggregate of less than 1% of the Company’s outstanding common stock.
ITEM 8. EXHIBITS.
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Exhibit Number
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Exhibit Description
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5.1
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Opinion of Stephen A. Trowbridge as to the legality of shares being registered.
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23.1
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Consent of PricewaterhouseCoopers LLP, an independent registered public accounting firm.
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23.2
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Consent of Stephen A. Trowbridge (included in Exhibit 5.1).
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24.1
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Power of Attorney (included in the signature page and incorporated herein by reference).
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(Signatures on following page)
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, AngioDynamics, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Latham, State of New York, on August 15, 2013.
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ANGIODYNAMICS, INC.
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By:
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/s/ Joseph M. DeVivo |
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Name: Joseph M. DeVivo |
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Title: Chief Executive Officer and President |
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KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below authorizes Joseph M. DeVivo and Mark T. Frost, and each or any of them, as his attorney in fact and agent, with full power of substitution and resubstitution, to execute, in his name and on his behalf, in any and all capacities, this Registration Statement on Form S-8 and any amendments thereto (and any additional registration statement related thereto permitted by Rule 462(b) promulgated under the Securities Act of 1933 (and all further amendments including post-effective amendments thereto)) necessary or advisable to enable AngioDynamics, Inc. (the “Registrant”) to comply with the Securities Act, and any rules, regulations and requirements of the Securities and Exchange Commission, in respect thereof, in connection with the registration of the securities which are the subject of such Registration Statement, which amendments may make such changes in such Registration Statement as such attorney may deem appropriate, and with full power and authority to perform and do any and all acts and things whatsoever which any such attorney or substitute may deem necessary or advisable to be performed or done in connection with any or all of the above-described matters, as fully as each of the undersigned could do if personally present and acting, hereby ratifying and approving all acts of any such attorney or substitute.
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons on behalf of the Registrant in the capacities and on the dates indicated.
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Signature
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Title
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Date
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/s/ Vincent A. Bucci
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Chaiman of the Board, Director
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August 15, 2013
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Vincent A. Bucci
/s/ Joseph M. DeVivo
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President, Director and Chief Executive
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/s/ Mark T. Frost
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Officer (Principal Executive Officer)
Executive Vice President – Chief Financial
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August 15, 2013
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Mark T. Frost
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Officer, Treasurer (Principal Financial and
Chief Accounting Officer) |
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/s/ David Burgstahler
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Director
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David Burgstahler
/s/ Howard W. Donnelly
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Howard W. Donnelly
/s/ Kevin J. Gould
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Kevin J. Gould
/s/ Jeffrey G. Gold
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Jeffrey G. Gold
/s/ Wesley E. Johnson, Jr.
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Wesley E. Johnson, Jr.
/s/ Steve LaPorte
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Steve LaPorte
/s/ Dennis S. Meteny
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Dennis S. Meteny
/s/ Sriram Venkatarama
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Sriram Venkatarama
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EXHIBIT INDEX
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Exhibit Number
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Exhibit Description
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5.1
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Opinion of Stephen A. Trowbridge as to the legality of shares being registered.
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23.1
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Consent of PricewaterhouseCoopers LLP, an independent registered public accounting firm.
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23.2
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Consent of Stephen A. Trowbridge (included in Exhibit 5.1).
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24.1
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Power of Attorney (included in the signature page and incorporated herein by reference).
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